Ron Jay Schmid is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 2 issuers between Sep 2009 and Apr 2013: HHL Holdings, Inc. (Honolulu, HI — other banking and financial services — 2013; $328K reported sold to 15 investors) and Honolulu HomeLoans, Inc. (Kailua, HI — other banking and financial services — 2009; $50K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $378K sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Ron Jay Schmid and found 7 differences, 2 worth asking the sponsor about: 1000% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.