Ron Graves is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Jul 2009 and Nov 2010: Pinkberry Holding Corp (Los Angeles, CA — restaurants — 2009–2010; $7.5M reported sold to 19 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Dan Levitan (2 shared filings), Howard Schultz (2 shared filings), Hye Kyung Hwang (2 shared filings), Mark Friedman (2 shared filings), Michael J. Casey (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ron. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Ron Graves and found 3 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: North Point Advisors LLC; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.