Ron E Katz is listed as a director on 2 SEC Form D filings by 1 issuer between May 2009 and Dec 2009: Valiant Healthcare, Inc. (Coral Springs, FL — other health care — 2009; $25K reported sold to 1 investors).
What this means One deal on file with the SEC, filed Dec 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Aarif Dohad (2 shared filings), Barry I Rubin (2 shared filings), Boris Bergus (2 shared filings), Gregory G Greenland (2 shared filings), John J McAteer (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ron. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Ron E Katz and found 5 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.