Ron Bernal is listed as an executive officer and director on 10 SEC Form D filings by 6 issuers between Jul 2010 and Jul 2017. Largest by amount reported sold: SolidFire, Inc. (Boulder, CO — other technology — 2013–2014; $60M reported sold to 8 investors), Fugue, Inc. (Frederick, MD — other technology — 2017; $40.7M reported sold to 25 investors), Boulder Wind Power, Inc. (Boulder, CO — other energy — 2011; $35M reported sold to 3 investors), ionQ, Inc. (College Park, MD — other technology — 2017; $12M reported sold to 3 investors), PROSTOR SYSTEMS INC (Boulder, CO — other technology — 2010; $5.5M reported sold to 10 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $155.3M sold in total.
Listed alongside Harry Weller (6 shared filings), Charles P. Butterfield (3 shared filings), Doug Jackson (3 shared filings), James Lyons (3 shared filings), Matthew B. Jore (3 shared filings) and 30 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ron. Each name links to their own page.
1 of the issuers belongs to the sponsor group Lume (2 issuers, $9.11M reported sold, 2013–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Lume has 2 companies on file and $9.11M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 10 public filings for Ron Bernal and found 6 differences, 1 worth asking the sponsor about: 7 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.