Romie Brownlee is listed as a director on 4 SEC Form D filings by 1 issuer between Nov 2015 and Jul 2017: ENTEGRION INC (Durham, NC — biotechnology — 2015–2017; $13.9M reported sold to 87 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside J. True Martin (4 shared filings), John B. Mowell (4 shared filings), Michael Galiger (4 shared filings), Patrick F. Nash (4 shared filings), Pierre Noel (4 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Romie. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Romie Brownlee and found 3 differences, 1 worth asking the sponsor about: Romie Brownlee is no longer listed on the May 16, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.