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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:55 AM ET

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RC
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Rolf A. Classon

Named as an officer, director or promoter on SEC Form D filings · KY · May 21, 2009 → Oct 30, 2009

1deal (issuers)
$87.8Mreported sold
35investors
3Form D filings
2009year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rolf A. Classon is listed as a director on 3 SEC Form D filings by 1 issuer between May 2009 and Oct 2009: XANODYNE PHARMACEUTICALS INC (Newport, KY — pharmaceuticals — 2009; $87.8M reported sold to 35 investors).

What this means One deal on file with the SEC, filed Oct 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Craig Tooman (3 shared filings), Daniel W. Docherty (3 shared filings), Dennis Purcell (3 shared filings), Gary A. Shangold (3 shared filings), James S. Shannon (3 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rolf. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Rolf A. Classon and found 5 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rolf A. Classon has not run yet — it is joining a line of 1,777 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 open

Venetian Islands, LLC v. 449 Classon Corp. closed
District Court, E.D. New York · No. 2:23-cv-02396 · Filed Mar 28, 2023 · Closed Jun 26, 2024
Role of 449 Classon Corp.: Defendant · Outcome: Terminated 2024-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
White v. Y&L Classon Corp. closed
District Court, E.D. New York · No. 1:18-mc-02651 · Filed Oct 4, 2018 · Closed Oct 4, 2018
Role of Y&L Classon Corp.: Defendant · Outcome: Terminated 2018-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
Venetian Islands, LLC v. 449 Classon Corp. open
District Court, E.D. New York · No. 1:23-cv-02396 · Filed —
Role of 449 Classon Corp.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rolf A. Classon..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 7 closed (disposition not in docket feed), 1 open

449 Classon Corp. closed
United States Bankruptcy Court, E.D. New York · No. 1-23-43780 · Filed Oct 18, 2023 · Closed May 30, 2024
Role of 449 Classon Corp.: Debtor · Outcome: Case closed 2024-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
451 Classon Corp. closed
United States Bankruptcy Court, E.D. New York · No. 1-23-43779 · Filed Oct 18, 2023 · Closed Mar 13, 2025
Role of 451 Classon Corp.: Debtor · Outcome: Case closed 2025-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
463 Classon Avenue Housing Development Fund Corporation open
United States Bankruptcy Court, E.D. New York · No. 1-23-41767 · Filed May 19, 2023
Role of 463 Classon Avenue Housing Development Fund Corporation: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
White v. Y&L Classon Corp. closed
United States Bankruptcy Court, E.D. New York · No. 1-18-01113 · Filed Sep 27, 2018 · Closed Dec 18, 2018
Role of Y&L Classon Corp.: Defendant · Outcome: Case closed 2018-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
Classon Business Machines, Corp. closed
United States Bankruptcy Court, E.D. New York · No. 1-14-46396 · Filed Dec 22, 2014 · Closed Jan 5, 2016
Role of Classon Business Machines, Corp.: Debtor · Outcome: Case closed 2016-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
Bank of Camilla v. Classon closed
United States Bankruptcy Court, M.D. Georgia · No. 09-01009 · Filed Feb 18, 2009 · Closed Sep 8, 2009
Role of Classon: Defendant · Outcome: Case closed 2009-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in GA (not a filing state)
395 Classon Realty Corp closed
United States Bankruptcy Court, E.D. New York · No. 8-01-81294 · Filed Feb 26, 2001 · Closed Jul 30, 2001
Role of 395 Classon Realty Corp: Debtor · Outcome: Case closed 2001-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
283 Classon Avenue Owners Corp closed
United States Bankruptcy Court, E.D. New York · No. 8-97-84543 · Filed Jun 17, 1997 · Closed Mar 5, 1998
Role of 283 Classon Avenue Owners Corp: Debtor · Outcome: Case closed 1998-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Rolf A. Classon — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · May 21, 2009 – Oct 5, 2009

Amount sold went down between filings — XANODYNE PHARMACEUTICALS INC

The May 21, 2009 filing says $37,783,864 sold; the Oct 5, 2009 Form D says $0 sold — $37,783,864 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · May 21, 2009 – Oct 5, 2009

Investor count went down between filings — XANODYNE PHARMACEUTICALS INC

The May 21, 2009 filing reports 25 investors; the Oct 5, 2009 Form D reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Oct 5, 2009 – Oct 30, 2009

Offering amount changed between filings — XANODYNE PHARMACEUTICALS INC

The Oct 5, 2009 filing says $6,022,000 offered; the Oct 30, 2009 Form D/A says $87,783,861.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 21, 2009 – Oct 5, 2009

Offering amount lowered between filings — XANODYNE PHARMACEUTICALS INC

The May 21, 2009 filing says $75,000,000 offered; the Oct 5, 2009 Form D says $6,022,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · May 31, 2019

Same name, different state: "Rolf A. Classon" (NJ) is a separate record

This page covers filings where the address state is KY. A separate record, "Rolf A. Classon" with address state NJ, is listed on 1 filing — most recently by Catalent, Inc. (May 31, 2019). The two records do not overlap in time: this page runs May 21, 2009 to Oct 30, 2009; the other has one filing dated May 31, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $1,108,768; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 30, 2009 D/A
XANODYNE PHARMACEUTICALS INC
File 021-79890
$1,108,768$0$0Aquilo Partners, L.P. BrokerCheck CRD 114909 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Rolf A. Classon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

XANODYNE PHARMACEUTICALS INC

Newport, KY · May 21, 2009 → Oct 30, 2009 · 3 filings
  • Oct 30, 2009 · D/A · $87,783,861 sold of $87,783,861 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 5, 2009 · D · $0 sold of $6,022,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 21, 2009 · D · $37,783,864 sold of $75,000,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $87.8M from 35 investors (100% of the $87.8M target) as of the latest filing. Rolf is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Rolf A. Classon — NJ, 1 issuer, May 31, 2019 → May 31, 2019 · no shared issuer

People around Rolf 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Purcell

Director · 3 shared filings (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin T. Anderson

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Valentino

Director, Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas P. Jennings

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gary A. Shangold

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Tooman

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel W. Docherty

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James S. Shannon

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vaughn Kailian

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Vaughn Kailian is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rita M. O'Connor

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Wentworth

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steven St. Peter

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Steven St. Peter is on 5 issuers in total — a repeat sponsor. Their page lists every one.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Natasha Giordano

Executive Officer · 2 shared filings (1 issuer) · also on 5 other issuers

Natasha Giordano is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Arendt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen A. Stamp

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen St. Peter

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Enright

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vaughan Kailian

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rolf A. Classon. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rolf A. Classon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rolf A. Classon is listed on: none on file. No website or social profile named in XANODYNE PHARMACEUTICALS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #368,312 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newport, KY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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