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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:17 AM ET

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Roger Lee

Named as an officer, director or promoter on SEC Form D filings · CT, MA, CA, MD, IL · Apr 15, 2010 → Aug 18, 2026

44deals (issuers)
$11.61Breported sold
1,890investors
72Form D filings
2010–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Lee is listed as an executive officer, director, and promoter on 72 SEC Form D filings by 44 issuers between Jul 2009 and Aug 2026. Largest by amount reported sold: Battery Ventures XIV, L.P. (Boston, MA — pooled investment fund — 2022; $3.04B reported sold to 194 investors), Battery Ventures XIII, L.P. (Boston, MA — pooled investment fund — 2020; $1.2B reported sold to 151 investors), Battery Ventures XIII Side Fund, L.P. (Boston, MA — pooled investment fund — 2020; $800M reported sold to 146 investors), Battery Ventures XII, L.P. (Boston, MA — pooled investment fund — 2018; $800M reported sold to 115 investors), Battery Ventures IX, L.P. (Waltham, MA — pooled investment fund — 2010; $709.6M reported sold to 107 investors) and 39 more (all listed below).

What this means That is a lot of deals — 44 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $11.61B sold in total.

Listed alongside Neeraj Agrawal (25 shared filings), Jesse Feldman (24 shared filings), Michael Brown (23 shared filings), Chelsea Stoner (21 shared filings), Russell Fleischer (21 shared filings) and 132 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

The issuers belong to 2 sponsor groups: Battery (28 issuers, $14.46B reported sold, 2010–2026) and Continuuity (2 issuers, $19M reported sold, 2012–2015).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 20 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 72 public filings for Roger Lee and found 14 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Rimar Capital USA, Inc., Rimar Capital, LLC, Itai Royi Liptz, Clifford Todd Boro (Oct 10, 2024); 10 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger Lee has not run yet — it is joining a line of 50,801 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Lee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

20 cases: 20 closed (disposition not in docket feed)

Roger Lee and Yuen Hee Lee closed
United States Bankruptcy Court, N.D. California · No. 16-30210 · Filed Feb 25, 2016 · Closed May 24, 2016
Role of Roger Lee and Yuen Hee Lee: Debtor · Outcome: Case closed 2016-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger Lee closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-33047 · Filed Dec 15, 2014 · Closed Feb 24, 2015
Role of Roger Lee: Debtor · Outcome: Case closed 2015-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger Lee and Mingming Hu Lee closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-19932 · Filed Mar 17, 2010 · Closed Sep 29, 2010
Role of Roger Lee and Mingming Hu Lee: Debtor · Outcome: Case closed 2010-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger K. Lee and Deanna D. Lee closed
United States Bankruptcy Court, C.D. Illinois · No. 08-72111 · Filed Aug 29, 2008 · Closed Dec 22, 2008
Role of Roger K. Lee and Deanna D. Lee: Debtor · Outcome: Case closed 2008-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Roger W Lee closed
United States Bankruptcy Court, D. Maryland · No. 07-21849 · Filed Nov 26, 2007 · Closed Mar 11, 2008
Role of Roger W Lee: Debtor · Outcome: Case closed 2008-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MD)
Roger Lee and Denise C. Lee closed
United States Bankruptcy Court, D. Massachusetts · No. 07-16720 · Filed Oct 22, 2007 · Closed Feb 21, 2008
Role of Roger Lee and Denise C. Lee: Debtor · Outcome: Case closed 2008-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Roger O Lee and Elvie M Lee closed
United States Bankruptcy Court, N.D. Illinois · No. 06-07132 · Filed Jun 19, 2006 · Closed Feb 15, 2008
Role of Roger O Lee and Elvie M Lee: Debtor · Outcome: Case closed 2008-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Roger Lee and Mi J Chon closed
United States Bankruptcy Court, C.D. California · No. 8:04-bk-16362 · Filed Oct 14, 2004 · Closed Apr 6, 2005
Role of Roger Lee and Mi J Chon: Debtor · Outcome: Case closed 2005-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
ROGER G LEE and SHARON R LEE closed
United States Bankruptcy Court, E.D. Washington · No. 03-04986 · Filed Jun 11, 2003 · Closed Sep 10, 2003
Role of ROGER G LEE and SHARON R LEE: Debtor · Outcome: Case closed 2003-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (WA)
Roger Lee closed
United States Bankruptcy Court, W.D. Washington · No. 01-10115 · Filed Jan 5, 2001 · Closed Mar 7, 2001
Role of Roger Lee: Debtor · Outcome: Case closed 2001-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (WA)
Roger E Lee closed
United States Bankruptcy Court, W.D. Washington · No. 00-11730 · Filed Nov 29, 2000 · Closed Jan 23, 2001
Role of Roger E Lee: Debtor · Outcome: Case closed 2001-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (WA)
Candace Lee and Roger N. Lee closed
United States Bankruptcy Court, E.D. California · No. 00-26910 · Filed Jun 14, 2000 · Closed Sep 19, 2000
Role of Roger N. Lee: Debtor · Outcome: Case closed 2000-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger D Lee closed
United States Bankruptcy Court, C.D. California · No. 6:99-bk-30220 · Filed Dec 9, 1999 · Closed Mar 28, 2000
Role of Roger D Lee: Debtor · Outcome: Case closed 2000-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger Lee closed
United States Bankruptcy Court, E.D. California · No. 99-28171 · Filed Jun 16, 1999 · Closed Sep 28, 1999
Role of Roger Lee: Debtor · Outcome: Case closed 1999-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger B Lee and Andrea C Lee closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-14747 · Filed Apr 7, 1998 · Closed Aug 26, 1998
Role of Roger B Lee and Andrea C Lee: Debtor · Outcome: Case closed 1998-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger Lee and Denise Lee closed
United States Bankruptcy Court, D. Massachusetts · No. 97-48339 · Filed Nov 28, 1997 · Closed Oct 15, 1999
Role of Roger Lee and Denise Lee: Debtor · Outcome: Case closed 1999-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Roger Lee and Denise Lee closed
United States Bankruptcy Court, D. Massachusetts · No. 97-44802 · Filed Jul 9, 1997 · Closed Oct 30, 1997
Role of Roger Lee and Denise Lee: Debtor · Outcome: Case closed 1997-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Roger Lee closed
United States Bankruptcy Court, N.D. California · No. 96-59512 · Filed Dec 10, 1996 · Closed Feb 17, 1999
Role of Roger Lee: Debtor · Outcome: Case closed 1999-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Roger A. Lee and Terralissa Lee closed
United States Bankruptcy Court, D. Massachusetts · No. 92-42788 · Filed Sep 3, 1992 · Closed Dec 15, 1992
Role of Roger A. Lee and Terralissa Lee: Debtor · Outcome: Case closed 1992-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Roger D Lee closed
United States Bankruptcy Court, N.D. Illinois · No. 86-06873 · Filed May 1, 1986 · Closed Feb 15, 1989
Role of Roger D Lee: Debtor · Outcome: Case closed 1989-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 140 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Roger Lee — 2 worth asking about (compared the newest 50 of 72 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 10, 2024

Regulator action naming a team member: Rimar Capital USA, Inc., Rimar Capital, LLC, Itai Royi Liptz, Clifford Todd Boro (Oct 10, 2024)

A ap release dated Oct 10, 2024 names Clifford Boro (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Jul 18, 1996 – Mar 8, 2010

4 bankruptcy cases name the subject or team members

Bankruptcy case: Armsby Lane Road Association v. Swanson — filed Mar 25, 2009 · Bankruptcy case: Arjomand v. Irwin Home Equity Corporation — filed May 11, 2001 · Bankruptcy case: Paul N. Sawaya and Fernanda Maria Moniz Sawaya — filed Jul 18, 1996 · Bankruptcy case: Supernwe, Inc v. Eberlin — filed Apr 3, 1998

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jan 1, 2014 – Apr 18, 2025

10 Form Ds were filed more than 15 days after the first sale

Form D filed 386 days after the first sale — Vera Security, Inc. · Form D filed 327 days after the first sale — TSI Semiconductors Corp · Form D filed 18 days after the first sale — Comprehensive, Inc. · Form D filed 28 days after the first sale — Human Interest Inc. · Form D filed 18 days after the first sale — Wag! Group Co. · and 5 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jan 1, 2014 – Apr 18, 2025

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Comprehensive, Inc. (latest filing Apr 18, 2025) · No amendment in the last 12 months on an offering that may still be open — Human Interest Inc. (latest filing Jan 20, 2023) · No amendment in the last 12 months on an offering that may still be open — Battery Ventures Select Fund II, L.P. (latest filing Mar 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Battery Ventures XIV, L.P. (latest filing Mar 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Vera Security, Inc. (latest filing Sep 6, 2019) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · May 29, 2020 – Jan 20, 2023

Roger Lee's role changed at Human Interest Inc.: executive officer, director → director

The May 29, 2020 filing lists Roger Lee as executive officer, director; the Jan 20, 2023 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Nov 14, 2013 – Apr 18, 2023

5 offerings changed their target amount between filings

Offering amount changed between filings — Wag! Group Co. · Offering amount changed between filings — Human Interest Inc. · Offering amount changed between filings — Vera Security, Inc. · Offering amount changed between filings — Gainsight, Inc. · Offering amount changed between filings — Gainsight, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Aug 26, 2022 – Apr 14, 2023

Reported revenue range changed between filings — Wag! Group Co.

"$5,000,001 - $25,000,000" (Aug 26, 2022); then "$25,000,001 - $100,000,000" (Apr 14, 2023).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Aug 5, 2021 – Dec 17, 2024

Same name, different state: "Roger Lee" (WA) is a separate record

This page covers filings where the address state is CT or MA or CA or MD or IL. A separate record, "Roger Lee" with address state WA, is listed on 2 filings — most recently by FlyHomes, Inc. (Dec 17, 2024). Both records have filings in the same period (Aug 5, 2021 to Dec 17, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 27, 2012 – Dec 17, 2015

Same name, different state: "Roger Lee" (NY) is a separate record

This page covers filings where the address state is CT or MA or CA or MD or IL. A separate record, "Roger Lee" with address state NY, is listed on 4 filings — most recently by Zachary Prell Inc. (Dec 17, 2015). Both records have filings in the same period (Nov 27, 2012 to Dec 17, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 14, 2010 – Apr 13, 2015

Same name, different state: "Roger Lee" (GA) is a separate record

This page covers filings where the address state is CT or MA or CA or MD or IL. A separate record, "Roger Lee" with address state GA, is listed on 2 filings — most recently by PrimeRevenue, Inc. (Apr 13, 2015). Both records have filings in the same period (Oct 14, 2010 to Apr 13, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 13, 2010 – Sep 15, 2011

Same name, different state: "Roger Lee" (IN) is a separate record

This page covers filings where the address state is CT or MA or CA or MD or IL. A separate record, "Roger Lee" with address state IN, is listed on 5 filings — most recently by Angie's List, Inc. (Sep 15, 2011). Both records have filings in the same period (May 13, 2010 to Sep 15, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 13, 2015 – May 16, 2017

Address moved from Boston, MA to Redwood City, CA — Gainsight, Inc.

The people listed on the Nov 13, 2015 filing give Boston, MA; on the May 16, 2017 filing they give Redwood City, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Mar 25, 2014 – Oct 14, 2014

Address moved from Mountain View, CA to Boston, MA — Gainsight, Inc.

The people listed on the Mar 25, 2014 filing give Mountain View, CA; on the Oct 14, 2014 filing they give Boston, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 14, 2013 – Aug 18, 2026

Roger Lee is listed with 3 different address states: MA, MD, CA

MA on 5 filings (Nov 14, 2013 to Nov 13, 2015); MD on 4 filings (Mar 14, 2014 to Mar 5, 2015); CA on 42 filings (Sep 19, 2014 to Aug 18, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 72 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 65 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $1,050,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 18, 2026 D
BV Select SPV III, L.P.
File 021-594605
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
BV Select SPV II, L.P.
File 021-586100
$0$0$0None listed on this filingEDGAR ↗
May 12, 2026 D
BV Select SPV I, L.P.
File 021-583767
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2025 D
Comprehensive, Inc.
File 021-544079
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2023 D/A
Wag! Group Co.
File 021-478831
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2023 D
Human Interest Inc.
File 021-471376
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2022 D
Wag! Group Co.
File 021-457329
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2022 D
Wag! Group Co.
File 021-457091
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2022 D
Battery Ventures XIV-EF, L.P.
File 021-452559
$0$0$0 (est.)
The Issuer's manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
None listed on this filingEDGAR ↗
Jul 15, 2022 D
Battery Investment Partners XIV, L.P.
File 021-452607
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2022 D
Battery Investment Partners Select Fund II, L.P.
File 021-452612
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2022 D
Battery Ventures XIV, L.P.
File 021-436919
$0 (est.)$0$0 (est.)
The Issuer's manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Mar 11, 2022 D
Battery Ventures Select Fund II, L.P.
File 021-436922
$0 (est.)$0$0 (est.)
The Issuer's Manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Feb 18, 2021 D
Battery Investment Partners Select Fund I, L.P.
File 021-389879
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2021 D
Battery Ventures Select Fund I, L.P.
File 021-389884
$0$0$0 (est.)
The Issuer's manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
None listed on this filingEDGAR ↗
May 29, 2020 D/A
Human Interest Inc.
File 021-362847
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2020 D
Battery Ventures XIII, L.P.
File 021-360985
$0$0$0 (est.)
The Issuer's manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
None listed on this filingEDGAR ↗
Feb 20, 2020 D
Battery Ventures XIII Side Fund, L.P.
File 021-360987
$0$0$0 (est.)
The Issuer's manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
None listed on this filingEDGAR ↗
Feb 20, 2020 D
Battery Investment Partners XIII, L.P.
File 021-360988
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2019 D
Vera Security, Inc.
File 021-348114
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2019 D
Human Interest Inc.
File 021-345836
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2018 D
Vera Security, Inc.
File 021-321354
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2018 D
Battery Investment Partners XII, LLC
File 021-306416
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2018 D
Battery Ventures XII, L.P.
File 021-305426
$0$0$0 (est.)
The Issuer's manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
None listed on this filingEDGAR ↗
Feb 12, 2018 D
Battery Ventures XII Side Fund, L.P.
File 021-305429
$0$0$0 (est.)
The Issuer's manager will receive an annual management fee as determined by the Issuer's limited partnership agreement.
None listed on this filingEDGAR ↗
May 18, 2017 D
Vera Security, Inc.
File 021-286965
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 16, 2017 D
Gainsight, Inc.
File 021-286843
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2017 D
Hotel Tonight, Inc.
File 021-283244
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2016 D/A
Vera Security, Inc.
File 021-260315
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 24, 2016 D
Narvar, Inc.
File 021-265770
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2016 D
Battery Investment Partners XI, LLC
File 021-260968
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2016 D
Battery Ventures XI-B, L.P.
File 021-258206
$0$0$0 (est.)
The Issuer's manager or one of its affiliates will receive an annual management fee payable by the Issuer generally equal to a percentage of the aggregate subscriptions of the limited partners of the Issuer.
None listed on this filingEDGAR ↗
Feb 26, 2016 D
Battery Ventures XI-B Side Fund, L.P.
File 021-258208
$0$0$0 (est.)
The Issuer's manager or one of its affiliates will receive an annual management fee payable by the Issuer generally equal to a percentage of the aggregate subscriptions of the limited partners of the Issuer.
None listed on this filingEDGAR ↗
Feb 26, 2016 D
Battery Ventures XI-A, L.P.
File 021-258203
$0$0$0 (est.)
The Issuer's manager or one of its affiliates will receive an annual management fee payable by the Issuer generally equal to a percentage of the aggregate subscriptions of the limited partners of the Issuer.
None listed on this filingEDGAR ↗
Feb 26, 2016 D
Battery Ventures XI-A Side Fund, L.P.
File 021-258204
$0$0$0 (est.)
The Issuer's manager or one of its affiliates will receive an annual management fee payable by the Issuer generally equal to a percentage of the aggregate subscriptions of the limited partners of the Issuer.
None listed on this filingEDGAR ↗
Nov 13, 2015 D
Gainsight, Inc.
File 021-251208
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2015 D
LOTAME SOLUTIONS INC
File 021-235255
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2015 D
6Sense Insights, Inc.
File 021-234362
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2014 D
Gogobot, Inc.
File 021-230111
$0$0$0None listed on this filingEDGAR ↗
Nov 24, 2014 D
TSI Semiconductors Corp
File 021-228896
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2014 D
Gainsight, Inc.
File 021-226380
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2014 D
LOTAME SOLUTIONS INC
File 021-226155
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2014 D
Entelo, Inc.
File 021-225003
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2014 D
LOTAME SOLUTIONS INC
File 021-214407
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2014 D/A
Gainsight, Inc.
File 021-206315
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2014 D
LOTAME SOLUTIONS INC
File 021-213620
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2013 D
BLUE KAI INC
File 021-202038
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 14, 2013 D
Narrative Science Inc.
File 021-198011
$0$0$250,000 (est.)None listed on this filingEDGAR ↗
May 22, 2013 D
Battery Investment Partners X, LLC
File 021-196882
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2013 D
Narrative Science Inc.
File 021-194552
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2013 D
LOTAME SOLUTIONS INC
File 021-194509
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2013 D
Battery Ventures X Side Fund, L.P.
File 021-192210
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2013 D
Battery Ventures X, L.P.
File 021-192207
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2012 D
Continuuity, Inc.
File 021-188740
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 18, 2012 D
Platfora, Inc.
File 021-188537
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2012 D
Narrative Science Inc.
File 021-180608
$0$0$300,000None listed on this filingEDGAR ↗
Mar 2, 2012 D
PAPERG, INC
File 021-174281
$0$0$0None listed on this filingEDGAR ↗
Nov 23, 2011 D
Gogobot, Inc.
File 021-169202
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2011 D
Kontagent Inc.
File 021-168573
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2011 D
Narrative Science Inc.
File 021-154509
$0$0$500,000 (est.)None listed on this filingEDGAR ↗
Dec 6, 2010 D
LOTAME SOLUTIONS INC
File 021-151447
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2010 D
LOTAME SOLUTIONS INC
File 021-147592
$0$0$0
Warrant issued in connection with loan transaction; it may be exercised by paying up to $300K to acquire Preferred Stock.
None listed on this filingEDGAR ↗
Apr 15, 2010 D
FreeWheel Media, Inc.
File 021-140618
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2010 D
Battery Ventures IX, L.P.
File 021-139182
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2009 D/A
PAPERG, INC
File 021-124233
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 44

Every issuer that named Roger Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Battery

BV Select SPV III, L.P.

Boston, MA · Aug 18, 2026
  • Aug 18, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

No sales reported yet as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

BV Select SPV II, L.P.

Boston, MA · Jun 3, 2026
  • Jun 3, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

No sales reported yet as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

BV Select SPV I, L.P.

Boston, MA · May 12, 2026
  • May 12, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

No sales reported yet as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Comprehensive, Inc.

San Francisco, CA · Apr 18, 2025
  • Apr 18, 2025 · D · $9,074,190 sold of $9,154,191 · 20 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $9.07M from 20 investors (99% of the $9.15M target) as of the latest filing. Roger is listed as executive officer, director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Wag! Group Co.

San Francisco, CA · Aug 26, 2022 → Apr 18, 2023 · 4 filings
  • Apr 18, 2023 · D/A · $225,000 sold of $225,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2023 · D · $100,000 sold of $100,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 30, 2022 · D · $241,500 sold of $241,500 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 26, 2022 · D · $504,000 sold of $504,000 · 39 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $504K from 39 investors (100% of the $225K target) as of the latest filing. Roger is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Human Interest Inc.

San Francisco, CA · Aug 6, 2019 → Jan 20, 2023 · 4 filings
  • Jan 20, 2023 · D · $62,000,000 sold of $100,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 29, 2020 · D/A · $45,000,001 sold of $45,000,001 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 13, 2020 · D · $40,000,001 sold of $40,000,001 · 21 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 6, 2019 · D · $15,399,999 sold of $15,399,999 · 28 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $92.8M from 28 investors (93% of the $100M target) as of the latest filing. Roger is listed as director, executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Investment Partners Select Fund II, L.P.

Boston, MA · Jul 15, 2022
  • Jul 15, 2022 · D · $27,894,737 sold of $27,894,737 · 40 investors · min. $12,500 · role: Executive Officer (Managing Member of the GP.) EDGAR ↗

Raised $27.9M from 40 investors (100% of the $27.9M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Investment Partners XIV, L.P.

Boston, MA · Jul 15, 2022
  • Jul 15, 2022 · D · $94,586,711 sold of $94,586,711 · 44 investors · min. $37,500 · role: Executive Officer (Managing Member of the GP.) EDGAR ↗

Raised $94.6M from 44 investors (100% of the $94.6M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XIV-EF, L.P.

Boston, MA · Jul 15, 2022
  • Jul 15, 2022 · D · $38,510,100 sold of $38,510,100 · 64 investors · min. $250,000 · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

Raised $38.5M from 64 investors (100% of the $38.5M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures Select Fund II, L.P.

Boston, MA · Mar 11, 2022
  • Mar 11, 2022 · D · $530,000,000 sold of $600,000,000 · 55 investors · min. $340,600 · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

Raised $530M from 55 investors (88% of the $600M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XIV, L.P.

Boston, MA · Mar 11, 2022
  • Mar 11, 2022 · D · $3,042,078,283 sold of $3,500,000,000 · 194 investors · min. $340,600 · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

Raised $3.04B from 194 investors (87% of the $3.5B target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures Select Fund I, L.P.

Boston, MA · Feb 18, 2021
  • Feb 18, 2021 · D · $400,000,000 sold of $400,000,000 · 65 investors · min. $300,000 · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

Raised $400M from 65 investors (100% of the $400M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Investment Partners Select Fund I, L.P.

Boston, MA · Feb 18, 2021
  • Feb 18, 2021 · D · $39,560,500 sold of $39,560,500 · 28 investors · min. $50,000 · role: Executive Officer (Managing member of the general partner of the Issuer.) EDGAR ↗

Raised $39.6M from 28 investors (100% of the $39.6M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Investment Partners XIII, L.P.

Boston, MA · Feb 20, 2020
  • Feb 20, 2020 · D · $51,283,000 sold of $51,283,000 · 29 investors · min. $75,000 · role: Executive Officer (Managing member of the general partner of the Issuer.) EDGAR ↗

Raised $51.3M from 29 investors (100% of the $51.3M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XIII Side Fund, L.P.

Boston, MA · Feb 20, 2020
  • Feb 20, 2020 · D · $800,000,000 sold of $800,000,000 · 146 investors · min. $400,000 · role: Executive Officer (Managing member of the GPLLC.) EDGAR ↗

Raised $800M from 146 investors (100% of the $800M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XIII, L.P.

Boston, MA · Feb 20, 2020
  • Feb 20, 2020 · D · $1,200,000,000 sold of $1,200,000,000 · 151 investors · min. $600,000 · role: Executive Officer (Managing Member of the GPLLC.) EDGAR ↗

Raised $1.2B from 151 investors (100% of the $1.2B target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Vera Security, Inc.

Palo Alto, CA · Mar 30, 2016 → Sep 6, 2019 · 5 filings
  • Sep 6, 2019 · D · $13,872,743 sold of $15,000,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 14, 2018 · D · $9,999,993 sold of $9,999,993 · 28 investors · min. $599 · role: Director EDGAR ↗
  • May 18, 2017 · D · $14,999,999 sold of $14,999,999 · 26 investors · min. $1 · role: Director EDGAR ↗
  • Aug 29, 2016 · D/A · $20,796,059 sold of $21,764,521 · 30 investors · min. $1 · role: Director EDGAR ↗
  • Mar 30, 2016 · D · $16,825,002 sold of $17,300,002 · 28 investors · min. $1 · role: Director EDGAR ↗

Raised $20.8M from 33 investors (100% of the $15M target) as of the latest filing. Roger is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Investment Partners XII, LLC

Boston, MA · Feb 26, 2018
  • Feb 26, 2018 · D · $24,210,000 sold of $24,210,000 · 28 investors · min. No minimum reported · role: Executive Officer (Managing member of the managing member of the Issuer.) EDGAR ↗

Raised $24.2M from 28 investors (100% of the $24.2M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XII Side Fund, L.P.

Boston, MA · Feb 12, 2018
  • Feb 12, 2018 · D · $450,000,000 sold of $450,000,000 · 108 investors · min. No minimum reported · role: Executive Officer (Managing Member of the general partner of the Issuer.) EDGAR ↗

Raised $450M from 108 investors (100% of the $450M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XII, L.P.

Boston, MA · Feb 12, 2018
  • Feb 12, 2018 · D · $800,000,000 sold of $800,000,000 · 115 investors · min. No minimum reported · role: Executive Officer (Managing Member of the general partner of the Issuer.) EDGAR ↗

Raised $800M from 115 investors (100% of the $800M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Gainsight, Inc.

Redwood City, CA · Nov 14, 2013 → May 16, 2017 · 6 filings
  • May 16, 2017 · D · $51,499,956 sold of $51,499,956 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 13, 2015 · D · $51,699,993 sold of $51,699,993 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 14, 2014 · D · $25,584,460 sold of $25,584,460 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 25, 2014 · D/A · $21,386,054 sold of $21,386,054 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2014 · D/A · $20,500,006 sold of $20,500,006 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2013 · D · $20,000,005 sold of $20,000,005 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $51.7M from 19 investors (100% of the $51.5M target) as of the latest filing. Roger is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Travel

Hotel Tonight, Inc.

San Francisco, CA · Mar 24, 2017
  • Mar 24, 2017 · D · $37,030,705 sold of $37,081,538 · 30 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $45M from 30 investors (100% of the $37.1M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Travel / 506(b) (69 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Narvar, Inc.

San Bruno, CA · Jun 24, 2016
  • Jun 24, 2016 · D · $22,399,647 sold of $22,754,994 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.4M from 15 investors (98% of the $22.8M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Investment Partners XI, LLC

Boston, MA · Apr 8, 2016
  • Apr 8, 2016 · D · $17,413,500 sold of $17,413,500 · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $17.4M from 28 investors (100% of the $17.4M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XI-B Side Fund, L.P.

Boston, MA · Feb 26, 2016
  • Feb 26, 2016 · D · $300,000,000 sold of $300,000,000 · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $300M from 23 investors (100% of the $300M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XI-B, L.P.

Boston, MA · Feb 26, 2016
  • Feb 26, 2016 · D · $650,000,000 sold of $650,000,000 · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $650M from 26 investors (100% of the $650M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XI-A Side Fund, L.P.

Boston, MA · Feb 26, 2016
  • Feb 26, 2016 · D · $300,000,000 sold of $300,000,000 · 68 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $300M from 68 investors (100% of the $300M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Battery

Battery Ventures XI-A, L.P.

Boston, MA · Feb 26, 2016
  • Feb 26, 2016 · D · $650,000,000 sold of $650,000,000 · 73 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $650M from 73 investors (100% of the $650M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

LOTAME SOLUTIONS INC

Columbia, MD · Sep 10, 2010 → Mar 5, 2015 · 7 filings
  • Mar 5, 2015 · D · $10,749,997 sold of $10,749,997 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 9, 2014 · D · $1 sold of $1 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 27, 2014 · D · $1,989,765 sold of $1,989,765 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 14, 2014 · D · $14,983,422 sold of $14,983,422 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 4, 2013 · D · $1 sold of $1 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 6, 2010 · D · $6,000,000 sold of $6,000,000 · 5 investors · min. $3 · role: Director EDGAR ↗
  • Sep 10, 2010 · D · $0 sold of $300,000 · 1 investors · min. $2 · role: Director EDGAR ↗

Raised $15M from 7 investors (100% of the $10.7M target) as of the latest filing. Roger is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Business Services

6Sense Insights, Inc.

San Francisco, CA · Feb 19, 2015
  • Feb 19, 2015 · D · $19,999,987 sold of $20,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $201.2M from 12 investors (100% of the $20M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Gogobot, Inc.

Menlo Park, CA · Nov 23, 2011 → Dec 15, 2014 · 2 filings
  • Dec 15, 2014 · D · $20,000,000 sold of $20,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 23, 2011 · D · $15,050,003 sold of $15,799,950 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 4 investors (100% of the $20M target) as of the latest filing. Roger is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

TSI Semiconductors Corp

Roseville, CA · Nov 24, 2014
  • Nov 24, 2014 · D · $0 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

1 investors reported; no amount sold yet as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Entelo, Inc.

San Francisco, CA · Sep 19, 2014
  • Sep 19, 2014 · D · $4,927,487 sold of $4,927,487 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.93M from 3 investors (100% of the $4.93M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

BLUE KAI INC

Seattle, WA · Aug 29, 2013
  • Aug 29, 2013 · D · $0 sold of $87,806 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $21.4M from 11 investors (100% of the $88K target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Narrative Science Inc.

Chicago, IL · Jan 28, 2011 → Jun 14, 2013 · 4 filings
  • Jun 14, 2013 · D · $5,000,000 sold of $12,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 5, 2013 · D · $550,000 sold of $550,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2012 · D · $3,000,000 sold of $3,000,000 · 10 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 28, 2011 · D · $5,650,000 sold of $5,750,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11M from 13 investors (92% of the $12M target) as of the latest filing. Roger is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Battery

Battery Investment Partners X, LLC

Waltham, MA · May 22, 2013
  • May 22, 2013 · D · $9,090,909 sold of $9,090,909 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $9.09M from 14 investors (100% of the $9.09M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Battery

Battery Ventures X Side Fund, L.P.

Waltham, MA · Feb 21, 2013
  • Feb 21, 2013 · D · $250,000,000 sold of $250,000,000 · 78 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $250M from 78 investors (100% of the $250M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Battery

Battery Ventures X, L.P.

Waltham, MA · Feb 21, 2013
  • Feb 21, 2013 · D · $650,000,000 sold of $650,000,000 · 89 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $650M from 89 investors (100% of the $650M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology · group: Continuuity

Continuuity, Inc.

Palo Alto, CA · Dec 20, 2012
  • Dec 20, 2012 · D · $4,999,995 sold of $9,999,990 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 8 investors (50% of the $10M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Platfora, Inc.

San Mateo, CA · Dec 18, 2012
  • Dec 18, 2012 · D · $19,999,998 sold of $19,999,998 · 34 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 34 investors (100% of the $20M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

PAPERG, INC

San Francisco, CA · Jul 2, 2009 → Mar 2, 2012 · 4 filings
  • Mar 2, 2012 · D · $2,312,027 sold of $2,312,027 · 18 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Dec 31, 2009 · D/A · $450,000 sold of $450,000 · 7 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Dec 29, 2009 · D · $450,000 sold of $450,000 · 7 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Jul 2, 2009 · D · $180,000 sold of $180,000 · 7 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $6.84M from 21 investors (100% of the $2.31M target) as of the latest filing. Roger is listed as executive officer, promoter on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Kontagent Inc.

San Francisco, CA · Nov 14, 2011
  • Nov 14, 2011 · D · $12,000,000 sold of $12,000,000 · 4 investors · min. $10,000 · role: Director EDGAR ↗

Raised $12M from 13 investors (100% of the $12M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

FreeWheel Media, Inc.

San Mateo, CA · Apr 15, 2010
  • Apr 15, 2010 · D · $16,799,998 sold of $16,799,998 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16.8M from 6 investors (100% of the $16.8M target) as of the latest filing. Roger is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Battery

Battery Ventures IX, L.P.

Waltham, MA · Mar 2, 2010
  • Mar 2, 2010 · D · $709,600,000 sold of $750,000,000 · 107 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $709.6M from 107 investors (95% of the $750M target) as of the latest filing. Roger is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Roger Lee — NY, 3 issuers, Nov 27, 2012 → Dec 17, 2015 · no shared issuer
  • Roger Lee — GA, 2 issuers, Oct 14, 2010 → Apr 13, 2015 · no shared issuer
  • Roger Lee — IN, 1 issuer, May 13, 2010 → Sep 15, 2011 · no shared issuer
  • Roger Lee — WA, 1 issuer, Aug 5, 2021 → Dec 17, 2024 · no shared issuer

People around Roger 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Battery Partners XI, LLC

Executive Officer · 6 shared filings (6 issuers)

Battery Partners XI, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Battery Partners GP XIV, LLC

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Roger Lee. Their page shows their other deals.

Management entity

Battery Partners XII, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Roger Lee. Their page shows their other deals.

Management entity

Battery Partners GP XIII, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Roger Lee. Their page shows their other deals.

Management entity

Battery Partners XIV, L.P.

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Roger Lee. Their page shows their other deals.

Management entity

Battery Partners XIII, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Roger Lee. Their page shows their other deals.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Neeraj Agrawal

Executive Officer · 25 shared filings (25 issuers) · also on 10 other issuers

Neeraj Agrawal is on 35 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Feldman

Executive Officer · 24 shared filings (24 issuers) · also on 3 other issuers

Jesse Feldman is on 27 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brown

Executive Officer · 23 shared filings (23 issuers) · also on 10 other issuers

Michael Brown is on 33 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Chelsea Stoner

Executive Officer · 21 shared filings (21 issuers) · also on 4 other issuers

Chelsea Stoner is on 25 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Fleischer

Executive Officer · 21 shared filings (21 issuers)

Russell Fleischer is on 21 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dharmesh Thakker

Executive Officer · 20 shared filings (20 issuers) · also on 14 other issuers

Dharmesh Thakker is on 34 issuers in total — a repeat sponsor. Their page lists every one.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Tobin

Executive Officer · 20 shared filings (20 issuers) · also on 7 other issuers

Scott Tobin is on 27 issuers in total — a repeat sponsor. Their page lists every one.

IP
No photo found yet (own website and image search run after this page is viewed)
Person

Itzik Parnafes

Executive Officer · 16 shared filings (16 issuers)

Itzik Parnafes is on 16 issuers in total — a repeat sponsor. Their page lists every one.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Morad Elhafed

Executive Officer · 13 shared filings (13 issuers) · also on 3 other issuers

Morad Elhafed is on 16 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Satya Patel

Director · 8 shared filings (2 issuers) · also on 29 other issuers

Satya Patel is on 31 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Monfried

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Roger Lee. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Green

Director · 7 shared filings (1 issuer)

Listed on the same filings as Roger Lee. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Pinkham

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Roger Lee. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Agarwal

Director · 6 shared filings (1 issuer) · also on 38 other issuers

Ajay Agarwal is on 39 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Lehman

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Roger Lee. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nick Mehta

Executive Officer, Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Roger Lee. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian O'Malley

Executive Officer, Director · 5 shared filings (5 issuers) · also on 20 other issuers

Brian O'Malley is on 25 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stefan Dyckerhoff

Director · 5 shared filings (1 issuer) · also on 14 other issuers

Stefan Dyckerhoff is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Kauffman

Director · 5 shared filings (1 issuer)

Listed on the same filings as Roger Lee. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Arora

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Roger Lee. Their page shows their other deals.

ZS
No photo found yet (own website and image search run after this page is viewed)
Person

Zack Smotherman

Executive Officer · 5 shared filings (5 issuers) · also on 3 other issuers

Zack Smotherman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Krausz

Director · 4 shared filings (1 issuer) · also on 8 other issuers

Steve Krausz is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Goines

Director · 4 shared filings (1 issuer) · also on 9 other issuers

Mark Goines is on 10 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Bosmeny

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Roger Lee. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Crotty

Executive Officer · 4 shared filings (4 issuers) · also on 3 other issuers

Thomas J. Crotty is on 7 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Leslie

Director · 4 shared filings (1 issuer) · also on 11 other issuers

Mark Leslie is on 12 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Battery

28 issuers · 28 filings · $14.46B reported sold · 2010–2026

One team, 28 deal companies. Roger Lee is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roger Lee.

Sponsor group

Continuuity

2 issuers · 3 filings · $19M reported sold · 2012–2015

One team, 2 deal companies. Roger Lee is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roger Lee.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 16 of the 44 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): BV Select SPV III, L.P., BV Select SPV II, L.P., BV Select SPV I, L.P., Battery Ventures Select Fund I, L.P., Battery Investment Partners Select Fund I, L.P., Battery Investment Partners XIII, L.P., Battery Ventures XIII Side Fund, L.P., Battery Ventures XIII, L.P., Battery Investment Partners XII, LLC, Battery Ventures XII Side Fund, L.P., Battery Ventures XII, L.P., Battery Investment Partners XI, LLC, Battery Ventures XI-B Side Fund, L.P., Battery Ventures XI-B, L.P., Battery Ventures XI-A Side Fund, L.P., Battery Ventures XI-A, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 44 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger Lee is listed on: none on file. No website or social profile named in Battery Ventures XIV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #162,303 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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