Roger Lee is listed as a director on 4 SEC Form D filings by 3 issuers between Nov 2012 and Dec 2015: LiveIntent, Inc. (New York, NY — other technology — 2014; $9M reported sold to 14 investors), SumAll, Inc. (New York, NY — other technology — 2012–2013; $5.5M reported sold to 3 investors) and Zachary Prell Inc. (New York, NY — retailing — 2015; $5M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $19.5M sold in total.
Listed alongside Dane Atkinson (2 shared filings), Davin Chew (2 shared filings), David Hendricks (1 shared filing), Jason Oates (1 shared filing), Jason Pressman (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Roger Lee and found 8 differences: Roger Lee appears on 1 deal that stopped filing before reaching its target; Form D filed 21 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.