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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:04 AM ET

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Roger Krage

Named as an officer, director or promoter on SEC Form D filings · ID · Jan 13, 2021 → Jan 13, 2021

2deals (issuers)
$0reported sold
0investors
2Form D filings
2021year on file
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Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Krage is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Jan 2021: Riverside & Browne OZ Fund LLC (Boise, ID — other real estate — 2021) and Riverside & Browne Investment, LLC (Boise, ID — other real estate — 2021).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $0 sold in total.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

All 2 issuers belong to the sponsor group Riverside (2 issuers, $0 reported sold, 2021).

What this means A sponsor group is one team that sets up a new company for each deal. Riverside has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Roger Krage and found 1 difference: Same name, different state: "Roger Krage" (OR) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger Krage has not run yet — it is joining a line of 5,786 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 4 dismissed, 1 closed (disposition not in docket feed)

KRAGE, ET AL v. EMC MORTGAGE CORPORATIO, ET AL dismissed
District Court, C.D. California · No. · Filed Apr 4, 2016 · Closed Aug 1, 2016 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of KRAGE: Plaintiff · Outcome: Terminated 2016-08-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
KRAGE, ET AL v. US BANK, ET AL dismissed
District Court, C.D. California · No. · Filed Mar 28, 2016 · Closed Aug 1, 2016 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of KRAGE: Plaintiff · Outcome: Terminated 2016-08-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
KRAGE, ET AL v. U.S. BANK NATIONAL ASSO, ET AL dismissed
District Court, C.D. California · No. · Filed Mar 28, 2016 · Closed Aug 1, 2016 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of KRAGE: Plaintiff · Outcome: Terminated 2016-08-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
KRAGE, ET AL v. US BANK NATIONAL ASSOCI, ET AL closed
District Court, C.D. California · No. · Filed Mar 11, 2015 · Closed Mar 8, 2016 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of KRAGE: Plaintiff · Outcome: Terminated 2016-03-08 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
James Arthur Krage v. Shepard Investments, Inc. dismissed
District Court, C.D. California · No. 2:10-cv-02437 · Filed Apr 2, 2010 · Closed Apr 13, 2010 · Nature of suit: 890 Other statutory actions · Cause: 28:1331 Fed. Question
Role of James Arthur Krage: Plaintiff · Outcome: Terminated 2010-04-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); different first name (arthur); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Krage..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Phillip Krage Steffes closed
United States Bankruptcy Court, D. Minnesota · No. 23-30237 · Filed Feb 15, 2023 · Closed May 31, 2023
Role of Phillip Krage Steffes: Debtor · Outcome: Case closed 2023-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); different first name (phillip); court in MN (not a filing state)
Yaquinto, Jr. v. Krage & Janvey, LLP closed
United States Bankruptcy Court, N.D. Texas · No. 19-03231 · Filed Nov 27, 2019 · Closed Apr 25, 2025
Role of Krage & Janvey, LLP: Defendant · Outcome: Case closed 2025-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in TX (not a filing state)
Mele-Krage v. Ocwen Loan Servicing, LLC closed
United States Bankruptcy Court, C.D. California · No. 2:18-ap-01049 · Filed Feb 21, 2018 · Closed Dec 7, 2018
Role of Mele-Krage: Plaintiff · Outcome: Case closed 2018-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); different first name (mele); court in CA (not a filing state)
Krage v. One West Bank, FSB closed
United States Bankruptcy Court, C.D. California · No. 2:16-ap-01283 · Filed Jun 21, 2016 · Closed Feb 13, 2017
Role of Krage: Plaintiff · Outcome: Case closed 2017-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
Krage v. EMC MORTGAGE CORPORATION closed
United States Bankruptcy Court, C.D. California · No. 2:14-ap-01687 · Filed Oct 28, 2014 · Closed Sep 20, 2016
Role of Krage: Plaintiff · Outcome: Case closed 2016-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
Krage v. Bank of America closed
United States Bankruptcy Court, C.D. California · No. 2:13-ap-02132 · Filed Nov 26, 2013 · Closed Dec 8, 2015
Role of Krage: Plaintiff · Outcome: Case closed 2015-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
Krage v. Bank of America National Association as Successor closed
United States Bankruptcy Court, C.D. California · No. 2:12-ap-02136 · Filed Sep 6, 2012 · Closed Sep 18, 2013
Role of Krage: Plaintiff · Outcome: Case closed 2013-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
Krage Construction, LLC closed
United States Bankruptcy Court, E.D. Michigan · No. 10-23320 · Filed Aug 31, 2010 · Closed Dec 30, 2010
Role of Krage Construction, LLC: Debtor · Outcome: Case closed 2010-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in MI (not a filing state)
SCOTT E. KRAGE closed
United States Bankruptcy Court, D. Minnesota · No. 10-35209 · Filed Jul 15, 2010 · Closed Nov 4, 2010
Role of SCOTT E. KRAGE: Debtor · Outcome: Case closed 2010-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); different first name (scott); court in MN (not a filing state)
Krage v. Shepard Investments Inc closed
United States Bankruptcy Court, C.D. California · No. 2:10-ap-01746 · Filed Apr 22, 2010 · Closed Jul 30, 2010
Role of Krage: Plaintiff · Outcome: Case closed 2010-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
Faulkner v. Krage & Janvey, L.L.P. closed
United States Bankruptcy Court, N.D. Texas · No. 06-03375 · Filed May 16, 2006 · Closed Jun 13, 2007
Role of Krage & Janvey, L.L.P.: Defendant · Outcome: Case closed 2007-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in TX (not a filing state)
Richardson v. Krage & Janvey, L.L.P. closed
United States Bankruptcy Court, E.D. Texas · No. 00-06010 · Filed Feb 15, 2000 · Closed Oct 18, 2000
Role of Krage & Janvey, L.L.P.: Defendant · Outcome: Case closed 2000-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 19 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Roger Krage (compared 2 filings on Oct 24, 2026)

Note · Dec 28, 2009 – Jan 13, 2021

Same name, different state: "Roger Krage" (OR) is a separate record

This page covers filings where the address state is ID. A separate record, "Roger Krage" with address state OR, is listed on 11 filings — most recently by PG Investment Holding LLC (Jan 13, 2021). Both records have filings in the same period (Jan 13, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Krage (OR) — PartnerFacts page ↗Form D · Jan 13, 2021 ↗PG Investment Holding LLC — PartnerFacts page ↗Roger Krage (ID) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 13, 2021 D
Riverside & Browne OZ Fund LLC
File 021-386173
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2021 D
Riverside & Browne Investment, LLC
File 021-386249
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Roger Krage on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RB
Other Real Estate · group: Riverside

Riverside & Browne Investment, LLC

Boise, ID · Jan 13, 2021
  • Jan 13, 2021 · D · $0 sold of $12,400,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Roger is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RB
Other Real Estate · group: Riverside

Riverside & Browne OZ Fund LLC

Boise, ID · Jan 13, 2021
  • Jan 13, 2021 · D · $0 sold of $12,400,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Roger is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Roger Krage — OR, 5 issuers, Dec 28, 2009 → Jan 13, 2021 · no shared issuer

People around Roger 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

The team behind the deals

R
Sponsor group

Riverside

2 issuers · 2 filings · $0 reported sold · 2021–2021

One team, 2 deal companies. Roger Krage is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roger Krage.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger Krage by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger Krage is listed on: none on file. No website or social profile named in Riverside & Browne Investment, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #202,426 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boise, ID). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Idaho state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Idaho Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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