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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

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Roger Edwards

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Nov 6, 2020 → Dec 29, 2020

1deal (issuers)
$3.07Mreported sold
75investors
2Form D filings
2020year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Edwards is listed as a director on 2 SEC Form D filings by 1 issuer between Nov 2020 and Dec 2020: RYU APPAREL INC. (Vancouver, British Columbia, Canada (as filed: A1) — retailing — 2020; $3.07M reported sold to 75 investors).

What this means One deal on file with the SEC, filed Dec 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ALEX MCAULAY (2 shared filings), Bill Marcus (2 shared filings) and Cesare Fazari (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 state regulator orders listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Roger Edwards and found 3 differences: Same name, different state: "Roger Edwards" (NC) is a separate record; Same name, different state: "Roger Edwards" (OH) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger Edwards has not run yet — it is joining a line of 58,920 names; searches run around the clock at the hosts' allowed rate. Searched so far: 666 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Consent Order NC · North Carolina Department of the Secretary of State, Securities Division
Order date Dec 14, 2006 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): EFR Financial Services, LLC ; Roger Van Edwards ; Byron Keith Falls ; Terry Norris Renegar ; and Bryan Speas Davis
As listed by the regulator: On December 14, 2006 , the North Carolina Secretary of State, Securities Division issued a Consent Order to EFR Financial Services, LLC ; Roger Van Edwards ; Byron Keith Falls ; Terry Norris Renegar ; and Bryan Speas Davis . The Consent Order ordered the Respondents to immediately cease and desist from offering for sale, soliciting offers to purchase, or selling, in or from North Carolina, the securities of ACM Financial Trust, Inc. (formerly known as Atlantic Capital Management, Inc.) or any security of any issuer in violation of N.C.G.S. §§78A-8 and 78A-36. Respondents were also ordered to immediately cease and desist from transacting business in this State as an investment adviser representative unless and until said persons become registered as investment adviser representatives pursuant to the provisions of the North Carolina Investment Advisers Act and Respondents were also ordered to cease and desist from, in the solicitation of advisory clients, making any untrue statements of Order / docket ↗ Regulator's list ↗
same full name in the order; 4 people with this name in Form D filings; regulator in NC (not a filing state)
Temporary Order to Cease and Desist and Summary Suspension of Registration NC · North Carolina Department of the Secretary of State, Securities Division
Order date Mar 14, 2006 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): EFR Financial Services, LLC ; Roger Van Edwards, Byron Keith Falls ; Terry Norris Renegar ; and Bryan Speas Davis; EFR Financial Services, LLC's
As listed by the regulator: On March 14, 2006 , the North Carolina Secretary of State's, Securities Division issued a Temporary Order to Cease and Desist and Summary Suspension of Registration to EFR Financial Services, LLC ; Roger Van Edwards, Byron Keith Falls ; Terry Norris Renegar ; and Bryan Speas Davis . The Temporary Order ordered that the Respondents immediately cease and desist from offering for sale, soliciting offers to purchase, or selling any securities of any issuer in violation of §§78A-8, 78A-24, and 78A-36 of the North Carolina Securities Act. Respondents were also ordered to immediately cease and desist from transacting business in this State as an investment adviser representative unless and until said persons become registered as investment adviser representatives pursuant to the provision of the North Carolina Investment Advisers Act. It was further ordered that EFR Financial Services, LLC's registration as an investment adviser is suspended. For more information (PDF) . Order / docket ↗ Regulator's list ↗
same full name in the order; 4 people with this name in Form D filings; regulator in NC (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Edwards..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Roger Edwards (compared 2 filings on Oct 24, 2026)

Note · Jul 11, 2023

Same name, different state: "Roger Edwards" (NC) is a separate record

This page covers filings where the address state is A6. A separate record, "Roger Edwards" with address state NC, is listed on 1 filing — most recently by HCAP GP FUND I, LLC (Jul 11, 2023). The two records do not overlap in time: this page runs Nov 6, 2020 to Dec 29, 2020; the other has one filing dated Jul 11, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Edwards (NC) — PartnerFacts page ↗Form D · Jul 11, 2023 ↗HCAP GP FUND I, LLC — PartnerFacts page ↗Roger Edwards (A6) — this page ↗
Sources
Note · Jun 3, 2015 – Jan 24, 2022

Same name, different state: "Roger Edwards" (OH) is a separate record

This page covers filings where the address state is A6. A separate record, "Roger Edwards" with address state OH, is listed on 10 filings — most recently by Positiv.ly LLC (Jan 24, 2022). Both records have filings in the same period (Nov 6, 2020 to Dec 29, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Edwards (OH) — PartnerFacts page ↗Form D · Jan 24, 2022 ↗Positiv.ly LLC — PartnerFacts page ↗Roger Edwards (A6) — this page ↗
Sources
Note · Aug 18, 2014 – Nov 18, 2019

Same name, different state: "Roger Allen Edwards" (OH) is a separate record

This page covers filings where the address state is A6. A separate record, "Roger Allen Edwards" with address state OH, is listed on 4 filings — most recently by AMB Surgical II, LLC (Nov 18, 2019). The two records do not overlap in time: this page runs Nov 6, 2020 to Dec 29, 2020; the other runs Aug 18, 2014 to Nov 18, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Allen Edwards (OH) — PartnerFacts page ↗Form D · Nov 18, 2019 ↗AMB Surgical II, LLC — PartnerFacts page ↗Roger Edwards (A6) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 29, 2020 D
RYU APPAREL INC.
File 021-384630
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2020 D
RYU APPAREL INC.
File 021-379998
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Roger Edwards on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RA
Retailing

RYU APPAREL INC.

Vancouver, British Columbia, Canada (as filed: A1) · Nov 6, 2020 → Dec 29, 2020 · 2 filings
  • Dec 29, 2020 · D · $121,582 sold of $121,582 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 6, 2020 · D · $74,910 sold of $74,910 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.07M from 75 investors (100% of the $122K target) as of the latest filing. Roger is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Roger Edwards — OH, 3 issuers, Jun 3, 2015 → Jan 24, 2022 · no shared issuer
  • Roger Allen Edwards — OH, 2 issuers, Aug 18, 2014 → Nov 18, 2019 · no shared issuer
  • Roger Edwards — NC, 1 issuer, Jul 11, 2023 → Jul 11, 2023 · no shared issuer

People around Roger 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

ALEX MCAULAY

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Roger Edwards. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Marcus

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Edwards. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Cesare Fazari

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Edwards. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger Edwards by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger Edwards is listed on: none on file. No website or social profile named in RYU APPAREL INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #202,558 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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