Roger Werner is listed as a director on 4 SEC Form D filings by 2 issuers between Sep 2011 and Mar 2014: Levels Beyond,Inc. (Denver, CO — other technology — 2014; $4.5M reported sold to 2 investors) and Spot411 Technologies, Inc. (Orange, CA — other technology — 2011–2012; $2.5M reported sold to 5 investors).
What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $7M sold in total.
Listed alongside Ajay Shah (3 shared filings), Chris Turner (3 shared filings), David E. Peterson (3 shared filings), Randolph Shiozaki (3 shared filings), Art Raymond (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Roger Werner and found 6 differences: Form D filed 21 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.