PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

Sponsor Check › Person

DP
No photo found yet (own website and image search run after this page is viewed)

David E. Peterson

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 28, 2010 → Sep 18, 2013

1deal (issuers)
$2.5Mreported sold
5investors
5Form D filings
2010–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David E. Peterson is listed as an executive officer on 5 SEC Form D filings by 1 issuer between Dec 2010 and Sep 2013: Spot411 Technologies, Inc. (Orange, CA — other technology — 2010–2013; $2.5M reported sold to 5 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Ajay Shah (5 shared filings), Randolph Shiozaki (5 shared filings), Chris Turner (4 shared filings), Roger Werner (3 shared filings), Sean Ammirati (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 26 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for David E. Peterson and found 6 differences: 5 offerings have no amendment in the last 12 months and may still be open; Same name, different state: "David Peterson" (CO) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David E. Peterson has not run yet — it is joining a line of 31,561 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 3 dismissed

David Peterson v. The Scotts Miracle-Gro Company dismissed
District Court, C.D. California · No. 5:14-cv-00637 · Filed Apr 1, 2014 · Closed Sep 30, 2014 · Nature of suit: 190 Contract: Other · Cause: 28:1331 Fed. Question: Breach of Contract
Role of David Peterson: Plaintiff · Outcome: Terminated 2014-09-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
David L Peterson v. Ford Motor Company dismissed
District Court, C.D. California · No. 2:03-cv-08843 · Filed Dec 4, 2003 · Closed Mar 9, 2006 · Nature of suit: 190 Other contract actions
Role of David L Peterson: Plaintiff · Outcome: Terminated 2006-03-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David L Peterson v. Ford Motor Company dismissed
District Court, C.D. California · No. 2:01-cv-02932 · Filed Mar 29, 2001 · Closed Feb 22, 2002 · Nature of suit: 410 Antitrust
Role of David L Peterson: Plaintiff · Outcome: Terminated 2002-02-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David E. Peterson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

26 cases: 26 closed (disposition not in docket feed)

David C Peterson closed
United States Bankruptcy Court, C.D. California · No. 6:18-bk-15072 · Filed Jun 15, 2018 · Closed Oct 4, 2018
Role of David C Peterson: Debtor · Outcome: Case closed 2018-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David J. Peterson, Sr. closed
United States Bankruptcy Court, S.D. California · No. 18-02131 · Filed Apr 9, 2018 · Closed Jul 23, 2018
Role of David J. Peterson, Sr.: Debtor · Outcome: Case closed 2018-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David J. Peterson, Sr. closed
United States Bankruptcy Court, S.D. California · No. 17-06265 · Filed Oct 17, 2017 · Closed Feb 7, 2018
Role of David J. Peterson, Sr.: Debtor · Outcome: Case closed 2018-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David Peterson and Linda Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:13-bk-13721 · Filed Apr 26, 2013 · Closed Jan 4, 2018
Role of David Peterson and Linda Peterson: Debtor · Outcome: Case closed 2018-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David M Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-11685 · Filed Feb 9, 2012 · Closed May 31, 2012
Role of David M Peterson: Debtor · Outcome: Case closed 2012-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David R Peterson closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-43638 · Filed Aug 8, 2011 · Closed Dec 21, 2011
Role of David R Peterson: Debtor · Outcome: Case closed 2011-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David Peterson and Wendy Peterson closed
United States Bankruptcy Court, N.D. California · No. 11-50110 · Filed Jan 6, 2011 · Closed Mar 1, 2011
Role of David Peterson and Wendy Peterson: Debtor · Outcome: Case closed 2011-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David A. Peterson and Karen A. Peterson closed
United States Bankruptcy Court, N.D. California · No. 10-10030 · Filed Jan 6, 2010 · Closed May 3, 2010
Role of David A. Peterson and Karen A. Peterson: Debtor · Outcome: Case closed 2010-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David R Peterson closed
United States Bankruptcy Court, C.D. California · No. 6:09-bk-40129 · Filed Dec 11, 2009 · Closed Jun 2, 2010
Role of David R Peterson: Debtor · Outcome: Case closed 2010-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David C Peterson closed
United States Bankruptcy Court, C.D. California · No. 6:07-bk-17842 · Filed Nov 28, 2007 · Closed Mar 18, 2008
Role of David C Peterson: Debtor · Outcome: Case closed 2008-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
DAVID R PETERSON closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-43371 · Filed Oct 13, 2005 · Closed Jul 28, 2006
Role of DAVID R PETERSON: Debtor · Outcome: Case closed 2006-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David L. Peterson and Kimberly D. Peterson closed
United States Bankruptcy Court, S.D. California · No. 04-10751 · Filed Dec 17, 2004 · Closed Apr 18, 2006
Role of David L. Peterson and Kimberly D. Peterson: Debtor · Outcome: Case closed 2006-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David C Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:02-bk-17156 · Filed Sep 17, 2002 · Closed Sep 25, 2003
Role of David C Peterson: Debtor · Outcome: Case closed 2003-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David C Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:00-bk-19579 · Filed Dec 26, 2000 · Closed Feb 18, 2003
Role of David C Peterson: Debtor · Outcome: Case closed 2003-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David E Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:00-bk-19214 · Filed Dec 8, 2000 · Closed Apr 2, 2001
Role of David E Peterson: Debtor · Outcome: Case closed 2001-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
David J Peterson closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-12612 · Filed Feb 22, 2000 · Closed May 12, 2000
Role of David J Peterson: Debtor · Outcome: Case closed 2000-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David E. Peterson and Cathy I. Peterson closed
United States Bankruptcy Court, S.D. California · No. 99-30588 · Filed Mar 22, 1999 · Closed Aug 5, 1999
Role of David E. Peterson and Cathy I. Peterson: Debtor · Outcome: Case closed 1999-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
David E. Peterson and Nancy R. Peterson closed
United States Bankruptcy Court, N.D. California · No. 98-46723 · Filed Jul 15, 1998 · Closed Dec 28, 2001
Role of David E. Peterson and Nancy R. Peterson: Debtor · Outcome: Case closed 2001-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
David D Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-29856 · Filed Dec 12, 1997 · Closed Apr 21, 1998
Role of David D Peterson: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David L. Peterson and Delores D. Peterson closed
United States Bankruptcy Court, S.D. California · No. 97-17241 · Filed Nov 20, 1997 · Closed Oct 1, 2002
Role of David L. Peterson and Delores D. Peterson: Debtor · Outcome: Case closed 2002-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David A Peterson and Barbara G Peterson closed
United States Bankruptcy Court, C.D. California · No. 9:97-bk-14171 · Filed Aug 18, 1997 · Closed Feb 12, 1998
Role of David A Peterson and Barbara G Peterson: Debtor · Outcome: Case closed 1998-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David Peterson and Heather Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:96-bk-19277 · Filed Aug 8, 1996 · Closed Dec 20, 1996
Role of David Peterson and Heather Peterson: Debtor · Outcome: Case closed 1996-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David A Peterson and Danielle Dillahunt closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-16237 · Filed Jun 5, 1996 · Closed Sep 26, 1996
Role of David A Peterson and Danielle Dillahunt: Debtor · Outcome: Case closed 1996-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David H. Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:96-bk-10504 · Filed Jan 16, 1996 · Closed May 6, 1996
Role of David H. Peterson: Debtor · Outcome: Case closed 1996-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
David Peterson closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-16128 · Filed Jun 15, 1995 · Closed Jun 25, 1997
Role of David Peterson: Debtor · Outcome: Case closed 1997-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
David Peterson closed
United States Bankruptcy Court, C.D. California · No. 1:94-bk-32549 · Filed Jun 14, 1994 · Closed Sep 2, 1994
Role of David Peterson: Debtor · Outcome: Case closed 1994-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 566 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for David E. Peterson (compared 5 filings on Oct 24, 2026)

Note · Dec 14, 2010 – Sep 18, 2013

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Spot411 Technologies, Inc. (latest filing Sep 18, 2013) · No amendment in the last 12 months on an offering that may still be open — Spot411 Technologies, Inc. (latest filing Dec 28, 2012) · No amendment in the last 12 months on an offering that may still be open — Spot411 Technologies, Inc. (latest filing May 23, 2012) · No amendment in the last 12 months on an offering that may still be open — Spot411 Technologies, Inc. (latest filing Sep 22, 2011) · No amendment in the last 12 months on an offering that may still be open — Spot411 Technologies, Inc. (latest filing Dec 28, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 18, 2013 ↗Spot411 Technologies, Inc. — PartnerFacts page ↗Form D · Dec 28, 2012 ↗Form D · May 23, 2012 ↗
Sources
Note · Apr 5, 2018 – Jan 30, 2026

Same name, different state: "David Peterson" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "David Peterson" with address state CO, is listed on 8 filings — most recently by Ascent Solar Technologies, Inc. (Jan 30, 2026). The two records do not overlap in time: this page runs Dec 28, 2010 to Sep 18, 2013; the other runs Apr 5, 2018 to Jan 30, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Peterson (CO) — PartnerFacts page ↗Form D · Jan 30, 2026 ↗Ascent Solar Technologies, Inc. — PartnerFacts page ↗David E. Peterson (CA) — this page ↗
Sources
Note · Jul 17, 2015

Same name, different state: "David Peterson" (MN) is a separate record

This page covers filings where the address state is CA. A separate record, "David Peterson" with address state MN, is listed on 1 filing — most recently by Argos Risk LLC (Jul 17, 2015). The two records do not overlap in time: this page runs Dec 28, 2010 to Sep 18, 2013; the other has one filing dated Jul 17, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Peterson (MN) — PartnerFacts page ↗Form D · Jul 17, 2015 ↗Argos Risk LLC — PartnerFacts page ↗David E. Peterson (CA) — this page ↗
Sources
Note · Oct 16, 2009 – Apr 23, 2013

Same name, different state: "David Peterson" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "David Peterson" with address state A6, is listed on 5 filings — most recently by MBAC Fertilizer Corp. (Apr 23, 2013). Both records have filings in the same period (Dec 28, 2010 to Apr 23, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Peterson (A6) — PartnerFacts page ↗Form D · Apr 23, 2013 ↗MBAC Fertilizer Corp. — PartnerFacts page ↗David E. Peterson (CA) — this page ↗
Sources
Note · Oct 7, 2010

Same name, different state: "David Peterson" (PA) is a separate record

This page covers filings where the address state is CA. A separate record, "David Peterson" with address state PA, is listed on 1 filing — most recently by Electro-Petroleum, Inc. (Oct 7, 2010). The two records do not overlap in time: this page runs Dec 28, 2010 to Sep 18, 2013; the other has one filing dated Oct 7, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Peterson (PA) — PartnerFacts page ↗Form D · Oct 7, 2010 ↗Electro-Petroleum, Inc. — PartnerFacts page ↗David E. Peterson (CA) — this page ↗
Sources
Note · Jan 25, 2010

Same name, different state: "DAVID PETERSON" (A1) is a separate record

This page covers filings where the address state is CA. A separate record, "DAVID PETERSON" with address state A1, is listed on 1 filing — most recently by VERSAPAY CORP (Jan 25, 2010). The two records do not overlap in time: this page runs Dec 28, 2010 to Sep 18, 2013; the other has one filing dated Jan 25, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID PETERSON (A1) — PartnerFacts page ↗Form D · Jan 25, 2010 ↗VERSAPAY CORP — PartnerFacts page ↗David E. Peterson (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 5 offerings report sales commissions totalling $275,000; 0 report finder's fees; 2 report proceeds to related persons totalling $132,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 18, 2013 D
Spot411 Technologies, Inc.
File 021-203069
$0$0$32,000
$32,000.00 used to repay deferred expenses.
None listed on this filingEDGAR ↗
Dec 28, 2012 D
Spot411 Technologies, Inc.
File 021-189093
$0$0$100,000 (est.)
Up to $100,000 may be used to repay advances made by officers and/or directors to the company.
None listed on this filingEDGAR ↗
May 23, 2012 D
Spot411 Technologies, Inc.
File 021-178728
$0$0$0None listed on this filingEDGAR ↗
Sep 22, 2011 D
Spot411 Technologies, Inc.
File 021-166257
$150,000 (est.)$0$0Jeff Nixon BrokerCheck CRD 1906798 ↗
via Bridge Capital Associates (CRD 143475 ↗)
EDGAR ↗
Dec 28, 2010 D
Spot411 Technologies, Inc.
File 021-152583
$125,000 (est.)$0$0Jeff Nixon BrokerCheck CRD 1906798 ↗
via Bridge Capital Associates (CRD 143475 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David E. Peterson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ST
Other Technology

Spot411 Technologies, Inc.

Orange, CA · Dec 28, 2010 → Sep 18, 2013 · 5 filings
  • Sep 18, 2013 · D · $1,500,000 sold of $3,000,000 · 2 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 28, 2012 · D · $1,900,000 sold of $2,000,000 · 3 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • May 23, 2012 · D · $775,000 sold of $1,500,000 · 4 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Sep 22, 2011 · D · $200,000 sold of $3,805,000 · 1 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 28, 2010 · D · $2,500,007 sold of $3,277,626 · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.5M from 5 investors (83% of the $3M target) as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Peterson — CO, 2 issuers, Apr 5, 2018 → Jan 30, 2026 · no shared issuer
  • David Peterson — Ontario, Canada (as filed: A6), 2 issuers, Oct 16, 2009 → Apr 23, 2013 · no shared issuer
  • David Peterson — United Kingdom (as filed: X0), 2 issuers, Sep 19, 2023 → Aug 14, 2025 · no shared issuer
  • DAVID PETERSON — British Columbia, Canada (as filed: A1), 1 issuer, Jan 25, 2010 → Jan 25, 2010 · no shared issuer
  • David Peterson — PA, 1 issuer, Oct 7, 2010 → Oct 7, 2010 · no shared issuer
  • David Alan Peterson — IA, 1 issuer, Jan 22, 2014 → Jan 22, 2014 · no shared issuer
  • DAVID R PETERSON — NC, 1 issuer, May 9, 2014 → Apr 8, 2015 · no shared issuer
  • David Peterson — MN, 1 issuer, Jul 17, 2015 → Jul 17, 2015 · no shared issuer
  • David Matthew Peterson — TX, 1 issuer, May 15, 2017 → May 15, 2017 · no shared issuer
  • David K.L. Peterson — CA, 1 issuer, Mar 31, 2017 → Mar 11, 2020 · no shared issuer
  • David Warner Peterson — CA, 1 issuer, Apr 22, 2025 → Apr 29, 2026 · no shared issuer
  • David Peterson — TX, 1 issuer, Sep 19, 2025 → Sep 19, 2025 · no shared issuer

People around David 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Shah

Executive Officer, Director · 5 shared filings (1 issuer) · also on 5 other issuers

Ajay Shah is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Randolph Shiozaki

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David E. Peterson. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Turner

Director · 4 shared filings (1 issuer)

Listed on the same filings as David E. Peterson. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Werner

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David E. Peterson. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Ammirati

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Sean Ammirati is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Sebastian

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Sean Sebastian is on 11 issuers in total — a repeat sponsor. Their page lists every one.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David E. Peterson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David E. Peterson is listed on: none on file. No website or social profile named in Spot411 Technologies, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #326,016 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Orange, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when David E. Peterson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →