PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

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Roger Chen

Named as an officer, director or promoter on SEC Form D filings · CA · May 29, 2013 → Jul 10, 2026

5deals (issuers)
$53.9Mreported sold
71investors
13Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roger Chen is listed as an executive officer, director, and promoter on 13 SEC Form D filings by 5 issuers between May 2013 and Jul 2026: RX REDEFINED INC. (Arroyo Grande, CA — industry reported as "Other" — 2021–2024; $21.5M reported sold to 8 investors), Genia Technologies, Inc. (Mountain View, CA — biotechnology — 2013; $10.4M reported sold to 9 investors), AllVoices Holding Co. (Walnut, CA — other technology — 2021–2026; $9.6M reported sold to 28 investors), Onyx Bio, Inc. (Berkeley, CA — other technology — 2022–2026; $8M reported sold to 15 investors) and Datamined LLC (Castro Valley, CA — other technology — 2018; $4.35M reported sold to 11 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $53.9M sold in total.

Listed alongside Brandon Boots (4 shared filings), Claire Schmidt (4 shared filings), Erik Smith (4 shared filings), Sean Rad (4 shared filings), Bryan Wolff (3 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roger. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Roger Chen and found 12 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roger Chen has not run yet — it is joining a line of 31,584 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roger Chen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Roger Chen and Alice Chen closed
United States Bankruptcy Court, D. New Jersey · No. 05-17415 · Filed Mar 11, 2005 · Closed Dec 27, 2005
Role of Roger Chen and Alice Chen: Debtor · Outcome: Case closed 2005-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Roger Chen closed
United States Bankruptcy Court, E.D. New York · No. 1-98-20037 · Filed Jul 21, 1998 · Closed Dec 22, 1998
Role of Roger Chen: Debtor · Outcome: Case closed 1998-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Roger Chen — 1 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Jan 8, 2021 – Nov 14, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 159 days after the first sale — RX REDEFINED INC. · Form D filed 17 days after the first sale — AllVoices Holding Co. · Form D filed 26 days after the first sale — RX REDEFINED INC. · Form D filed 53 days after the first sale — Onyx Bio, Inc. · Form D filed 33 days after the first sale — RX REDEFINED INC.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 16, 2021 ↗RX REDEFINED INC. — PartnerFacts page ↗Form D · Nov 14, 2025 ↗AllVoices Holding Co. — PartnerFacts page ↗
Sources
Note · Dec 11, 2024 – Dec 26, 2024

No amendment in the last 12 months on an offering that may still be open — RX REDEFINED INC. (latest filing Dec 26, 2024)

The latest filing for this offering is dated Dec 26, 2024 (first sale Dec 11, 2024). It reports $21,492,494 sold of $23,999,994 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 26, 2024 ↗RX REDEFINED INC. — PartnerFacts page ↗
Sources
Note · Jan 28, 2022 – Mar 22, 2022

No amendment in the last 12 months on an offering that may still be open — Onyx Bio, Inc. (latest filing Mar 22, 2022)

The latest filing for this offering is dated Mar 22, 2022 (first sale Jan 28, 2022). It reports $5,326,957 sold of $5,499,991 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 22, 2022 ↗Onyx Bio, Inc. — PartnerFacts page ↗
Sources
Note · Feb 15, 2018 – Feb 28, 2018

No amendment in the last 12 months on an offering that may still be open — Datamined LLC (latest filing Feb 28, 2018)

The latest filing for this offering is dated Feb 28, 2018 (first sale Feb 15, 2018). It reports $4,350,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 28, 2018 ↗Datamined LLC — PartnerFacts page ↗
Sources
Note · Mar 22, 2022 – Feb 26, 2026

Roger Chen's role changed at Onyx Bio, Inc.: executive officer, director, promoter → executive officer, director

The Mar 22, 2022 filing lists Roger Chen as executive officer, director, promoter; the Feb 26, 2026 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Mar 22, 2022 ↗Form D · Feb 26, 2026 ↗Roger Chen — PartnerFacts page ↗Onyx Bio, Inc. — PartnerFacts page ↗
Sources
Note · Jun 16, 2021 – Dec 26, 2024

Industry group changed between filings — RX REDEFINED INC.

"Pharmaceuticals" (Jun 16, 2021 to Jun 16, 2021); then "Other Health Care" (Sep 21, 2022); then "Other" (Dec 26, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 16, 2021 ↗Form D · Sep 21, 2022 ↗Form D · Dec 26, 2024 ↗RX REDEFINED INC. — PartnerFacts page ↗
Sources
Note · Jun 21, 2019 – Mar 30, 2026

Same name, different state: "Roger Chen" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Roger Chen" with address state TX, is listed on 14 filings — most recently by Silverton Partners Entrepreneurs VIII, L.P. (Mar 30, 2026). Both records have filings in the same period (Jun 21, 2019 to Mar 30, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Chen (TX) — PartnerFacts page ↗Form D · Mar 30, 2026 ↗Silverton Partners Entrepreneurs VIII, L.P. — PartnerFacts page ↗Roger Chen (CA) — this page ↗
Sources
Note · Feb 27, 2025

Same name, different state: "Roger Chen" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "Roger Chen" with address state WA, is listed on 1 filing — most recently by Valid8 Financial, Inc. (Feb 27, 2025). Both records have filings in the same period (Feb 27, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Chen (WA) — PartnerFacts page ↗Form D · Feb 27, 2025 ↗Valid8 Financial, Inc. — PartnerFacts page ↗Roger Chen (CA) — this page ↗
Sources
Note · Jul 23, 2024

Same name, different state: "Roger Chen" (IN) is a separate record

This page covers filings where the address state is CA. A separate record, "Roger Chen" with address state IN, is listed on 1 filing — most recently by Modicus Prime Ltd. (Jul 23, 2024). Both records have filings in the same period (Jul 23, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Roger Chen (IN) — PartnerFacts page ↗Form D · Jul 23, 2024 ↗Modicus Prime Ltd. — PartnerFacts page ↗Roger Chen (CA) — this page ↗
Sources
Note · Jun 26, 2026 – Jul 10, 2026

Address moved from Santa Monica, CA to Walnut, CA — AllVoices Holding Co.

The people listed on the Jun 26, 2026 filing give Santa Monica, CA; on the Jul 10, 2026 filing they give Walnut, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 26, 2026 ↗Form D/A · Jul 10, 2026 ↗AllVoices Holding Co. — PartnerFacts page ↗
Sources
Note · Mar 22, 2022 – Feb 26, 2026

Address moved from Alameda, CA to Berkeley, CA — Onyx Bio, Inc.

The people listed on the Mar 22, 2022 filing give Alameda, CA; on the Feb 26, 2026 filing they give Berkeley, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 22, 2022 ↗Form D · Feb 26, 2026 ↗Onyx Bio, Inc. — PartnerFacts page ↗
Sources
Note · Jun 16, 2021 – Sep 21, 2022

Address moved from Oakland, CA to Arroyo Grande, CA — RX REDEFINED INC.

The people listed on the Jun 16, 2021 filing give Oakland, CA; on the Sep 21, 2022 filing they give Arroyo Grande, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 16, 2021 ↗Form D · Sep 21, 2022 ↗RX REDEFINED INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 11 offerings reports sales commissions totalling $200,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $360,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 10, 2026 D/A
AllVoices Holding Co.
File 021-588805
$0$0$0None listed on this filingEDGAR ↗
Feb 26, 2026 D
Onyx Bio, Inc.
File 021-574690
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2025 D
AllVoices Holding Co.
File 021-564107
$0$0$0None listed on this filingEDGAR ↗
Dec 26, 2024 D
RX REDEFINED INC.
File 021-533394
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2022 D
RX REDEFINED INC.
File 021-459399
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2022 D
Onyx Bio, Inc.
File 021-438454
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2021 D
AllVoices Holding Co.
File 021-411407
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2021 D
RX REDEFINED INC.
File 021-403063
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2021 D
RX REDEFINED INC.
File 021-403064
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2018 D/A
Datamined LLC
File 021-306483
$0$0$360,000 (est.)
The invested funds are being used to fund the company's working capital. The payments described in this Section 16 include only estimated salary payments to the parties described in Section 3.
None listed on this filingEDGAR ↗
May 29, 2013 D
Genia Technologies, Inc.
File 021-197134
$200,000$0$0Oppenheimer & Co., Inc. BrokerCheck CRD 249 ↗
via Oppenheimer & Co., Inc. (CRD 249 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Roger Chen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AH
Other Technology

AllVoices Holding Co.

Walnut, CA · Aug 26, 2021 → Jul 10, 2026 · 4 filings
  • Jul 10, 2026 · D/A · $7,000,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 26, 2026 · D · $7,000,000 sold of $7,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2025 · D · $3,000,000 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 26, 2021 · D · $9,600,000 sold of $9,600,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.6M from 28 investors (100% of the $7M target) as of the latest filing. Roger is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OB
Other Technology

Onyx Bio, Inc.

Berkeley, CA · Mar 22, 2022 → Feb 26, 2026 · 2 filings
  • Feb 26, 2026 · D · $7,999,999 sold of $7,999,999 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 22, 2022 · D · $5,326,957 sold of $5,499,991 · 15 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $8M from 15 investors (100% of the $8M target) as of the latest filing. Roger is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RR
Other

RX REDEFINED INC.

Arroyo Grande, CA · Jun 16, 2021 → Dec 26, 2024 · 4 filings
  • Dec 26, 2024 · D · $21,492,494 sold of $23,999,994 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 21, 2022 · D · $7,999,996 sold of $7,999,996 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2021 · D · $2,959,999 sold of $2,959,999 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2021 · D · $3,199,497 sold of $3,199,497 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $21.5M from 8 investors (90% of the $24M target) as of the latest filing. Roger is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

D
Other Technology

Datamined LLC

Castro Valley, CA · Feb 27, 2018 → Feb 28, 2018 · 2 filings
  • Feb 28, 2018 · D/A · $4,350,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 27, 2018 · D · $4,350,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $4.35M from 11 investors as of the latest filing. Roger is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Biotechnology

Genia Technologies, Inc.

Mountain View, CA · May 29, 2013
  • May 29, 2013 · D · $10,438,672 sold of $10,438,672 · 9 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $10.4M from 9 investors (100% of the $10.4M target) as of the latest filing. Roger is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Roger Chen — TX, 8 issuers, Jun 21, 2019 → Mar 30, 2026 · no shared issuer
  • Roger Chen — IN, 1 issuer, Jul 23, 2024 → Jul 23, 2024 · no shared issuer
  • Roger Chen — WA, 1 issuer, Feb 27, 2025 → Feb 27, 2025 · no shared issuer

People around Roger 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Rad

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Roger Chen. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Claire Schmidt

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Erik Smith

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Roger Chen. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brandon Boots

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Wolff

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

AV
No photo found yet (own website and image search run after this page is viewed)
Person

Alok Vasudev

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Alok Vasudev is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bharath Ramsundar

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Rodney Turner

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Roger Chen. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stefan Roever

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Davis

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Pratima Rao

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lance C. Coleman

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

IC
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Chiang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Amit Lakhani

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roger Chen. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roger Chen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roger Chen is listed on: none on file. No website or social profile named in Genia Technologies, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #329,414 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Mountain View, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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