Rodney E Johnson is listed as an executive officer on 5 SEC Form D filings by 1 issuer between Nov 2010 and Aug 2012: SANDRIDGE ENERGY INC (Oklahoma City, OK — oil and gas — 2010–2012; $1.1B reported sold to 14 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Daniel W Jordan (5 shared filings), Everett R Dobson (5 shared filings), Jeffrey S. Serota (5 shared filings), Kevin R White (5 shared filings), Mary L Whitson (5 shared filings) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rodney. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Rodney E Johnson and found 2 differences, 1 worth asking the sponsor about: Regulator action naming a team member: SandRidge Energy, Inc. (Dec 20, 2016); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.