Roderick Pickney is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Oct 2017 and Nov 2018: Broadstone Net Lease, Inc. (Rochester, NY — reits and finance — 2017–2018; $2.04B reported sold to 3,684 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Broadstone Net Lease (5 issuers, $2.08B reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Broadstone Net Lease has 5 companies on file and $2.08B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 court cases matching the name, 1 SEC release, 3 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Roderick Pickney and found 3 differences, 1 worth asking the sponsor about: Roderick Pickney is no longer listed on the Nov 19, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.