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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:15 AM ET

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Rock Morphis

Named as an officer, director or promoter on SEC Form D filings · TN, TX · Apr 26, 2010 → Feb 14, 2025

12deals (issuers)
$691.2Mreported sold
165investors
20Form D filings
2010–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rock Morphis is listed as an executive officer and director on 20 SEC Form D filings by 12 issuers between Feb 2009 and Feb 2025. Largest by amount reported sold: Heritage Healthcare Innovation Fund III, LP (Nashville, TN — pooled investment fund — 2019–2020; $306.7M reported sold to 54 investors), Heritage Healthcare Innovation Fund, LP (Nashville, TN — pooled investment fund — 2011–2012; $157.1M reported sold to 29 investors), HERITAGE HEALTHCARE INNOVATION FUND II, LP (Nashville, TN — pooled investment fund — 2015; $100M reported sold to 8 investors), Wellvana Health, LLC (Nashville, TN — other health care — 2023–2025; $64.5M reported sold to 15 investors), Aviacode, Inc. (Salt Lake City, UT — industry reported as "Other" — 2013; $21.3M reported sold to 2 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $691.2M sold in total.

Listed alongside David McClellan (8 shared filings), Charlie Martin (5 shared filings), Devin Carty (5 shared filings), Jon Phillips (5 shared filings), Phillip Roe (5 shared filings) and 39 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rock. Each name links to their own page.

The issuers belong to 2 sponsor groups: Heritage Healthcare Innovation (10 issuers, $939.7M reported sold, 2009–2025) and Invivolink (2 issuers, $2.6M reported sold, 2009–2013).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for Rock Morphis and found 9 differences: Form D filed 18 days after the first sale; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rock Morphis has not run yet — it is joining a line of 10,954 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 3 open, 3 dismissed, 1 closed (disposition not in docket feed)

Morphis v. Indivior, Inc. open
District Court, N.D. Ohio · No. 1:24-sf-65831 · Filed Dec 31, 2024
Role of Morphis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in the person's filing state (OH)
Morphis v. C.R. Bard Inc open
District Court, S.D. Ohio · No. 2:23-cv-02343 · Filed Jul 21, 2023
Role of Morphis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in the person's filing state (OH)
MORPHIS v. JOHNSON & JOHNSON, INC open
District Court, D. New Jersey · No. 3:21-cv-05492 · Filed Mar 16, 2021
Role of MORPHIS: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in NJ (not a filing state)
Morphis v. AbbVie Inc. dismissed
District Court, N.D. Illinois · No. 1:15-cv-03194 · Filed Apr 10, 2015 · Closed Nov 9, 2020 · Nature of suit: 367 Health care / pharm
Role of Morphis: Plaintiff · Outcome: Terminated 2020-11-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in IL (not a filing state)
Morphis v. Wells Fargo Home Mortgage dismissed
District Court, W.D. Texas · No. 5:13-cv-00907 · Filed Oct 3, 2013 · Closed Oct 31, 2013 · Nature of suit: 220 Foreclosure
Role of Morphis: Plaintiff · Outcome: Terminated 2013-10-31 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in the person's filing state (TX)
Morphis v. LoanCity, Inc. dismissed
District Court, N.D. California · No. 5:07-cv-01501 · Filed Mar 15, 2007 · Closed Jun 6, 2007 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morphis: Plaintiff · Outcome: Terminated 2007-06-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in the person's filing state (CA)
MORPHIS v. PFIZER, INC. closed
District Court, N.D. California · No. · Filed Nov 8, 2005 · Closed Feb 9, 2009 · Nature of suit: 370 Other fraud
Role of MORPHIS: Plaintiff · Outcome: Terminated 2009-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rock Morphis..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

7 cases: 1 open, 6 closed (disposition not in docket feed)

Mississippi Department of Human Services v. Morphis open
United States Bankruptcy Court, N.D. Mississippi · No. 26-01017 · Filed Mar 20, 2026
Role of Morphis: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in MS (not a filing state)
Joseph Morphis Insurance Services, LLC closed
United States Bankruptcy Court, W.D. Texas · No. 20-60297 · Filed Apr 29, 2020 · Closed Apr 9, 2021
Role of Joseph Morphis Insurance Services, LLC: Debtor · Outcome: Case closed 2021-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); different first name (joseph); court in the person's filing state (TX)
Morphis v. BANK OF AMERICA, N.A closed
United States Bankruptcy Court, E.D. Texas · No. 18-04007 · Filed Jan 31, 2018 · Closed Sep 29, 2020
Role of Morphis: Plaintiff · Outcome: Case closed 2020-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in the person's filing state (TX)
Morphis v. Household Finance Corporation III closed
United States Bankruptcy Court, M.D. North Carolina · No. 12-02042 · Filed Jul 18, 2012 · Closed Nov 7, 2012
Role of Morphis: Plaintiff · Outcome: Case closed 2012-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in NC (not a filing state)
First Value Homes Inc v. Tate, Young, Morphis, Back & Farthing, LLP closed
United States Bankruptcy Court, S.D. Texas · No. 03-03045 · Filed Jan 9, 2003 · Closed Apr 23, 2004
Role of Tate, Young, Morphis, Back & Farthing, LLP: Defendant · Outcome: Case closed 2004-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); different first name (young); court in the person's filing state (TX)
Universal Card Services Corp. v. Morphis closed
United States Bankruptcy Court, D. New Mexico · No. 98-01148 · Filed Jun 22, 1998 · Closed Sep 23, 1999
Role of Morphis: Defendant · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in NM (not a filing state)
MORPHIS v. WATERS INTERNATIONAL closed
United States Bankruptcy Court, N.D. Alabama · No. 96-70538 · Filed Sep 12, 1996 · Closed Oct 10, 1996
Role of MORPHIS: Plaintiff · Outcome: Case closed 1996-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 37 federal dockets); surname only in the caption; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Rock Morphis (compared 20 filings on Oct 24, 2026)

Note · Dec 28, 2012 – Jan 15, 2013

Form D filed 18 days after the first sale — Vivify Health, Inc.

The filing says the first sale was Dec 28, 2012. The Form D was filed Jan 15, 2013 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 15, 2013 ↗Vivify Health, Inc. — PartnerFacts page ↗
Sources
Note · Nov 18, 2024 – Feb 14, 2025

Offering amount changed between filings — Wellvana Health, LLC

The Nov 18, 2024 filing says $10,000,016 offered; the Feb 14, 2025 Form D/A says $20,000,032.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 18, 2024 ↗Form D/A (later) · Feb 14, 2025 ↗Wellvana Health, LLC — PartnerFacts page ↗
Sources
Note · May 29, 2020 – Dec 14, 2020

Offering amount changed between filings — Heritage Healthcare Innovation Fund III, LP

The May 29, 2020 filing says $275,000,000 offered; the Dec 14, 2020 Form D/A says $315,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 29, 2020 ↗Form D/A (later) · Dec 14, 2020 ↗Heritage Healthcare Innovation Fund III, LP — PartnerFacts page ↗
Sources
Note · May 30, 2019 – May 29, 2020

Offering amount changed between filings — Heritage Healthcare Innovation Fund III, LP

The May 30, 2019 filing says $250,000,000 offered; the May 29, 2020 Form D/A says $275,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 30, 2019 ↗Form D/A (later) · May 29, 2020 ↗Heritage Healthcare Innovation Fund III, LP — PartnerFacts page ↗
Sources
Note · Oct 7, 2009 – Dec 14, 2020

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Heritage Healthcare Innovation Fund III, LP (latest filing Dec 14, 2020) · No amendment in the last 12 months on an offering that may still be open — HERITAGE HEALTHCARE INNOVATION FUND II, LP (latest filing May 13, 2015) · No amendment in the last 12 months on an offering that may still be open — Conversio Health, LLC (latest filing Sep 24, 2013) · No amendment in the last 12 months on an offering that may still be open — Heritage Healthcare Innovation Fund, LP (latest filing Apr 25, 2012) · No amendment in the last 12 months on an offering that may still be open — Columbus Cyberknife, LLC (latest filing Oct 20, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 14, 2020 ↗Heritage Healthcare Innovation Fund III, LP — PartnerFacts page ↗Form D · May 13, 2015 ↗HERITAGE HEALTHCARE INNOVATION FUND II, LP — PartnerFacts page ↗
Sources
Note · Feb 27, 2009 – Apr 26, 2010

Rock Morphis is written 2 different ways on the filings

listed as "Rock A. Morphis" on 2 filings (from Feb 27, 2009), and "Rock Morphis" on 18 filings (from Apr 26, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 27, 2009 ↗Form D · Apr 26, 2010 ↗Rock Morphis — PartnerFacts page ↗
Sources
Note · Dec 15, 2021

Same name, different state: "Rock Morphis" (OH) is a separate record

This page covers filings where the address state is TN or TX. A separate record, "Rock Morphis" with address state OH, is listed on 1 filing — most recently by Aver Inc. (Dec 15, 2021). Both records have filings in the same period (Dec 15, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Rock Morphis (OH) — PartnerFacts page ↗Form D · Dec 15, 2021 ↗Aver Inc. — PartnerFacts page ↗Rock Morphis (TN,TX) — this page ↗
Sources
Note · Feb 27, 2009 – Feb 14, 2025

Rock Morphis is listed with 2 different address states: TN, TX

TN on 19 filings (Feb 27, 2009 to Feb 14, 2025); TX on 1 filing (Sep 24, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 27, 2009 ↗Form D · Sep 24, 2013 ↗
Sources
Note · Jan 20, 2012 – Apr 25, 2012

Minimum investment changed between filings — Heritage Healthcare Innovation Fund, LP

The Jan 20, 2012 filing lists a minimum of $1,000,000; the Apr 25, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 20, 2012 ↗Form D/A (later) · Apr 25, 2012 ↗Heritage Healthcare Innovation Fund, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 15 offerings report sales commissions totalling $4,476,411; 1 reports finder's fees totalling $150,000; 3 report proceeds to related persons totalling $5,713,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 14, 2025 D/A
Wellvana Health, LLC
File 021-529760
$0$0$0
The Issuer will compensate executive officers in the ordinary course of business.
None listed on this filingEDGAR ↗
Jul 21, 2023 D
Wellvana Health, LLC
File 021-487578
$675,000 (est.)$0$0SVB SECURITIES LLC BrokerCheck CRD 39011 ↗EDGAR ↗
Mar 29, 2023 D
Wellvana Health, LLC
File 021-477253
$2,301,411 (est.)$0$0SVB SECURITIES LLC BrokerCheck CRD 39011 ↗EDGAR ↗
Mar 10, 2023 D
Wellvana Health, LLC
File 021-475449
$1,500,000 (est.)$0$375,000 (est.)SVB SECURITIES LLC BrokerCheck CRD 39011 ↗EDGAR ↗
Dec 23, 2022 D
Heritage Group Monogram Holdings, LP
File 021-468597
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2020 D/A
Heritage Healthcare Innovation Fund III, LP
File 021-340796
$0$0$0Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
May 13, 2015 D
HERITAGE HEALTHCARE INNOVATION FUND II, LP
File 021-239776
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2013 D
Conversio Health, LLC
File 021-203445
$0$0$5,000,000None listed on this filingEDGAR ↗
Mar 19, 2013 D
Aviacode, Inc.
File 021-193566
$0$150,000$338,000Brentwood Capital Advisors LLC BrokerCheck CRD 118712 ↗
via Brentwood Capital Advisors LLC (CRD 118712 ↗)
EDGAR ↗
Jan 15, 2013 D
Vivify Health, Inc.
File 021-190230
$0$0$0None listed on this filingEDGAR ↗
Apr 25, 2012 D/A
Heritage Healthcare Innovation Fund, LP
File 021-154312
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2010 D
Precedent Health, Inc.
File 021-152790
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2010 D
InVivoLink, LLC
File 021-141109
$0$0$0
All proceeds shall be used as working capital.
None listed on this filingEDGAR ↗
Oct 20, 2009 D
Columbus Cyberknife, LLC
File 021-135441
$0$0$0Not applicable no CRD number reportedEDGAR ↗
Feb 27, 2009 D
Boulder Cancer Care, LLC
File 021-127264
$0$0$0Not applicable no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Rock Morphis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WH
Other Health Care · group: Heritage Healthcare Innovation

Wellvana Health, LLC

Nashville, TN · Mar 10, 2023 → Feb 14, 2025 · 5 filings
  • Feb 14, 2025 · D/A · $20,000,032 sold of $20,000,032 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 18, 2024 · D · $10,000,016 sold of $10,000,016 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 21, 2023 · D · $15,500,439 sold of $15,500,439 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 29, 2023 · D · $42,000,582 sold of $42,000,582 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2023 · D · $64,531,648 sold of $64,531,648 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $64.5M from 15 investors (100% of the $20M target) as of the latest filing. Rock is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Pooled Investment Fund · group: Heritage Healthcare Innovation

Heritage Group Monogram Holdings, LP

Nashville, TN · Dec 23, 2022
  • Dec 23, 2022 · D · $10,100,000 sold of $10,100,000 · 13 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner) EDGAR ↗

Raised $10.1M from 13 investors (100% of the $10.1M target) as of the latest filing. Rock is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Heritage Healthcare Innovation

Heritage Healthcare Innovation Fund III, LP

Nashville, TN · May 30, 2019 → Dec 14, 2020 · 3 filings
  • Dec 14, 2020 · D/A · $306,689,985 sold of $315,000,000 · 54 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 29, 2020 · D/A · $250,500,000 sold of $275,000,000 · 32 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 30, 2019 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $306.7M from 54 investors (97% of the $315M target) as of the latest filing. Rock is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
Pooled Investment Fund · group: Heritage Healthcare Innovation

HERITAGE HEALTHCARE INNOVATION FUND II, LP

Nashville, TN · May 13, 2015
  • May 13, 2015 · D · $100,000,000 sold of $200,000,000 · 8 investors · min. $1,000,000 · role: Director (MANAGING DIRECTOR OF GENERAL PARTNER OF ISSUER) EDGAR ↗

Raised $100M from 8 investors (50% of the $200M target) as of the latest filing. Rock is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Pharmaceuticals

Conversio Health, LLC

San Luis Obispo, CA · Sep 24, 2013
  • Sep 24, 2013 · D · $14,825,000 sold of $17,325,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20.3M from 26 investors (100% of the $17.3M target) as of the latest filing. Rock is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other

Aviacode, Inc.

Salt Lake City, UT · Mar 19, 2013
  • Mar 19, 2013 · D · $7,500,000 sold of $7,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $21.3M from 2 investors (100% of the $7.5M target) as of the latest filing. Rock is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VH
Other Technology

Vivify Health, Inc.

Plano, TX · Jan 15, 2013
  • Jan 15, 2013 · D · $3,380,732 sold of $3,380,732 · 8 investors · min. $25,000 · role: Director EDGAR ↗

Raised $10M from 8 investors (100% of the $3.38M target) as of the latest filing. Rock is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HH
Pooled Investment Fund · group: Heritage Healthcare Innovation

Heritage Healthcare Innovation Fund, LP

Nashville, TN · Jan 25, 2011 → Apr 25, 2012 · 3 filings
  • Apr 25, 2012 · D/A · $157,050,000 sold of $200,000,000 · 29 investors · min. $100,000 · role: Executive Officer (Managing Director is the title for Mr. Morphis.) EDGAR ↗
  • Jan 20, 2012 · D/A · $131,000,000 sold of $200,000,000 · 18 investors · min. $1,000,000 · role: Executive Officer (Managing Director is the title for Mr. Morphis.) EDGAR ↗
  • Jan 25, 2011 · D · $78,000,000 sold of $200,000,000 · 7 investors · min. $1,000,000 · role: Executive Officer (Managing Director is the title for Mr. Morphis.) EDGAR ↗

Raised $157.1M from 29 investors (79% of the $200M target) as of the latest filing. Rock is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PH
Other Health Care

Precedent Health, Inc.

Nashville, TN · Dec 30, 2010
  • Dec 30, 2010 · D · $0 sold of $500,637 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Rock is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

I
Other Health Care · group: Invivolink

InVivoLink, LLC

Nashville, TN · Apr 26, 2010
  • Apr 26, 2010 · D · $750,000 sold of $750,000 · 4 investors · min. $10,000 · role: Director EDGAR ↗

Raised $750K from 7 investors (100% of the $750K target) as of the latest filing. Rock is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CC
Other Health Care · group: Heritage Healthcare Innovation

Columbus Cyberknife, LLC

Westerville, OH · Oct 20, 2009
  • Oct 20, 2009 · D · $250,000 sold of $500,000 · 1 investors · min. $150,000 · role: Executive Officer, Director EDGAR ↗

Raised $250K from 1 investor (50% of the $500K target) as of the latest filing. Rock is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BC
Other Health Care · group: Heritage Healthcare Innovation

Boulder Cancer Care, LLC

Nashville, TN · Feb 27, 2009
  • Feb 27, 2009 · D · $245,000 sold of $245,000 · 2 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $245K from 2 investors (100% of the $245K target) as of the latest filing. Rock is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Rock Morphis — OH, 1 issuer, Dec 15, 2021 → Dec 15, 2021 · no shared issuer

People around Rock 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

HG
Management entity

HHIF II GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

HG
Management entity

HHIF III GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David McClellan

Executive Officer, Director · 8 shared filings (4 issuers) · also on 4 other issuers

David McClellan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Devin Carty

Director · 5 shared filings (1 issuer) · also on 8 other issuers

Devin Carty is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Phillips

Director · 5 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charlie Martin

Director · 5 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Lenz

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Roe

Director · 5 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Rao Haris Naseem

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Wallace

Director, Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Rock Morphis. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Karey Witty

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

See Comments See Comments

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Wailes

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Holland

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Phillips

Director · 2 shared filings (2 issuers) · also on 15 other issuers

Jonathan Phillips is on 17 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory E. Spurlock

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

George Stevens

Executive Officer, Director · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Bland

Director, Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

IW
No photo found yet (own website and image search run after this page is viewed)
Person

IAN KYLE WAILES

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Pieper

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Etheridge

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Cline

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rock Morphis. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hoxter

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rock Morphis. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Andrew Wells

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rock Morphis. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Adel ElMessiry

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rock Morphis. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry DeVries

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Jerry DeVries is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Crowder

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Randall Crowder is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Sohr

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Jim Sohr is on 6 issuers in total — a repeat sponsor. Their page lists every one.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Victor Kats

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steve C. Holman

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

SZ
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Zeger

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Glen Marconcini

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Sanger, M.D.

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rock Morphis. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jan Newman

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David Jensen

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lane Monson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rock Morphis. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin Gillen

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Rock Morphis. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Rock

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rock Morphis. Their page shows their other deals.

The team behind the deals

HH
Sponsor group

Heritage Healthcare Innovation

10 issuers · 21 filings · $939.7M reported sold · 2009–2025

One team, 10 deal companies. Rock Morphis is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rock Morphis.

I
Sponsor group

Invivolink

2 issuers · 4 filings · $2.6M reported sold · 2009–2013

One team, 2 deal companies. Rock Morphis is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rock Morphis.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rock Morphis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rock Morphis is listed on: none on file. No website or social profile named in HERITAGE HEALTHCARE INNOVATION FUND II, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,899 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Nashville, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗Texas re:SearchTX court records ↗Franklin County OH Clerk of Courts ↗Utah state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗Texas Secretary of State business search ↗Ohio Secretary of State business search ↗Utah Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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