PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

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ROBERT SHULTZ

Named as an officer, director or promoter on SEC Form D filings · CT · Aug 9, 2011 → Aug 6, 2014

1deal (issuers)
$431.9Mreported sold
59investors
4Form D filings
2011–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

ROBERT SHULTZ is listed as a director on 4 SEC Form D filings by 1 issuer between Aug 2011 and Aug 2014: LIM ASIA MULTI-STRATEGY FUND INC. (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2011–2014; $431.9M reported sold to 59 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ALAN SMITH (4 shared filings), CHRISTOPHER GRUBB (4 shared filings), DAVID STRAKER-SMITH (4 shared filings), GEORGE W. LONG (4 shared filings), BERNARD GRISBY (3 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ROBERT. Each name links to their own page.

The issuer belongs to the sponsor group Lim Japan Event (3 issuers, $272.8M reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Lim Japan Event has 3 companies on file and $272.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 34 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for ROBERT SHULTZ and found 8 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for ROBERT SHULTZ has not run yet — it is joining a line of 34,139 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

UDELL, HARRY B. v. SHULTZ, ROBERT K. closed
District Court, S.D. Indiana · No. 2:87-cv-00022 · Filed Feb 5, 1987 · Closed Jan 5, 1989
Role of SHULTZ, ROBERT K.: Defendant · Outcome: Terminated 1989-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched ROBERT SHULTZ..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 3 open, 31 closed (disposition not in docket feed)

Robert Shultz and Linda Shultz open
United States Bankruptcy Court, W.D. Michigan · No. 26-02190 · Filed Jul 6, 2026
Role of Robert Shultz and Linda Shultz: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert E. Shultz open
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:17-bk-03576 · Filed Aug 30, 2017
Role of Robert E. Shultz: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert Shultz and Cheryl Shultz open
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:17-bk-02216 · Filed May 26, 2017
Role of Robert Shultz and Cheryl Shultz: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert D. Shultz closed
United States Bankruptcy Court, S.D. California · No. 15-07554 · Filed Nov 25, 2015 · Closed Mar 7, 2016
Role of Robert D. Shultz: Debtor · Outcome: Case closed 2016-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert Shultz closed
United States Bankruptcy Court, W.D. Michigan · No. 15-00763 · Filed Feb 17, 2015 · Closed Aug 5, 2015
Role of Robert Shultz: Debtor · Outcome: Case closed 2015-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert L. Shultz, III and Amanda Shultz closed
United States Bankruptcy Court, W.D. Texas · No. 15-70008 · Filed Jan 15, 2015 · Closed Jul 21, 2015
Role of Robert L. Shultz, III: Debtor · Outcome: Case closed 2015-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Robert E. Shultz, Jr. closed
United States Bankruptcy Court, W.D. Michigan · No. 15-00070 · Filed Jan 8, 2015 · Closed May 28, 2015
Role of Robert E. Shultz, Jr.: Debtor · Outcome: Case closed 2015-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert A. Shultz and Laura E. Shultz closed
United States Bankruptcy Court, S.D. Ohio · No. 3:14-bk-30679 · Filed Mar 6, 2014 · Closed Jul 18, 2016
Role of Robert A. Shultz and Laura E. Shultz: Debtor · Outcome: Case closed 2016-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Robert L Shultz and Virginia H Shultz closed
United States Bankruptcy Court, N.D. Ohio · No. 11-34612 · Filed Aug 25, 2011 · Closed Dec 27, 2011
Role of Robert L Shultz and Virginia H Shultz: Debtor · Outcome: Case closed 2011-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Robert A. Shultz and Kimberly E. Shultz closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-70271 · Filed Mar 18, 2011 · Closed Sep 28, 2012
Role of Robert A. Shultz and Kimberly E. Shultz: Debtor · Outcome: Case closed 2012-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert S. Shultz and Lisa Shultz closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-19917 · Filed Nov 16, 2010 · Closed Mar 2, 2011
Role of Robert S. Shultz and Lisa Shultz: Debtor · Outcome: Case closed 2011-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert A. Shultz, Jr. and Janet L. Shultz closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-09-17479 · Filed Oct 31, 2009 · Closed Jul 7, 2015
Role of Robert A. Shultz, Jr.: Debtor · Outcome: Case closed 2015-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Robert W. Shultz and Kelly A. Shultz closed
United States Bankruptcy Court, D. New Jersey · No. 05-53377 · Filed Oct 14, 2005 · Closed Mar 15, 2006
Role of Robert W. Shultz and Kelly A. Shultz: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Robert Shultz closed
United States Bankruptcy Court, C.D. California · No. 9:05-bk-13179 · Filed Oct 6, 2005 · Closed Mar 10, 2006
Role of Robert Shultz: Debtor · Outcome: Case closed 2006-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert Shultz closed
United States Bankruptcy Court, W.D. Michigan · No. 05-14986 · Filed Oct 4, 2005 · Closed May 1, 2007
Role of Robert Shultz: Debtor · Outcome: Case closed 2007-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert Shultz closed
United States Bankruptcy Court, W.D. Michigan · No. 05-09932 · Filed Jul 18, 2005 · Closed Jan 30, 2006
Role of Robert Shultz: Debtor · Outcome: Case closed 2006-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert J Shultz and Tammy R. Shultz closed
United States Bankruptcy Court, N.D. Ohio · No. 05-35545 · Filed Jun 1, 2005 · Closed Oct 4, 2007
Role of Robert J Shultz and Tammy R. Shultz: Debtor · Outcome: Case closed 2007-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Robert M Shultz and Deborah A Keller-Shultz closed
United States Bankruptcy Court, N.D. Illinois · No. 05-18418 · Filed May 9, 2005 · Closed Nov 23, 2005
Role of Robert M Shultz and Deborah A Keller-Shultz: Debtor · Outcome: Case closed 2005-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert R Shultz closed
United States Bankruptcy Court, S.D. Illinois · No. 05-40729 · Filed Mar 21, 2005 · Closed Jul 15, 2005
Role of Robert R Shultz: Debtor · Outcome: Case closed 2005-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert A. Shultz closed
United States Bankruptcy Court, D. New Jersey · No. 04-33975 · Filed Jul 21, 2004 · Closed Nov 1, 2004
Role of Robert A. Shultz: Debtor · Outcome: Case closed 2004-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Robert A. Shultz and Jennifer J. Shultz closed
United States Bankruptcy Court, N.D. Indiana · No. 04-11616 · Filed Apr 12, 2004 · Closed Aug 11, 2004
Role of Robert A. Shultz and Jennifer J. Shultz: Debtor · Outcome: Case closed 2004-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
Robert Shultz closed
United States Bankruptcy Court, W.D. Washington · No. 02-44849 · Filed May 14, 2002 · Closed Aug 29, 2002
Role of Robert Shultz: Debtor · Outcome: Case closed 2002-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Robert P Shultz and April C Shultz closed
United States Bankruptcy Court, N.D. Georgia · No. 99-20553 · Filed Mar 18, 1999 · Closed Apr 23, 2002
Role of Robert P Shultz and April C Shultz: Debtor · Outcome: Case closed 2002-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Robert R. Shultz closed
United States Bankruptcy Court, S.D. Illinois · No. 98-42013 · Filed Nov 10, 1998 · Closed Mar 1, 1999
Role of Robert R. Shultz: Debtor · Outcome: Case closed 1999-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert K Shultz closed
United States Bankruptcy Court, S.D. Ohio · No. 1:98-bk-13648 · Filed Jun 11, 1998 · Closed Aug 14, 2000
Role of Robert K Shultz: Debtor · Outcome: Case closed 2000-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Robert E. Shultz and Linda M. Shultz closed
United States Bankruptcy Court, W.D. Michigan · No. 98-03483 · Filed Apr 20, 1998 · Closed Sep 30, 1998
Role of Robert E. Shultz and Linda M. Shultz: Debtor · Outcome: Case closed 1998-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert Shultz closed
United States Bankruptcy Court, N.D. Georgia · No. 97-70113 · Filed Jun 4, 1997 · Closed Mar 20, 2002
Role of Robert Shultz: Debtor · Outcome: Case closed 2002-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Robert L. Shultz and Charlotte A. Shultz closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:96-bk-33893 · Filed Oct 17, 1996 · Closed Jun 12, 1997
Role of Robert L. Shultz and Charlotte A. Shultz: Debtor · Outcome: Case closed 1997-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Robert P. Shultz and Marjorie L. Shultz closed
United States Bankruptcy Court, S.D. California · No. 94-13563 · Filed Dec 30, 1994 · Closed Mar 2, 1999
Role of Robert P. Shultz and Marjorie L. Shultz: Debtor · Outcome: Case closed 1999-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert J. Shultz and Bettymae Shultz closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:93-bk-01545 · Filed Aug 26, 1993 · Closed Feb 22, 1994
Role of Robert J. Shultz and Bettymae Shultz: Debtor · Outcome: Case closed 1994-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert Shultz and Monica Shultz closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 90-22552 · Filed Aug 21, 1990 · Closed Apr 29, 1991
Role of Robert Shultz and Monica Shultz: Debtor · Outcome: Case closed 1991-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert W. Shultz, Jr. closed
United States Bankruptcy Court, D. New Jersey · No. 89-30213 · Filed Nov 13, 1989 · Closed Nov 26, 1990
Role of Robert W. Shultz, Jr.: Debtor · Outcome: Case closed 1990-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Robert P. Shultz closed
United States Bankruptcy Court, D. South Dakota · No. 87-10324 · Filed Nov 2, 1987 · Closed May 24, 1993
Role of Robert P. Shultz: Debtor · Outcome: Case closed 1993-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in SD (not a filing state)
Robert E. Shultz closed
United States Bankruptcy Court, W.D. Michigan · No. 81-01043 · Filed Mar 11, 1981 · Closed Aug 9, 1988
Role of Robert E. Shultz: Debtor · Outcome: Case closed 1988-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 63 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for ROBERT SHULTZ — 6 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Aug 6, 2014 – Aug 3, 2015

Amount sold went down between filings — LIM ASIA MULTI-STRATEGY FUND INC.

The Aug 6, 2014 filing says $358,499,239 sold; the Aug 3, 2015 Form D/A says $281,888,272 sold — $76,610,967 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 6, 2014 ↗Form D/A (later) · Aug 3, 2015 ↗LIM ASIA MULTI-STRATEGY FUND INC. — PartnerFacts page ↗
Sources
Worth asking · Aug 7, 2013 – Aug 6, 2014

Amount sold went down between filings — LIM ASIA MULTI-STRATEGY FUND INC.

The Aug 7, 2013 filing says $431,925,703 sold; the Aug 6, 2014 Form D/A says $358,499,239 sold — $73,426,464 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 7, 2013 ↗Form D/A (later) · Aug 6, 2014 ↗LIM ASIA MULTI-STRATEGY FUND INC. — PartnerFacts page ↗
Sources
Worth asking · Aug 6, 2014 – Aug 3, 2015

Investor count went down between filings — LIM ASIA MULTI-STRATEGY FUND INC.

The Aug 6, 2014 filing reports 50 investors; the Aug 3, 2015 Form D/A reports 29 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 6, 2014 ↗Form D/A (later) · Aug 3, 2015 ↗LIM ASIA MULTI-STRATEGY FUND INC. — PartnerFacts page ↗
Sources
Worth asking · Aug 7, 2013 – Aug 6, 2014

Investor count went down between filings — LIM ASIA MULTI-STRATEGY FUND INC.

The Aug 7, 2013 filing reports 59 investors; the Aug 6, 2014 Form D/A reports 50 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 7, 2013 ↗Form D/A (later) · Aug 6, 2014 ↗LIM ASIA MULTI-STRATEGY FUND INC. — PartnerFacts page ↗
Sources
Worth asking · Mar 31, 2009 – Aug 9, 2011

Form D filed 861 days after the first sale — LIM ASIA MULTI-STRATEGY FUND INC.

The filing says the first sale was Mar 31, 2009. The Form D was filed Aug 9, 2011 — 861 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 846 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 9, 2011 ↗LIM ASIA MULTI-STRATEGY FUND INC. — PartnerFacts page ↗
Sources
Worth asking · Aug 6, 2014 – Aug 3, 2015

ROBERT SHULTZ is no longer listed on the Aug 3, 2015 amendment — LIM ASIA MULTI-STRATEGY FUND INC.

ROBERT SHULTZ appears on the Aug 6, 2014 Form D/A (director) but not on the Aug 3, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 6, 2014 ↗Form D/A · Aug 3, 2015 ↗ROBERT SHULTZ — PartnerFacts page ↗LIM ASIA MULTI-STRATEGY FUND INC. — PartnerFacts page ↗
Sources
Note · Feb 5, 2016 – Apr 2, 2019

Same name, different state: "ROBERT SHULTZ" (VA) is a separate record

This page covers filings where the address state is CT. A separate record, "ROBERT SHULTZ" with address state VA, is listed on 6 filings — most recently by Liberty Source PBC (Apr 2, 2019). The two records do not overlap in time: this page runs Aug 9, 2011 to Aug 6, 2014; the other runs Feb 5, 2016 to Apr 2, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT SHULTZ (VA) — PartnerFacts page ↗Form D/A · Apr 2, 2019 ↗Liberty Source PBC — PartnerFacts page ↗ROBERT SHULTZ (CT) — this page ↗
Sources
Note · Jun 11, 2015 – Jun 13, 2017

Same name, different state: "Robert H. Shultz" (TX) is a separate record

This page covers filings where the address state is CT. A separate record, "Robert H. Shultz" with address state TX, is listed on 3 filings — most recently by RHS Interests, LLC (Jun 13, 2017). The two records do not overlap in time: this page runs Aug 9, 2011 to Aug 6, 2014; the other runs Jun 11, 2015 to Jun 13, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert H. Shultz (TX) — PartnerFacts page ↗Form D/A · Jun 13, 2017 ↗RHS Interests, LLC — PartnerFacts page ↗ROBERT SHULTZ (CT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $225,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 6, 2014 D/A
LIM ASIA MULTI-STRATEGY FUND INC.
File 021-164112
$0$0$225,000 (est.)
Director's fees per annum
Michael J. Manning BrokerCheck CRD 3277956 ↗
via Stratton Capital Management, Ltd. (CRD 104122 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Shultz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LA
Pooled Investment Fund · group: Lim Japan Event

LIM ASIA MULTI-STRATEGY FUND INC.

Tortola, Virgin Islands, British (as filed: D8) · Aug 9, 2011 → Aug 6, 2014 · 4 filings
  • Aug 6, 2014 · D/A · $358,499,239 sold of Indefinite · 50 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 7, 2013 · D/A · $431,925,703 sold of Indefinite · 59 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 9, 2012 · D/A · $415,355,491 sold of Indefinite · 58 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 9, 2011 · D · $366,155,491 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗

Raised $431.9M from 59 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert H. Shultz — TX, 1 issuer, Jun 11, 2015 → Jun 13, 2017 · no shared issuer
  • ROBERT SHULTZ — VA, 1 issuer, Feb 5, 2016 → Apr 2, 2019 · no shared issuer

People around Robert 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

GEORGE W. LONG

Director · 4 shared filings (1 issuer) · also on 5 other issuers

GEORGE W. LONG is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

ALAN SMITH

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Shultz. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID STRAKER-SMITH

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Shultz. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER GRUBB

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Shultz. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

BERNARD GRISBY

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shultz. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DOUGLAS BROWN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shultz. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

BERNARD GRIGSBY

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shultz. Their page shows their other deals.

The team behind the deals

LJ
Sponsor group

Lim Japan Event

3 issuers · 23 filings · $272.8M reported sold · 2011–2026

One team, 3 deal companies. Robert Shultz is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name ROBERT SHULTZ.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to ROBERT SHULTZ by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Shultz is listed on: none on file. No website or social profile named in LIM ASIA MULTI-STRATEGY FUND INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #211,320 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tortola, D8). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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