Robert Switz is listed as a director on 8 SEC Form D filings by 2 issuers between Dec 2013 and Mar 2018: RECOMBINETICS, INC (St. Paul, MN — biotechnology — 2016–2018; $33.5M reported sold to 125 investors) and Z&H Hospitality L.L.C. (Minneapolis, MN — restaurants — 2013; $4.05M reported sold to 31 investors).
What this means 2 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $37.6M sold in total.
1 of the issuers belongs to the sponsor group Recombinetics (2 issuers, $7.69M reported sold, 2013–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Recombinetics has 2 companies on file and $7.69M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Robert Switz and found 8 differences, 2 worth asking the sponsor about: Form D filed 72 days after the first sale; Robert Switz is no longer listed on the Feb 1, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.