Robert Sweeney is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jun 2023: Ocean Biomedical, Inc. (Providence, RI — biotechnology — 2023; $7.56M reported sold to 1 investors).
What this means One deal on file with the SEC, filed Jun 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Ocean Biomedical (2 issuers, $8.6M reported sold, 2021–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Ocean Biomedical has 2 companies on file and $8.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Robert Sweeney and found 7 differences: 21% of the money raised went to insiders; Robert Sweeney appears on 1 deal that stopped filing before reaching its target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.