Robert Sutton is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer in Jan 2018: Nanosphere Health Sciences Inc. (Greenwood Village, CO — other technology — 2018; $23.4M reported sold to 30 investors).
What this means One deal on file with the SEC, filed Jan 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bennett Liu (2 shared filings), David Sutton (2 shared filings), Michael Iverson (2 shared filings), Richard Kaufman (2 shared filings), Stephanie Hopper (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases, 3 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Robert Sutton and found 4 differences, 2 worth asking the sponsor about: Form D filed 69 days after the first sale; Form D filed 64 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.