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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:59 PM ET

Sponsor Check › Person

Robert Schultz

Related person on Form D filings · address state as listed: IL · listed Jun 5, 2009 → Oct 7, 2026

6issuers
8Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 7 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $5,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 7, 2026 D
File 021-600359
$0$0$0None listed on this filing
EDGAR ↗Oct 16, 2025 D
File 021-561034
$0$0$0None listed on this filing
EDGAR ↗Apr 28, 2022 D
File 021-443720
$0$0$0
Compensation of executive officers in the ordinary course of business approved by the Board of Directors.
Network Perception, Inc. no CRD number reported
EDGAR ↗Apr 28, 2022 D
File 021-443724
$0$0$0
Compensation of executive officers in the ordinary course of business approved by the Board of Directors.
Network Perception, Inc. no CRD number reported
EDGAR ↗Apr 19, 2012 D
File 021-176933
$0$0$0None listed on this filing
EDGAR ↗Jun 10, 2011 D
File 021-161127
$0$0$0 (est.)None listed on this filing
EDGAR ↗Dec 22, 2009 D
File 021-121202
$0$0$5,000 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Serra Capital Opportunities Fund, L.P.
group: Serra
Executive Officer, PromoterOct 7, 2026D$25,000,000
similar: $155,000–$5,250,000
$2,385,00020
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗EIWA HOLDINGS CORPDirectorOct 16, 2025D$1,000,000
similar: $1,100,015–$10,001,163
$729,92017
similar: 2–14
$95
similar: $5,000–$50,000
EDGAR ↗Network Perception, Inc.DirectorApr 28, 2022D$17,955
similar: $1,100,015–$10,001,163
$17,9553
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Network Perception, Inc.DirectorApr 28, 2022D$13,000,000
similar: $1,100,015–$10,001,163
$12,999,9958
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Midland States Bancorp, Inc.DirectorApr 19, 2012D$2,150,000
similar: $7,000,000–$35,000,000
$2,150,0001
similar: 6–28
No minimum reported
similar: $29,900–$250,000
EDGAR ↗Personify, Inc.DirectorJun 10, 2011D$2,000,000
similar: $480,782–$5,000,000
$1,900,0006
similar: 1–9
$25,000
similar: $5,000–$50,000
EDGAR ↗Caterva IncExecutive Officer, DirectorDec 22, 2009D$1,000,000
similar: $480,782–$5,000,000
$100,0001
similar: 1–9
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Caterva IncExecutive Officer, DirectorJun 5, 2009D$25,000
similar: $480,782–$5,000,000
$25,0001
similar: 1–9
$25,000
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); Commercial Banking / 506(b) (624 filings); Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Robert A. Schultz — address state IL, 7 issuers, Oct 27, 2010 → Apr 4, 2019
  • Robert Schultz — address state NY, 6 issuers, Oct 30, 2014 → Nov 21, 2018
  • Robert Schultz — address state CA, 3 issuers, Oct 25, 2011 → Mar 31, 2025
  • Robert Schultz — address state NE,WY, 2 issuers, Nov 6, 2023 → Feb 6, 2026
  • Robert Schultz — address state CO, 2 issuers, Jun 30, 2010 → Aug 11, 2026
  • Robert S Schultz — address state PA, 1 issuer, Mar 31, 2014 → Apr 13, 2020
  • Robert H Schultz — address state TX, 1 issuer, Apr 17, 2013 → Apr 17, 2013
  • Robert Schultz — address state VA, 1 issuer, Jan 31, 2023 → Jan 31, 2023
  • Robert Schultz — address state MT, 1 issuer, Jul 15, 2024 → Jul 15, 2024
  • Robert F. Schultz — address state IL, 1 issuer, Jun 12, 2009 → Apr 11, 2019
  • Robert H. Schultz — address state PA, 1 issuer, Jan 12, 2011 → Dec 19, 2024
  • Robert A. Schultz — address state CA, 1 issuer, Jul 13, 2021 → Jul 13, 2021

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 31 names on the same filings (0 management entities, 31 people)

People and management entities the issuers listed as related persons on the same Form D filings as Robert Schultz. Source: the EDGAR rows in the table above.

  • Hieu Khac Le — 2 shared filings (1 issuer) · role as listed: Promoter
  • Robin Berthier — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Ted Greene — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jeff Bocan — 2 shared filings (1 issuer) · role as listed: Director
  • Steve Westly — 2 shared filings (1 issuer) · role as listed: Director
  • William Sanders — 2 shared filings (1 issuer) · role as listed: Director
  • Nicolas Otamendi — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Tomas Pena — 1 shared filing (1 issuer) · role as listed: Director
  • Pablo Valeriano — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Andre Dias — 1 shared filing (1 issuer) · role as listed: Director
  • Jeffrey G. Ludwig — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Leon J. Holschbach — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Jeffrey C. Smith — 1 shared filing (1 issuer) · role as listed: Director
  • Dennis Beard — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter · also listed on 13 other issuers
  • Timothy C. Hoerr — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter · also listed on 14 other issuers
  • Quang Xuan Do — 1 shared filing (1 issuer) · role as listed: Promoter
  • Quang H Nguyen — 1 shared filing (1 issuer) · role as listed: Promoter
  • Sanjay J Patel — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 2 other issuers
  • Minh Do — 1 shared filing (1 issuer) · role as listed: Promoter
  • Dennis Lin — 1 shared filing (1 issuer) · role as listed: Promoter
  • Wen-Mei Hwu — 1 shared filing (1 issuer) · roles as listed: Director, Promoter · also listed on 1 other issuer
  • Ray Schuder — 1 shared filing (1 issuer) · role as listed: Director
  • Douglas J. Tucker — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Ken Maschhoff — 1 shared filing (1 issuer) · role as listed: Director
  • Thomas D. Shaw — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Sharon A. Schaubert — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Richard T. Ramos — 1 shared filing (1 issuer) · role as listed: Director
  • Jeff Mefford — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Anthony Siemer — 1 shared filing (1 issuer) · role as listed: Director
  • Jack Schultz — 1 shared filing (1 issuer) · role as listed: Director
  • Eric Wilson — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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