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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:50 AM ET

Sponsor Check › Sponsor group

Serra

10 issuers linked to one sponsor · CHAMPAIGN, IL

Grouped because: 5 shared people, same business address (9 issuers), similar issuer names (8) · 5 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) ·Not the same sponsor? Request a correction

10issuers
17Form D filings
$116,925,000total sold (sum of latest per issuer)
402investors (sum of max per issuer)
2010–2026active
1new offering, last 12 mo

Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Oct 7, 2026 · Courts (RECAP) last checked: Oct 23, 2026, 11:54 PM ET · SEC enforcement last checked: not yet

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found so far in sources searched for 10 of 10 issuers in this group.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 10 of 10 issuers in this group; 0 not yet searched (10 queued). Results are added automatically.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found so far in sources searched for 10 of 10 issuers in this group.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 10 of 10 issuers in this group; 0 not yet searched (10 queued). Results are added automatically.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

5. Money to insiders and sales commissions

0 of 11 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $365,400. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 7, 2026 D
File 021-600359
$0$0$0None listed on this filing
EDGAR ↗Apr 7, 2022 D/A
File 021-390628
$0$0$0None listed on this filing
EDGAR ↗Feb 8, 2019 D
File 021-332457
$0$0$0None listed on this filing
EDGAR ↗Jan 18, 2019 D/A
File 021-320904
$0$0$0None listed on this filing
EDGAR ↗Nov 15, 2018 D
File 021-325917
$0 (est.)$0 (est.)$0 (est.)
The management company will receive management fees in an amount based off of the amount of securities sold.
None listed on this filing
EDGAR ↗May 30, 2017 D/A
File 021-261507
$0$0$0 (est.)None listed on this filing
EDGAR ↗Aug 17, 2015 D
File 021-245898
$0$0$0 (est.)None listed on this filing
EDGAR ↗Feb 23, 2015 D/A
File 021-210517
$0$0$365,400 (est.)None listed on this filing
EDGAR ↗Feb 21, 2014 D/A
File 021-204703
$0$0$0 (est.)None listed on this filing
EDGAR ↗Nov 21, 2011 D/A
File 021-153171
$0$0$0 (est.)None listed on this filing
EDGAR ↗Oct 29, 2010 D
File 021-149801
$0$0$0 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 10 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookups queued

0 recorded documents and 0 ownership records matched to Serra in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 12:50 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗Serra Capital I, LPshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHAMPAIGN, ILPooled Investment Fund1$3,075,00011$100,0002010–2010
EDGAR ↗Striped Sail, Ltd.shared people, same business addressCHAMPAIGN, ILOther Technology2$210,0001$65,0002011–2011
EDGAR ↗Oso Technologies, Inc.shared peopleURBANA, ILOther Technology3$500,000
offering $500,000 · similar: $1,100,015–$10,001,163
6
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2013–2015
EDGAR ↗Serra Capital II, LPshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHAMPAIGN, ILPooled Investment Fund2$17,295,000
offering $17,295,000 · similar: $155,000–$5,250,000
78
similar: 4–27
$50,000
similar: $1,000–$100,000
2014–2015
EDGAR ↗Serra Capital III, LPshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHAMPAIGN, ILPooled Investment Fund2$32,405,000
offering $32,405,000 · similar: $155,000–$5,250,000
90
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2017
EDGAR ↗Serra Building, LLCshared people, same business address, similar issuer namesCHAMPAIGN, ILCommercial2$1,405,000
offering $2,000,000 · similar: $1,815,000–$10,000,000
17
similar: 7–33
$10,000
similar: $20,000–$50,000
2018–2019
EDGAR ↗Serra Capital III (SBIC), L.P.shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHAMPAIGN, ILPooled Investment Fund1$5,500,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗Serra Capital II Follow-On Fund, LPshared people, same business address, similar issuer namesCHAMPAIGN, ILPooled Investment Fund1$9,000,000
offering $10,000,000 · similar: $155,000–$5,250,000
57
similar: 4–27
$50,000
similar: $1,000–$100,000
2019–2019
EDGAR ↗Serra Capital Ag Tech Fund, LPshared people, same business address, similar issuer namesCHAMPAIGN, ILPooled Investment Fund2$45,150,000
offering Indefinite · similar: $155,000–$5,250,000
99
similar: 4–27
$50,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗Serra Capital Opportunities Fund, L.P.shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHAMPAIGN, ILPooled Investment Fund1$2,385,000
offering $25,000,000 · similar: $155,000–$5,250,000
20
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Pooled Investment Fund / 506(b) (83,801 filings); Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 7, 2026Serra Capital Opportunities Fund, L.P.DPooled Investment Fund$25,000,000$2,385,000
EDGAR ↗Apr 7, 2022Serra Capital Ag Tech Fund, LPD/APooled Investment FundIndefinite$45,150,000
EDGAR ↗Feb 26, 2021Serra Capital Ag Tech Fund, LPDPooled Investment FundIndefinite$13,450,000
EDGAR ↗Feb 8, 2019Serra Capital II Follow-On Fund, LPDPooled Investment Fund$10,000,000$9,000,000
EDGAR ↗Jan 18, 2019Serra Building, LLCD/ACommercial$2,000,000$1,405,000
EDGAR ↗Nov 15, 2018Serra Capital III (SBIC), L.P.DPooled Investment FundIndefinite$5,500,000
EDGAR ↗Sep 7, 2018Serra Building, LLCDCommercial$2,000,000$1,405,000
EDGAR ↗May 30, 2017Serra Capital III, LPD/APooled Investment Fund$32,405,000$32,405,000
EDGAR ↗Apr 15, 2016Serra Capital III, LPDPooled Investment Fund$50,000,000$13,005,000
EDGAR ↗Aug 17, 2015Oso Technologies, Inc.DOther Technology$500,000$500,000
EDGAR ↗Feb 23, 2015Serra Capital II, LPD/APooled Investment Fund$17,295,000$17,295,000
EDGAR ↗Feb 21, 2014Oso Technologies, Inc.D/AOther Technology$1,253,029$348,029
EDGAR ↗Jan 22, 2014Serra Capital II, LPDPooled Investment Fund$30,000,000$7,365,000
EDGAR ↗Oct 16, 2013Oso Technologies, Inc.DOther Technology$125,000$0
EDGAR ↗Nov 21, 2011Striped Sail, Ltd.D/AOther Technology$210,000$210,000
EDGAR ↗Jan 6, 2011Striped Sail, Ltd.DOther Technology$90,000$90,000
EDGAR ↗Oct 29, 2010Serra Capital I, LPDPooled Investment Fund$15,000,000$3,075,000

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 7, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2010), Other Technology (2011–2013), Pooled Investment Fund (2014), Other Technology (2015), Pooled Investment Fund (2016), Commercial (2018). Latest offering: Pooled Investment Fund (2018–2026; most recent Oct 7, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
Timothy C. HoerrExecutive Officer, Promoter, Director10Oct 29, 2010 → Oct 7, 2026
Dennis BeardExecutive Officer, Promoter5Oct 29, 2010 → Oct 7, 2026
Robert A. SchultzExecutive Officer, Promoter3Jan 22, 2014 → Nov 15, 2018
Stephen BeckPromoter, Executive Officer2Apr 15, 2016 → Nov 15, 2018
Charles David HodgeExecutive Officer, Promoter2Jan 22, 2014 → May 30, 2017
Robert SchultzExecutive Officer, Promoter1Oct 7, 2026 → Oct 7, 2026
Eric WilsonExecutive Officer, Promoter1Oct 7, 2026 → Oct 7, 2026
Serra Ventures, LLC entityExecutive Officer1Nov 15, 2018 → Nov 15, 2018
Serra Partners III SBIC, LLC entityExecutive Officer1Nov 15, 2018 → Nov 15, 2018
Trevor HutchinsDirector1Oct 16, 2013 → Aug 17, 2015
Mercedes ManeExecutive Officer, Director, Promoter1Aug 17, 2015 → Aug 17, 2015
Michael ClemensonExecutive Officer, Promoter1Oct 16, 2013 → Feb 21, 2014
Eduardo TorrealbaExecutive Officer, Director, Promoter1Oct 16, 2013 → Feb 21, 2014
Justin Mark ElkowExecutive Officer, Director, Promoter1Jan 6, 2011 → Nov 21, 2011
Robert J HughesExecutive Officer, Director, Promoter1Jan 6, 2011 → Nov 21, 2011

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Meta advertising

Meta advertising Meta Pixel and page links found on the sponsor's own site; ads from Meta's Ad Library where the API returns them

Not yet searched.

Sources to be searched: the sponsor's website (none on record yet; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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Change history

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.