PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:45 AM ET

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Robert S Kaplan

Named as an officer, director or promoter on SEC Form D filings · CO · Nov 4, 2009 → Feb 11, 2011

1deal (issuers)
$16Mreported sold
10investors
3Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert S Kaplan is listed as a director on 3 SEC Form D filings by 1 issuer between Nov 2009 and Dec 2011: EVERGREEN ENERGY INC (Denver, CO — coal mining — 2009–2011; $16M reported sold to 10 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Diana L Kubik (3 shared filings), Richard B Perl (3 shared filings), Thomas H. Stoner (3 shared filings), William G Laughlin (3 shared filings), Chester N Winter (2 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Robert S Kaplan and found 7 differences: Robert S Kaplan is written 2 different ways on the filings; Reported revenue range changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert S Kaplan has not run yet — it is joining a line of 40,053 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 dismissed

In re Robert Kaplan v. dismissed
District Court, N.D. California · No. 3:97-cv-00554 · Filed Feb 18, 1997 · Closed Mar 10, 1997 · Nature of suit: 890 Other statutory actions
Role of Robert Kaplan v.: Party · Outcome: Terminated 1997-03-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in CA (not a filing state)
DELAWARE VALLEY AAMCO v. KAPLAN, ROBERT dismissed
District Court, E.D. Pennsylvania · No. · Filed Nov 15, 1988 · Closed Mar 30, 1989 · Nature of suit: 190 Other contract actions
Role of KAPLAN, ROBERT: Defendant · Outcome: Terminated 1989-03-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert S Kaplan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Robert Kaplan and Lisa N. Kaplan closed
United States Bankruptcy Court, D. Colorado · No. 16-18849 · Filed Sep 6, 2016 · Closed Nov 16, 2021
Role of Robert Kaplan and Lisa N. Kaplan: Debtor · Outcome: Case closed 2021-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CO); middle initial differs
Robert Kaplan and Lisa Nicolle Kaplan closed
United States Bankruptcy Court, D. Colorado · No. 11-16907 · Filed Mar 31, 2011 · Closed Dec 8, 2011
Role of Robert Kaplan and Lisa Nicolle Kaplan: Debtor · Outcome: Case closed 2011-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CO); middle initial differs
Robert Kaplan closed
United States Bankruptcy Court, S.D. New York · No. 10-13456 · Filed Jun 29, 2010 · Closed Jan 27, 2012
Role of Robert Kaplan: Debtor · Outcome: Case closed 2012-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in NY (not a filing state)
Robert Kaplan closed
United States Bankruptcy Court, S.D. New York · No. 02-13706 · Filed Jul 31, 2002 · Closed Jul 28, 2004
Role of Robert Kaplan: Debtor · Outcome: Case closed 2004-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in NY (not a filing state)
Robert Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 01-45820 · Filed Sep 19, 2001 · Closed Jan 9, 2003
Role of Robert Kaplan: Debtor · Outcome: Case closed 2003-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in MA (not a filing state)
Robert S. Kaplan and Olga M. Kaplan closed
United States Bankruptcy Court, S.D. New York · No. 00-20050 · Filed Jan 20, 2000 · Closed Sep 29, 2000
Role of Robert S. Kaplan and Olga M. Kaplan: Debtor · Outcome: Case closed 2000-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in NY (not a filing state)
Kaplan, Robert v. Owney, Michael [Debtor] closed
United States Bankruptcy Court, W.D. Virginia · No. 98-00269 · Filed Nov 12, 1998 · Closed Apr 7, 2000
Role of Kaplan, Robert: Plaintiff · Outcome: Case closed 2000-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in VA (not a filing state)
Robert Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 8-98-86770 · Filed Jul 8, 1998 · Closed Dec 14, 1998
Role of Robert Kaplan: Debtor · Outcome: Case closed 1998-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in NY (not a filing state)
Robert S Kaplan and Patricia A Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 8-98-83822 · Filed Apr 14, 1998 · Closed Aug 26, 1998
Role of Robert S Kaplan and Patricia A Kaplan: Debtor · Outcome: Case closed 1998-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in NY (not a filing state)
Robert Kaplan closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-24907 · Filed Dec 17, 1996 · Closed May 23, 1997
Role of Robert Kaplan: Debtor · Outcome: Case closed 1997-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in CA (not a filing state)
Robert S. Kaplan closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-19147 · Filed Sep 7, 1995 · Closed Sep 29, 1997
Role of Robert S. Kaplan: Debtor · Outcome: Case closed 1997-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in CA (not a filing state)
Robert S. Kaplan closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-15945 · Filed Jun 12, 1995 · Closed May 9, 1996
Role of Robert S. Kaplan: Debtor · Outcome: Case closed 1996-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in CA (not a filing state)
Robert Kaplan closed
United States Bankruptcy Court, N.D. California · No. 95-30376 · Filed Feb 3, 1995 · Closed May 5, 1997
Role of Robert Kaplan: Debtor · Outcome: Case closed 1997-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in CA (not a filing state)
Robert Kaplan closed
United States Bankruptcy Court, D. Maryland · No. 88-52426 · Filed Aug 19, 1988 · Closed Dec 1, 1988
Role of Robert Kaplan: Debtor · Outcome: Case closed 1988-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 64 federal dockets); 11 people with this name in Form D filings; court in MD (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Robert S Kaplan (compared 3 filings on Oct 24, 2026)

Note · Nov 4, 2009 – Dec 1, 2011

Robert S Kaplan is written 2 different ways on the filings

listed as "Robert S Kaplan" on 2 filings (from Nov 4, 2009), and "Robert Kaplan" on the Dec 1, 2011 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 4, 2009 ↗Form D · Dec 1, 2011 ↗Robert S Kaplan — PartnerFacts page ↗
Sources
Note · Nov 4, 2009 – Dec 1, 2011

Reported revenue range changed between filings — EVERGREEN ENERGY INC

"$25,000,001 - $100,000,000" (Nov 4, 2009); then "$1 - $1,000,000" (Dec 1, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 4, 2009 ↗Form D · Dec 1, 2011 ↗EVERGREEN ENERGY INC — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jul 10, 2026

Same name, different state: "Robert Kaplan" (NY) is a separate record

This page covers filings where the address state is CO. A separate record, "Robert Kaplan" with address state NY, is listed on 32 filings — most recently by Emphatic Partner Capital Genesis L.P. (Jul 10, 2026). Both records have filings in the same period (Nov 4, 2009 to Feb 11, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Kaplan (NY) — PartnerFacts page ↗Form D · Jul 10, 2026 ↗Emphatic Partner Capital Genesis L.P. — PartnerFacts page ↗Robert S Kaplan (CO) — this page ↗
Sources
Note · Sep 27, 2017 – May 26, 2023

Same name, different state: "Robert Kaplan" (IL) is a separate record

This page covers filings where the address state is CO. A separate record, "Robert Kaplan" with address state IL, is listed on 7 filings — most recently by bloXroute Labs, Inc. (May 26, 2023). The two records do not overlap in time: this page runs Nov 4, 2009 to Feb 11, 2011; the other runs Sep 27, 2017 to May 26, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Kaplan (IL) — PartnerFacts page ↗Form D · May 26, 2023 ↗bloXroute Labs, Inc. — PartnerFacts page ↗Robert S Kaplan (CO) — this page ↗
Sources
Note · Apr 22, 2022 – Aug 25, 2022

Same name, different state: "ROBERT KAPLAN" (WA) is a separate record

This page covers filings where the address state is CO. A separate record, "ROBERT KAPLAN" with address state WA, is listed on 2 filings — most recently by Commerce Fabric, Inc. (Aug 25, 2022). The two records do not overlap in time: this page runs Nov 4, 2009 to Feb 11, 2011; the other runs Apr 22, 2022 to Aug 25, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT KAPLAN (WA) — PartnerFacts page ↗Form D · Aug 25, 2022 ↗Commerce Fabric, Inc. — PartnerFacts page ↗Robert S Kaplan (CO) — this page ↗
Sources
Note · May 18, 2021 – May 12, 2022

Same name, different state: "Robert Kaplan" (OK) is a separate record

This page covers filings where the address state is CO. A separate record, "Robert Kaplan" with address state OK, is listed on 4 filings — most recently by Jackson Hole Opportunities Fund LP (May 12, 2022). The two records do not overlap in time: this page runs Nov 4, 2009 to Feb 11, 2011; the other runs May 18, 2021 to May 12, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Kaplan (OK) — PartnerFacts page ↗Form D/A · May 12, 2022 ↗Jackson Hole Opportunities Fund LP — PartnerFacts page ↗Robert S Kaplan (CO) — this page ↗
Sources
Note · Dec 23, 2019

Same name, different state: "Robert Kaplan" (CA) is a separate record

This page covers filings where the address state is CO. A separate record, "Robert Kaplan" with address state CA, is listed on 1 filing — most recently by Vertical Wellness, Inc. (Dec 23, 2019). The two records do not overlap in time: this page runs Nov 4, 2009 to Feb 11, 2011; the other has one filing dated Dec 23, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Kaplan (CA) — PartnerFacts page ↗Form D · Dec 23, 2019 ↗Vertical Wellness, Inc. — PartnerFacts page ↗Robert S Kaplan (CO) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $1,068,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 1, 2011 D
EVERGREEN ENERGY INC
File 021-169490
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2011 D
EVERGREEN ENERGY INC
File 021-155232
$650,000 (est.)$0$0Lazard Capital Markets LLC BrokerCheck CRD 134736 ↗EDGAR ↗
Nov 4, 2009 D
EVERGREEN ENERGY INC
File 021-91236-5D
$418,000 (est.)$0$0Rodman & Renshaw, LLC BrokerCheck CRD 16415 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert S Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EE
Coal Mining

EVERGREEN ENERGY INC

Denver, CO · Nov 4, 2009 → Dec 1, 2011 · 3 filings
  • Dec 1, 2011 · D · $38,000 sold of $38,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 11, 2011 · D · $15,990,000 sold of $15,990,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 4, 2009 · D · $6,973,380 sold of $6,973,380 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 10 investors (100% of the $38K target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Kaplan — NY, 14 issuers, Mar 16, 2009 → Jul 10, 2026 · no shared issuer
  • Robert Kaplan — IL, 6 issuers, Sep 27, 2017 → May 26, 2023 · no shared issuer
  • Robert R. Kaplan — VA, 4 issuers, Aug 3, 2009 → Jun 15, 2011 · no shared issuer
  • Robert Ira Kaplan — Singapore (as filed: U0), 4 issuers, Jun 7, 2021 → Apr 22, 2025 · no shared issuer
  • Robert R. Kaplan, Jr. — FL, 2 issuers, Apr 7, 2016 → Apr 7, 2016 · no shared issuer
  • Robert Kaplan — OK, 2 issuers, May 18, 2021 → May 12, 2022 · no shared issuer
  • ROBERT KAPLAN — WA, 2 issuers, Apr 22, 2022 → Aug 25, 2022 · no shared issuer
  • Robert M. Kaplan — NV, CA, 1 issuer, Aug 21, 2013 → Aug 21, 2013 · no shared issuer
  • Robert R. Kaplan Jr. — NC, 1 issuer, Mar 25, 2025 → Mar 25, 2025 · no shared issuer
  • Robert Kaplan — CA, 1 issuer, Dec 23, 2019 → Dec 23, 2019 · no shared issuer

People around Robert 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Stoner

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard B Perl

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Diana L Kubik

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William G Laughlin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Manuel H Johnson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin E Milliman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Chester N Winter

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James S Pignatelli

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Stanford M Adelstein

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J Clark

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

M Richard Smith

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Ilyas Khan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J Gionfriddo

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Guido R Bartels

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Judith A Tanselle

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert S Kaplan. Their page shows their other deals.

The team behind the deals

Same business address

36 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert S Kaplan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert S Kaplan is listed on: none on file. No website or social profile named in EVERGREEN ENERGY INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,274 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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