Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

Sponsor Check › Person

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Robert Richards

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 17, 2009 → Oct 14, 2015

2deals (issuers)

$22.6Mreported sold

85investors

37Form D filings

2009–2015years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Richards is listed as an executive officer and director on 37 SEC Form D filings by 2 issuers between Jun 2009 and Oct 2015: ISC8 INC. /DE (Costa Mesa, CA — other technology — 2009–2010; $12.6M reported sold to 67 investors) and MOON EXPRESS, INC. (Cape Canaveral, FL — industry reported as "Other" — 2010–2015; $10M reported sold to 18 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $22.6M sold in total.

Listed alongside Daryl Smetana (26 shared filings), Frank Ragano (26 shared filings), Jack Johnson (26 shared filings), John C. Carson (26 shared filings), John J. Stuart, Jr. (26 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 25 bankruptcy cases matching the name listed in Key records below.

What this means 26 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 37 public filings for Robert Richards and found 16 differences, 5 worth asking the sponsor about: 8 offerings reported less sold on a later filing than an earlier one; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Richards has not run yet — it is #27,391 of 56,029 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)

Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Robert E. Richards (CRD #2663610, Boynton Beach, Florida)

As listed by the regulator: Robert E. Richards (CRD #2663610, Boynton Beach, Florida) submitted an AWC in which he was assessed a deferred fine of $25,000, suspended from association with any FINRA member in any capacity for two years and required to requalify as a General Securities Principal by passing the Series 24 examination prior to reassociation with any FINRA member in that capacity following the two-year suspension. Without admitting or denying the findings, Richards consented to the sanctions and to the entry of findings that he aided and abetted the price manipulation of penny stocks by brokers at other FINRA member firms. The suspension is in effect from January 19, 2016, through January 18, 2018. Order / docket ↗ Regulator's list ↗

same full name in the order; 9 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Richards..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 2 open, 23 closed (disposition not in docket feed)

Robert D Richards open

United States Bankruptcy Court, M.D. Florida · No. 6:25-bk-04520 · Filed Jul 21, 2025

Role of Robert D Richards: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert Richards and Margarette Richards closed

United States Bankruptcy Court, C.D. California · No. 2:19-bk-16908 · Filed Jun 13, 2019 · Closed Sep 24, 2019

Role of Robert Richards and Margarette Richards: Debtor · Outcome: Case closed 2019-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Randi L Richards and Robert W. Richards open

United States Bankruptcy Court, M.D. Florida · No. 6:19-bk-01050 · Filed Feb 20, 2019

Role of Robert W. Richards: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert L. Richards closed

United States Bankruptcy Court, S.D. California · No. 12-01614 · Filed Feb 7, 2012 · Closed May 14, 2012

Role of Robert L. Richards: Debtor · Outcome: Case closed 2012-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Elaine P. Richards and Robert M. Richards closed

United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-04739 · Filed Mar 24, 2010 · Closed Jul 1, 2010

Role of Robert M. Richards: Debtor · Outcome: Case closed 2010-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert F. Richards closed

United States Bankruptcy Court, N.D. Florida · No. 09-50123 · Filed Feb 27, 2009 · Closed Jun 8, 2009

Role of Robert F. Richards: Debtor · Outcome: Case closed 2009-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert Richards and Olga Richards closed

United States Bankruptcy Court, C.D. California · No. 6:08-bk-28095 · Filed Dec 18, 2008 · Closed Apr 10, 2009

Role of Robert Richards and Olga Richards: Debtor · Outcome: Case closed 2009-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert G Richards and Karen L. Richards closed

United States Bankruptcy Court, C.D. California · No. 6:08-bk-27061 · Filed Dec 1, 2008 · Closed Oct 19, 2010

Role of Robert G Richards and Karen L. Richards: Debtor · Outcome: Case closed 2010-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert L Richards and Tryphina T Richards closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-48021 · Filed Oct 16, 2005 · Closed Aug 15, 2006

Role of Robert L Richards and Tryphina T Richards: Debtor · Outcome: Case closed 2006-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert L. Richards closed

United States Bankruptcy Court, N.D. California · No. 05-48317 · Filed Oct 14, 2005 · Closed Jan 19, 2006

Role of Robert L. Richards: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert A. Richards closed

United States Bankruptcy Court, S.D. California · No. 05-04670 · Filed May 23, 2005 · Closed Aug 25, 2005

Role of Robert A. Richards: Debtor · Outcome: Case closed 2005-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert R Richards closed

United States Bankruptcy Court, M.D. Florida · No. 3:04-bk-12372 · Filed Dec 9, 2004 · Closed Apr 10, 2008

Role of Robert R Richards: Debtor · Outcome: Case closed 2008-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert Richards closed

United States Bankruptcy Court, S.D. California · No. 03-02424 · Filed Mar 15, 2003 · Closed Jun 30, 2003

Role of Robert Richards: Debtor · Outcome: Case closed 2003-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert Richards and Margarette Richards closed

United States Bankruptcy Court, C.D. California · No. 1:00-bk-20187 · Filed Nov 14, 2000 · Closed Feb 28, 2001

Role of Robert Richards and Margarette Richards: Debtor · Outcome: Case closed 2001-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert W. Richards and Sharon A. Richards closed

United States Bankruptcy Court, M.D. Florida · No. 3:98-bk-07571 · Filed Sep 15, 1998 · Closed Jun 28, 2002

Role of Robert W. Richards and Sharon A. Richards: Debtor · Outcome: Case closed 2002-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert F. Richards closed

United States Bankruptcy Court, S.D. Florida. · No. 97-36307 · Filed Dec 15, 1997 · Closed Jul 30, 1999

Role of Robert F. Richards: Debtor · Outcome: Case closed 1999-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert F Richards and Barbara E Richards closed

United States Bankruptcy Court, C.D. California · No. 6:96-bk-21419 · Filed Jul 11, 1996 · Closed Nov 14, 1996

Role of Robert F Richards and Barbara E Richards: Debtor · Outcome: Case closed 1996-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert G. Richards closed

United States Bankruptcy Court, M.D. Florida · No. 3:95-bk-06264 · Filed Dec 19, 1995 · Closed May 7, 1996

Role of Robert G. Richards: Debtor · Outcome: Case closed 1996-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert E. Richards and Alice M. Richards closed

United States Bankruptcy Court, C.D. California · No. 9:94-bk-13263 · Filed Aug 2, 1994 · Closed Nov 21, 1994

Role of Robert E. Richards and Alice M. Richards: Debtor · Outcome: Case closed 1994-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert J. Richards and Shirley A. Richards closed

United States Bankruptcy Court, N.D. California · No. 93-56164 · Filed Sep 24, 1993 · Closed Jun 19, 1998

Role of Robert J. Richards and Shirley A. Richards: Debtor · Outcome: Case closed 1998-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Robert I. Richards and Sarah H. Richards closed

United States Bankruptcy Court, S.D. Florida. · No. 92-20828 · Filed Feb 27, 1992 · Closed Jun 23, 1992

Role of Robert I. Richards and Sarah H. Richards: Debtor · Outcome: Case closed 1992-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert P. Richards and Terri L. Richards closed

United States Bankruptcy Court, M.D. Florida · No. 3:92-bk-00255 · Filed Jan 17, 1992 · Closed Jun 3, 1994

Role of Robert P. Richards and Terri L. Richards: Debtor · Outcome: Case closed 1994-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert C. Richards closed

United States Bankruptcy Court, M.D. Florida · No. 8:91-bk-06909 · Filed May 24, 1991 · Closed Jan 21, 1993

Role of Robert C. Richards: Debtor · Outcome: Case closed 1993-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert E. Richards closed

United States Bankruptcy Court, M.D. Florida · No. 6:89-bk-03902 · Filed Nov 6, 1989 · Closed Jul 18, 1990

Role of Robert E. Richards: Debtor · Outcome: Case closed 1990-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert D. Jr. Richards closed

United States Bankruptcy Court, M.D. Florida · No. 8:89-bk-06145 · Filed Aug 30, 1989 · Closed Feb 28, 1990

Role of Robert D. Jr. Richards: Debtor · Outcome: Case closed 1990-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 417 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Robert Richards — 5 worth asking about (compared 37 filings on Oct 24, 2026)

Note · Jan 18, 2011 – May 26, 2011

Bankruptcy case: Aldrin Drake Smith and Cameron Smith — filed Jan 18, 2011

United States Bankruptcy Court, C.D. California docket "Aldrin Drake Smith and Cameron Smith" filed Jan 18, 2011, closed May 26, 2011. ANDREW ALDRIN (listed on the same filings) is listed as Debtor ("Aldrin Drake Smith and Cameron Smith"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗ANDREW ALDRIN — PartnerFacts page ↗

Sources

Worth asking · May 13, 2009 – Aug 6, 2010

8 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — ISC8 INC. /DE · Amount sold went down between filings — ISC8 INC. /DE · Amount sold went down between filings — ISC8 INC. /DE · Amount sold went down between filings — ISC8 INC. /DE · Amount sold went down between filings — ISC8 INC. /DE · and 3 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Aug 6, 2010 ↗Form D/A (later) · Aug 6, 2010 ↗ISC8 INC. /DE — PartnerFacts page ↗Form D/A (earlier) · Jul 1, 2010 ↗

Sources

Form D/A (earlier) · Aug 6, 2010 ↗ (Aug 6, 2010)
Form D/A (later) · Aug 6, 2010 ↗ (Aug 6, 2010)
ISC8 INC. /DE — PartnerFacts page ↗ (Nov 18, 2013)
Form D/A (earlier) · Jul 1, 2010 ↗ (Jul 1, 2010)
Form D/A (later) · Jul 21, 2010 ↗ (Jul 21, 2010)
Form D (earlier) · Apr 23, 2010 ↗ (Apr 23, 2010)
Form D/A (later) · May 10, 2010 ↗ (May 10, 2010)
Form D/A (earlier) · Mar 17, 2010 ↗ (Mar 17, 2010)

Worth asking · Oct 7, 2009 – Jul 21, 2010

5 offerings reported fewer investors on a later filing

Investor count went down between filings — ISC8 INC. /DE · Investor count went down between filings — ISC8 INC. /DE · Investor count went down between filings — ISC8 INC. /DE · Investor count went down between filings — ISC8 INC. /DE · Investor count went down between filings — ISC8 INC. /DE

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jul 1, 2010 ↗Form D/A (later) · Jul 21, 2010 ↗ISC8 INC. /DE — PartnerFacts page ↗Form D (earlier) · Mar 31, 2010 ↗

Sources

Form D/A (earlier) · Jul 1, 2010 ↗ (Jul 1, 2010)
Form D/A (later) · Jul 21, 2010 ↗ (Jul 21, 2010)
ISC8 INC. /DE — PartnerFacts page ↗ (Nov 18, 2013)
Form D (earlier) · Mar 31, 2010 ↗ (Mar 31, 2010)
Form D/A (later) · May 10, 2010 ↗ (May 10, 2010)
Form D/A (earlier) · Jan 11, 2010 ↗ (Jan 11, 2010)
Form D (later) · Jan 11, 2010 ↗ (Jan 11, 2010)
Form D/A (earlier) · Oct 22, 2009 ↗ (Oct 22, 2009)

Note · Jan 4, 2018

Robert Richards appears on 1 deal that stopped filing before reaching its target

MOON EXPRESS, INC. (last filing Jan 4, 2018; $10,000,000 sold of $22,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MOON EXPRESS, INC. — PartnerFacts page ↗

Sources

MOON EXPRESS, INC. — PartnerFacts page ↗ (Jan 4, 2018)

Note · Nov 8, 2010 – Dec 9, 2010

Form D filed 31 days after the first sale — ISC8 INC. /DE

The filing says the first sale was Nov 8, 2010. The Form D was filed Dec 9, 2010 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 9, 2010 ↗ISC8 INC. /DE — PartnerFacts page ↗

Sources

Form D · Dec 9, 2010 ↗ (Dec 9, 2010)
ISC8 INC. /DE — PartnerFacts page ↗ (Nov 18, 2013)

Note · Jun 25, 2010 – Jul 21, 2010

Form D filed 26 days after the first sale — ISC8 INC. /DE

The filing says the first sale was Jun 25, 2010. The Form D was filed Jul 21, 2010 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 21, 2010 ↗ISC8 INC. /DE — PartnerFacts page ↗

Sources

Form D · Jul 21, 2010 ↗ (Jul 21, 2010)
ISC8 INC. /DE — PartnerFacts page ↗ (Nov 18, 2013)

Note · Mar 7, 2013 – Oct 14, 2015

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Oct 14, 2015) · No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Jan 7, 2015) · No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Jun 2, 2014) · No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Nov 6, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 14, 2015 ↗MOON EXPRESS, INC. — PartnerFacts page ↗Form D/A · Jan 7, 2015 ↗Form D/A · Jun 2, 2014 ↗

Sources

Form D · Oct 14, 2015 ↗ (Oct 14, 2015)
MOON EXPRESS, INC. — PartnerFacts page ↗ (Jan 4, 2018)
Form D/A · Jan 7, 2015 ↗ (Jan 7, 2015)
Form D/A · Jun 2, 2014 ↗ (Jun 2, 2014)
Form D/A · Nov 6, 2013 ↗ (Nov 6, 2013)

Worth asking · Oct 19, 2010 – Mar 21, 2011

Robert Richards is no longer listed on the Mar 21, 2011 amendment — ISC8 INC. /DE

Robert Richards appears on the Oct 19, 2010 Form D/A (director) but not on the Mar 21, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 19, 2010 ↗Form D/A · Mar 21, 2011 ↗Robert Richards — PartnerFacts page ↗ISC8 INC. /DE — PartnerFacts page ↗

Sources

Form D/A · Oct 19, 2010 ↗ (Oct 19, 2010)
Form D/A · Mar 21, 2011 ↗ (Mar 21, 2011)
Robert Richards — PartnerFacts page ↗
ISC8 INC. /DE — PartnerFacts page ↗ (Nov 18, 2013)

Worth asking · Dec 9, 2010 – Jan 5, 2011

Robert Richards is no longer listed on the Jan 5, 2011 amendment — ISC8 INC. /DE

Robert Richards appears on the Dec 9, 2010 Form D (director) but not on the Jan 5, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Dec 9, 2010 ↗Form D/A · Jan 5, 2011 ↗Robert Richards — PartnerFacts page ↗ISC8 INC. /DE — PartnerFacts page ↗

Sources

Form D · Dec 9, 2010 ↗ (Dec 9, 2010)
Form D/A · Jan 5, 2011 ↗ (Jan 5, 2011)
Robert Richards — PartnerFacts page ↗
ISC8 INC. /DE — PartnerFacts page ↗ (Nov 18, 2013)

Worth asking · Oct 8, 2010 – Jan 5, 2011

Robert Richards is no longer listed on the Jan 5, 2011 amendment — ISC8 INC. /DE

Robert Richards appears on the Oct 8, 2010 Form D/A (director) but not on the Jan 5, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 8, 2010 ↗Form D/A · Jan 5, 2011 ↗Robert Richards — PartnerFacts page ↗ISC8 INC. /DE — PartnerFacts page ↗

Sources

Form D/A · Oct 8, 2010 ↗ (Oct 8, 2010)
Form D/A · Jan 5, 2011 ↗ (Jan 5, 2011)
Robert Richards — PartnerFacts page ↗
ISC8 INC. /DE — PartnerFacts page ↗ (Nov 18, 2013)

Note · May 13, 2009 – Jan 7, 2015

25 offerings changed their target amount between filings

Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — ISC8 INC. /DE · and 20 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Oct 7, 2014 ↗Form D/A (later) · Jan 7, 2015 ↗MOON EXPRESS, INC. — PartnerFacts page ↗Form D (earlier) · Dec 16, 2013 ↗

Sources

Form D (earlier) · Oct 7, 2014 ↗ (Oct 7, 2014)
Form D/A (later) · Jan 7, 2015 ↗ (Jan 7, 2015)
MOON EXPRESS, INC. — PartnerFacts page ↗ (Jan 4, 2018)
Form D (earlier) · Dec 16, 2013 ↗ (Dec 16, 2013)
Form D/A (later) · Jun 2, 2014 ↗ (Jun 2, 2014)
Form D/A (earlier) · Nov 1, 2013 ↗ (Nov 1, 2013)
Form D/A (later) · Nov 6, 2013 ↗ (Nov 6, 2013)
Form D (earlier) · Mar 12, 2013 ↗ (Mar 12, 2013)

Note · Mar 18, 2024

Same name, different state: "Robert Richards" (MD) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Richards" with address state MD, is listed on 1 filing — most recently by BLUEHALO HOLDINGS PARENT, LLC (Mar 18, 2024). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other has one filing dated Mar 18, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Richards (MD) — PartnerFacts page ↗Form D · Mar 18, 2024 ↗BLUEHALO HOLDINGS PARENT, LLC — PartnerFacts page ↗Robert Richards (CA) — this page ↗

Sources

Robert Richards (MD) — PartnerFacts page ↗ (Mar 18, 2024)
Form D · Mar 18, 2024 ↗ (Mar 18, 2024)
BLUEHALO HOLDINGS PARENT, LLC — PartnerFacts page ↗ (Mar 18, 2024)
Robert Richards (CA) — this page ↗ (Oct 14, 2015)

Note · Jun 30, 2023

Same name, different state: "Robert L Richards" (MI) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert L Richards" with address state MI, is listed on 1 filing — most recently by Biophyx Surgical, Inc. (Jun 30, 2023). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other has one filing dated Jun 30, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert L Richards (MI) — PartnerFacts page ↗Form D · Jun 30, 2023 ↗Biophyx Surgical, Inc. — PartnerFacts page ↗Robert Richards (CA) — this page ↗

Sources

Robert L Richards (MI) — PartnerFacts page ↗ (Jun 30, 2023)
Form D · Jun 30, 2023 ↗ (Jun 30, 2023)
Biophyx Surgical, Inc. — PartnerFacts page ↗ (Jun 30, 2023)
Robert Richards (CA) — this page ↗ (Oct 14, 2015)

Note · Aug 7, 2018

Same name, different state: "Robert Richards" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Richards" with address state A6, is listed on 1 filing — most recently by Plaza Ventures Special Opportunity Fund I LP (Aug 7, 2018). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other has one filing dated Aug 7, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Richards (A6) — PartnerFacts page ↗Form D · Aug 7, 2018 ↗Plaza Ventures Special Opportunity Fund I LP — PartnerFacts page ↗Robert Richards (CA) — this page ↗

Sources

Robert Richards (A6) — PartnerFacts page ↗ (Aug 7, 2018)
Form D · Aug 7, 2018 ↗ (Aug 7, 2018)
Plaza Ventures Special Opportunity Fund I LP — PartnerFacts page ↗ (Aug 7, 2018)
Robert Richards (CA) — this page ↗ (Oct 14, 2015)

Note · Apr 29, 2016 – Dec 30, 2016

Same name, different state: "ROBERT RICHARDS" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "ROBERT RICHARDS" with address state FL, is listed on 2 filings — most recently by MOON EXPRESS, INC. (Dec 30, 2016). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other runs Apr 29, 2016 to Dec 30, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT RICHARDS (FL) — PartnerFacts page ↗Form D · Dec 30, 2016 ↗MOON EXPRESS, INC. — PartnerFacts page ↗Robert Richards (CA) — this page ↗

Sources

ROBERT RICHARDS (FL) — PartnerFacts page ↗ (Dec 30, 2016)
Form D · Dec 30, 2016 ↗ (Dec 30, 2016)
MOON EXPRESS, INC. — PartnerFacts page ↗ (Jan 4, 2018)
Robert Richards (CA) — this page ↗ (Oct 14, 2015)

Note · Nov 16, 2012

Same name, different state: "Robert B. Richards" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert B. Richards" with address state TX, is listed on 2 filings — most recently by Drill Map, Inc. (Jun 2, 2014). Both records have filings in the same period (Nov 16, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert B. Richards (TX) — PartnerFacts page ↗Form D · Jun 2, 2014 ↗Drill Map, Inc. — PartnerFacts page ↗Robert Richards (CA) — this page ↗

Sources

Robert B. Richards (TX) — PartnerFacts page ↗ (Nov 16, 2012)
Form D · Jun 2, 2014 ↗ (Jun 2, 2014)
Drill Map, Inc. — PartnerFacts page ↗ (Jun 2, 2014)
Robert Richards (CA) — this page ↗ (Oct 14, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 13 offerings report sales commissions; 2 report finder's fees totalling $804,509; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 14, 2015 D MOON EXPRESS, INC. File 021-249286	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 7, 2015 D/A MOON EXPRESS, INC. File 021-225894	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jun 2, 2014 D/A MOON EXPRESS, INC. File 021-207997	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 6, 2013 D/A MOON EXPRESS, INC. File 021-193114	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 30, 2011 D MOON EXPRESS, INC. File 021-170975	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 17, 2011 D MOON EXPRESS, INC. File 021-161437	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 17, 2010 D MOON EXPRESS, INC. File 021-152073	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 9, 2010 D ISC8 INC. /DE File 021-151658	$0	$601,939	$0	J.P. Turner & Company BrokerCheck CRD 43177 ↗	EDGAR ↗
Oct 19, 2010 D/A ISC8 INC. /DE File 021-35710-8L	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 8, 2010 D/A ISC8 INC. /DE File 021-144363	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 16, 2010 D ISC8 INC. /DE File 021-147861	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 6, 2010 D/A ISC8 INC. /DE File 021-141036	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 21, 2010 D ISC8 INC. /DE File 021-145257	$0	$202,570	$0	J.P. Turner & Company BrokerCheck CRD 43177 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Robert Richards on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

MOON EXPRESS, INC.

Cape Canaveral, FL · Dec 17, 2010 → Oct 14, 2015 · 11 filings

Oct 14, 2015 · D · $1,525,000 sold of $2,525,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Jan 7, 2015 · D/A · $10,000,000 sold of $22,500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Oct 7, 2014 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jun 2, 2014 · D/A · $6,436,005 sold of $18,020,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Dec 16, 2013 · D · $3,020,000 sold of $6,320,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 6, 2013 · D/A · $3,220,000 sold of $3,500,000 · 18 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Nov 1, 2013 · D/A · $2,980,000 sold of $2,980,000 · 11 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Mar 12, 2013 · D · $500,000 sold of $2,000,000 · 1 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Dec 30, 2011 · D · $0 sold of $3,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Jun 17, 2011 · D · $0 sold of $1,560,598 · 0 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
Dec 17, 2010 · D · $0 sold of $3,200,000 · 0 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $10M from 18 investors (100% of the $2.52M target) as of the latest filing. Robert is listed as executive officer, director on 11 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ISC8 INC. /DE

Costa Mesa, CA · Jun 17, 2009 → Dec 9, 2010 · 26 filings

Dec 9, 2010 · D · $2,881,400 sold of $3,000,000 · 46 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 19, 2010 · D/A · $852,670 sold of $852,670 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 8, 2010 · D/A · $277,457 sold of $277,457 · 55 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 16, 2010 · D · $18,000 sold of $18,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 1, 2010 · D/A · $666,708 sold of $666,708 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 6, 2010 · D/A · $124,210 sold of $124,210 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 6, 2010 · D/A · $1,425,000 sold of $1,425,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 6, 2010 · D/A · $3,657,460 sold of $3,657,460 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 21, 2010 · D · $891,406 sold of $891,406 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 21, 2010 · D/A · $3,452,480 sold of $3,452,480 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 1, 2010 · D · $138,728 sold of $138,728 · 55 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 1, 2010 · D/A · $3,594,700 sold of $3,594,700 · 67 investors · min. No minimum reported · role: Director EDGAR ↗
May 10, 2010 · D/A · $3,292,280 sold of $3,292,280 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
May 10, 2010 · D/A · $825,000 sold of $1,425,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 23, 2010 · D · $1,425,000 sold of $1,425,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 31, 2010 · D · $2,604,657 sold of $2,604,657 · 56 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 17, 2010 · D/A · $3,032,280 sold of $3,032,280 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Feb 24, 2010 · D/A · $2,493,480 sold of $2,493,480 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 11, 2010 · D · $98,360 sold of $98,360 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 11, 2010 · D/A · $2,277,480 sold of $2,277,480 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 15, 2009 · D/A · $1,160,000 sold of $1,160,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 26, 2009 · D · $154,000 sold of $154,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 22, 2009 · D/A · $780,000 sold of $780,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 7, 2009 · D · $3,594,700 sold of $3,594,700 · 67 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 25, 2009 · D · $660,000 sold of $660,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 17, 2009 · D · $10,000 sold of $10,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.6M from 67 investors (100% of the $3M target) as of the latest filing. Robert is listed as director on 26 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Robert A. Richards — CA, 2 issuers, Jan 7, 2010 → Mar 2, 2015 · no shared issuer
Robert B. Richards — TX, 1 issuer, Nov 16, 2012 → Nov 16, 2012 · no shared issuer
Robert Richards — Ontario, Canada (as filed: A6), 1 issuer, Aug 7, 2018 → Aug 7, 2018 · no shared issuer
Robert L Richards — MI, 1 issuer, Jun 30, 2023 → Jun 30, 2023 · no shared issuer
Robert Richards — MD, 1 issuer, Mar 18, 2024 → Mar 18, 2024 · no shared issuer
Robert G. Richards — CA, 1 issuer, Mar 31, 2009 → May 13, 2009 · shares 1 issuer with this record
ROBERT RICHARDS — FL, 1 issuer, Apr 29, 2016 → Dec 30, 2016 · shares 1 issuer with this record
ROBERT D RICHARDS — FL, 1 issuer, Jan 4, 2018 → Jan 4, 2018 · shares 1 issuer with this record

People around Robert 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

John C. Carson

Director, Executive Officer · 26 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daryl Smetana

Executive Officer · 26 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jack Johnson

Director · 26 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Marc Dumont

Director · 26 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank Ragano

Director · 26 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Kelly

Director · 26 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Volkan Ozguz

Executive Officer · 26 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Kenefick

Executive Officer · 26 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John J. Stuart, Jr.

Executive Officer · 26 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Naveen Jain

Director · 11 shared filings (1 issuer) · also on 6 other issuers

Naveen Jain is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

BARNEY PELL

Executive Officer, Director · 11 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

DAVEN MAHARAJ

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

ANDREW ALDRIN

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

KEN SUNSHINE

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Richards. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Richards by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Richards is listed on: none on file. No website or social profile named in ISC8 INC. /DE's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #324,104 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Costa Mesa, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Members get an email when Robert Richards appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Robert Richards

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Aldrin Drake Smith and Cameron Smith — filed Jan 18, 2011

8 offerings reported less sold on a later filing than an earlier one

5 offerings reported fewer investors on a later filing

Robert Richards appears on 1 deal that stopped filing before reaching its target

Form D filed 31 days after the first sale — ISC8 INC. /DE

Form D filed 26 days after the first sale — ISC8 INC. /DE

4 offerings have no amendment in the last 12 months and may still be open

Robert Richards is no longer listed on the Mar 21, 2011 amendment — ISC8 INC. /DE

Robert Richards is no longer listed on the Jan 5, 2011 amendment — ISC8 INC. /DE

Robert Richards is no longer listed on the Jan 5, 2011 amendment — ISC8 INC. /DE

25 offerings changed their target amount between filings

Same name, different state: "Robert Richards" (MD) is a separate record

Same name, different state: "Robert L Richards" (MI) is a separate record

Same name, different state: "Robert Richards" (A6) is a separate record

Same name, different state: "ROBERT RICHARDS" (FL) is a separate record

Same name, different state: "Robert B. Richards" (TX) is a separate record

5. Money to insiders

Deals 2

People around Robert 14

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person