Robert Richards

United States Bankruptcy Court, C.D. California docket "Aldrin Drake Smith and Cameron Smith" filed Jan 18, 2011, closed May 26, 2011. ANDREW ALDRIN (listed on the same filings) is listed as Debtor ("Aldrin Drake Smith and Cameron Smith"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

MOON EXPRESS, INC. (last filing Jan 4, 2018; $10,000,000 sold of $22,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Nov 8, 2010. The Form D was filed Dec 9, 2010 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 25, 2010. The Form D was filed Jul 21, 2010 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Oct 14, 2015) · No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Jan 7, 2015) · No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Jun 2, 2014) · No amendment in the last 12 months on an offering that may still be open — MOON EXPRESS, INC. (latest filing Nov 6, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — MOON EXPRESS, INC. · Offering amount changed between filings — ISC8 INC. /DE · and 20 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

This page covers filings where the address state is CA. A separate record, "Robert Richards" with address state MD, is listed on 1 filing — most recently by BLUEHALO HOLDINGS PARENT, LLC (Mar 18, 2024). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other has one filing dated Mar 18, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Robert L Richards" with address state MI, is listed on 1 filing — most recently by Biophyx Surgical, Inc. (Jun 30, 2023). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other has one filing dated Jun 30, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Robert Richards" with address state A6, is listed on 1 filing — most recently by Plaza Ventures Special Opportunity Fund I LP (Aug 7, 2018). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other has one filing dated Aug 7, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "ROBERT RICHARDS" with address state FL, is listed on 2 filings — most recently by MOON EXPRESS, INC. (Dec 30, 2016). The two records do not overlap in time: this page runs Jun 17, 2009 to Oct 14, 2015; the other runs Apr 29, 2016 to Dec 30, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Robert B. Richards" with address state TX, is listed on 2 filings — most recently by Drill Map, Inc. (Jun 2, 2014). Both records have filings in the same period (Nov 16, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.