PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

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Robert Putnam

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 21, 2018 → Apr 21, 2026

3deals (issuers)
$28.7Mreported sold
14investors
6Form D filings
2018–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Putnam is listed as a director on 6 SEC Form D filings by 3 issuers between Mar 2018 and Apr 2026: Hickory AI, Inc. (Bronx, NY — business services — 2025–2026; $27M reported sold to 7 investors), Stanley Ruth Co., LLC (Bronx, NY — industry reported as "Other" — 2021; $937K reported sold to 3 investors) and FGC NYC, LLC (Bronx, NY — industry reported as "Other" — 2018; $750K reported sold to 4 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $28.7M sold in total.

Listed alongside Adam Barker (6 shared filings), Daniel Palacios (6 shared filings), Greg Shapiro (6 shared filings) and John Holsapple (6 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 3 issuers belong to the sponsor group Penn (4 issuers, $4.56M reported sold, 2016–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Penn has 4 companies on file and $4.56M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 SEC releases, 39 bankruptcy cases matching the name listed in Key records below.

What this means 42 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Robert Putnam and found 6 differences: Form D filed 17 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Putnam has not run yet — it is joining a line of 39,356 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Robert A. Putnam, CPA Administrative proceeding
SEC · Apr 28, 2008 · Parties as named in the release: Robert A. Putnam, CPA Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
Robert A. Putnam Administrative proceeding
SEC · Dec 23, 2002 · Parties as named in the release: Robert A. Putnam Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
David M. Carmichael, Anthony Kohl, Chris Adams and Robert Putnam Litigation release
SEC · Feb 2, 1996 · Parties as named in the release: David M. Carmichael, Anthony Kohl, Chris Adams and Robert Putnam Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Putnam..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 3 open, 36 closed (disposition not in docket feed)

Robert L Putnam, III open
United States Bankruptcy Court, S.D. Illinois · No. 26-30450 · Filed May 21, 2026
Role of Robert L Putnam, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert L Putnam, III open
United States Bankruptcy Court, S.D. Illinois · No. 25-30736 · Filed Sep 29, 2025
Role of Robert L Putnam, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert T. Putnam and Brandy J. Putnam open
United States Bankruptcy Court, S.D. Georgia · No. 21-20255 · Filed Oct 12, 2021
Role of Robert T. Putnam and Brandy J. Putnam: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Robert E. Putnam closed
United States Bankruptcy Court, D. New Hampshire · No. 16-10231 · Filed Feb 27, 2016 · Closed Jul 6, 2016
Role of Robert E. Putnam: Debtor · Outcome: Case closed 2016-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Robert J Putnam and Diana K Putnam closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-14-13626 · Filed Aug 21, 2014 · Closed Jan 16, 2015
Role of Robert J Putnam and Diana K Putnam: Debtor · Outcome: Case closed 2015-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Robert W. Putnam, Sr. and Darlene Greene Putnam closed
United States Bankruptcy Court, W.D. North Carolina · No. 12-10235 · Filed Mar 20, 2012 · Closed Jul 5, 2012
Role of Robert W. Putnam, Sr.: Debtor · Outcome: Case closed 2012-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
Robert D. Putnam closed
United States Bankruptcy Court, W.D. New York · No. 1-10-13884 · Filed Sep 8, 2010 · Closed Jan 19, 2016
Role of Robert D. Putnam: Debtor · Outcome: Case closed 2016-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Robert A. Putnam closed
United States Bankruptcy Court, E.D. California · No. 10-19719 · Filed Aug 24, 2010 · Closed Sep 17, 2012
Role of Robert A. Putnam: Debtor · Outcome: Case closed 2012-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Robert J Putnam and Barbara L Putnam closed
United States Bankruptcy Court, N.D. Illinois · No. 10-00927 · Filed Jan 12, 2010 · Closed Oct 7, 2014
Role of Robert J Putnam and Barbara L Putnam: Debtor · Outcome: Case closed 2014-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert E Putnam closed
United States Bankruptcy Court, N.D. Illinois · No. 09-70492 · Filed Feb 18, 2009 · Closed Jun 1, 2009
Role of Robert E Putnam: Debtor · Outcome: Case closed 2009-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert D. Putnam closed
United States Bankruptcy Court, N.D. Texas · No. 08-36131 · Filed Nov 26, 2008 · Closed Sep 23, 2009
Role of Robert D. Putnam: Debtor · Outcome: Case closed 2009-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Robert D Putnam closed
United States Bankruptcy Court, N.D. Texas · No. 08-34782 · Filed Sep 24, 2008 · Closed Nov 25, 2008
Role of Robert D Putnam: Debtor · Outcome: Case closed 2008-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Robert D. Putnam closed
United States Bankruptcy Court, S.D. Ohio · No. 3:07-bk-32064 · Filed May 15, 2007 · Closed Sep 26, 2007
Role of Robert D. Putnam: Debtor · Outcome: Case closed 2007-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Robert Putnam closed
United States Bankruptcy Court, D. Idaho · No. 06-40096 · Filed Apr 7, 2006 · Closed Jul 7, 2006
Role of Robert Putnam: Debtor · Outcome: Case closed 2006-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in ID (not a filing state)
Robert P Putnam and Aracelis Putnam closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-21774 · Filed Nov 9, 2004 · Closed Feb 8, 2005
Role of Robert P Putnam and Aracelis Putnam: Debtor · Outcome: Case closed 2005-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Robert Putnam closed
United States Bankruptcy Court, S.D. Iowa · No. 04-06228 · Filed Oct 8, 2004 · Closed Dec 22, 2006
Role of Robert Putnam: Debtor · Outcome: Case closed 2006-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
Robert J Putnam, JR closed
United States Bankruptcy Court, N.D. Illinois · No. 02-41277 · Filed Oct 22, 2002 · Closed Feb 21, 2003
Role of Robert J Putnam, JR: Debtor · Outcome: Case closed 2003-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
ROBERT B PUTNAM closed
United States Bankruptcy Court, E.D. Washington · No. 02-07813 · Filed Oct 4, 2002 · Closed Jan 8, 2003
Role of ROBERT B PUTNAM: Debtor · Outcome: Case closed 2003-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Robert C. Putnam and Lisa Putnam closed
United States Bankruptcy Court, M.D. Florida · No. 6:02-bk-10249 · Filed Sep 19, 2002 · Closed Jun 11, 2003
Role of Robert C. Putnam and Lisa Putnam: Debtor · Outcome: Case closed 2003-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Robert I. Putnam and Darlene Putnam closed
United States Bankruptcy Court, S.D. Illinois · No. 01-30067 · Filed Jan 9, 2001 · Closed Oct 29, 2003
Role of Robert I. Putnam and Darlene Putnam: Debtor · Outcome: Case closed 2003-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert J. Putnam and Lucy G. Putnam closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 00-24530 · Filed Jun 9, 2000 · Closed Sep 28, 2000
Role of Robert J. Putnam and Lucy G. Putnam: Debtor · Outcome: Case closed 2000-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Robert E. Putnam closed
United States Bankruptcy Court, D. New Hampshire · No. 00-11675 · Filed Jun 5, 2000 · Closed Sep 21, 2000
Role of Robert E. Putnam: Debtor · Outcome: Case closed 2000-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Robert I. Putnam and Darlene Putnam closed
United States Bankruptcy Court, S.D. Illinois · No. 00-31486 · Filed May 26, 2000 · Closed Oct 13, 2000
Role of Robert I. Putnam and Darlene Putnam: Debtor · Outcome: Case closed 2000-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert S. Putnam closed
United States Bankruptcy Court, M.D. Florida · No. 2:99-bk-20250 · Filed Dec 20, 1999 · Closed Mar 31, 2000
Role of Robert S. Putnam: Debtor · Outcome: Case closed 2000-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Robert S. Putnam and Barbara L. Crowell closed
United States Bankruptcy Court, E.D. California · No. 99-29614 · Filed Jul 19, 1999 · Closed Oct 28, 1999
Role of Robert S. Putnam and Barbara L. Crowell: Debtor · Outcome: Case closed 1999-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
ROBERT E PUTNAM and PATRICIA J PUTNAM closed
United States Bankruptcy Court, E.D. Washington · No. 98-06034 · Filed Oct 6, 1998 · Closed Feb 2, 2000
Role of ROBERT E PUTNAM and PATRICIA J PUTNAM: Debtor · Outcome: Case closed 2000-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
Robert D. Putnam closed
United States Bankruptcy Court, N.D. New York · No. 98-63804 · Filed Jun 12, 1998 · Closed Oct 23, 1998
Role of Robert D. Putnam: Debtor · Outcome: Case closed 1998-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Robert Putnam and Sheila Putnam closed
United States Bankruptcy Court, W.D. Michigan · No. 96-87312 · Filed Oct 18, 1996 · Closed Apr 9, 1997
Role of Robert Putnam and Sheila Putnam: Debtor · Outcome: Case closed 1997-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert W. Putnam closed
United States Bankruptcy Court, D. Massachusetts · No. 96-42583 · Filed May 13, 1996 · Closed Aug 23, 1996
Role of Robert W. Putnam: Debtor · Outcome: Case closed 1996-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Robert N. Putnam, Jr. and Carol D. Putnam closed
United States Bankruptcy Court, N.D. New York · No. 95-12548 · Filed Jul 10, 1995 · Closed Nov 16, 1995
Role of Robert N. Putnam, Jr.: Debtor · Outcome: Case closed 1995-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Robert C. Putnam and Sharon K. Putnam closed
United States Bankruptcy Court, M.D. Alabama · No. 94-03457 · Filed Sep 22, 1994 · Closed Oct 21, 1999
Role of Robert C. Putnam and Sharon K. Putnam: Debtor · Outcome: Case closed 1999-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Robert A. Putnam and Marie H. Putnam closed
United States Bankruptcy Court, E.D. Michigan · No. 94-30537 · Filed May 5, 1994 · Closed Aug 12, 1994
Role of Robert A. Putnam and Marie H. Putnam: Debtor · Outcome: Case closed 1994-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Robert P. Putnam closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-bk-12038 · Filed Aug 2, 1993 · Closed Nov 19, 1993
Role of Robert P. Putnam: Debtor · Outcome: Case closed 1993-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)
Robert J Putnam and Angelina Putnam closed
United States Bankruptcy Court, N.D. Illinois · No. 92-22607 · Filed Oct 9, 1992 · Closed Apr 15, 1993
Role of Robert J Putnam and Angelina Putnam: Debtor · Outcome: Case closed 1993-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert Putnam and Audrey Putnam closed
United States Bankruptcy Court, S.D. Illinois · No. 91-30310 · Filed Mar 19, 1991 · Closed Jun 27, 1991
Role of Robert Putnam and Audrey Putnam: Debtor · Outcome: Case closed 1991-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Robert C. Putnam closed
United States Bankruptcy Court, S.D. Iowa · No. 90-03218 · Filed Dec 19, 1990 · Closed Apr 3, 1991
Role of Robert C. Putnam: Debtor · Outcome: Case closed 1991-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
Robert L. Putnam closed
United States Bankruptcy Court, D. Utah · No. 89-24907 · Filed Aug 16, 1989 · Closed Dec 11, 1989
Role of Robert L. Putnam: Debtor · Outcome: Case closed 1989-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Robert D. Putnam closed
United States Bankruptcy Court, W.D. New York · No. 1-88-11155 · Filed Jun 6, 1988 · Closed Sep 23, 1988
Role of Robert D. Putnam: Debtor · Outcome: Case closed 1988-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
ROBERT M PUTNAM and SHIRLEEN PUTNAM closed
United States Bankruptcy Court, E.D. Washington · No. 85-01477 · Filed Jun 25, 1985 · Closed Apr 21, 1986
Role of ROBERT M PUTNAM and SHIRLEEN PUTNAM: Debtor · Outcome: Case closed 1986-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Robert Putnam (compared 6 filings on Oct 24, 2026)

Note · Dec 10, 2021 – Dec 27, 2021

Form D filed 17 days after the first sale — Stanley Ruth Co., LLC

The filing says the first sale was Dec 10, 2021. The Form D was filed Dec 27, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 27, 2021 ↗Stanley Ruth Co., LLC — PartnerFacts page ↗
Sources
Note · Dec 10, 2021 – Dec 27, 2021

No amendment in the last 12 months on an offering that may still be open — Stanley Ruth Co., LLC (latest filing Dec 27, 2021)

The latest filing for this offering is dated Dec 27, 2021 (first sale Dec 10, 2021). It reports $936,667 sold of $1,100,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 27, 2021 ↗Stanley Ruth Co., LLC — PartnerFacts page ↗
Sources
Note · Mar 8, 2018 – Mar 21, 2018

No amendment in the last 12 months on an offering that may still be open — FGC NYC, LLC (latest filing Mar 21, 2018)

The latest filing for this offering is dated Mar 21, 2018 (first sale Mar 8, 2018). It reports $749,999 sold of $800,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 21, 2018 ↗FGC NYC, LLC — PartnerFacts page ↗
Sources
Note · Oct 21, 2025 – Mar 18, 2026

Offering amount changed between filings — Hickory AI, Inc.

The Oct 21, 2025 filing says $22,000,000 offered; the Mar 18, 2026 Form D/A says $27,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 21, 2025 ↗Form D/A (later) · Mar 18, 2026 ↗Hickory AI, Inc. — PartnerFacts page ↗
Sources
Note · Mar 31, 2023 – Mar 5, 2025

Same name, different state: "Robert Putnam" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Putnam" with address state PA, is listed on 4 filings — most recently by WELLNESS COACHES USA, LLC (Mar 5, 2025). Both records have filings in the same period (Mar 31, 2023 to Mar 5, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Putnam (PA) — PartnerFacts page ↗Form D/A · Mar 5, 2025 ↗WELLNESS COACHES USA, LLC — PartnerFacts page ↗Robert Putnam (NY) — this page ↗
Sources
Note · Jan 17, 2017

Same name, different state: "Robert Putnam" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Putnam" with address state IL, is listed on 1 filing — most recently by Block Six Analytics, Inc. (Jan 17, 2017). The two records do not overlap in time: this page runs Mar 21, 2018 to Apr 21, 2026; the other has one filing dated Jan 17, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Putnam (IL) — PartnerFacts page ↗Form D · Jan 17, 2017 ↗Block Six Analytics, Inc. — PartnerFacts page ↗Robert Putnam (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 21, 2026 D
Hickory AI, Inc.
File 021-581282
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2026 D/A
Hickory AI, Inc.
File 021-561569
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2025 D
Hickory AI, Inc.
File 021-561426
$0$0$0None listed on this filingEDGAR ↗
Dec 27, 2021 D
Stanley Ruth Co., LLC
File 021-426714
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2018 D
FGC NYC, LLC
File 021-308214
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Robert Putnam on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HA
Business Services · group: Penn

Hickory AI, Inc.

Bronx, NY · Oct 20, 2025 → Apr 21, 2026 · 4 filings
  • Apr 21, 2026 · D · $2,725,000 sold of $5,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 18, 2026 · D/A · $27,000,000 sold of $27,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 21, 2025 · D · $12,000,000 sold of $22,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 20, 2025 · D · $82,904 sold of $82,904 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $27M from 7 investors (100% of the $5M target) as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Other · group: Penn

Stanley Ruth Co., LLC

Bronx, NY · Dec 27, 2021
  • Dec 27, 2021 · D · $936,667 sold of $1,100,000 · 3 investors · min. $220,000 · role: Director EDGAR ↗

Raised $937K from 3 investors (85% of the $1.1M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FN
Other · group: Penn

FGC NYC, LLC

Bronx, NY · Mar 21, 2018
  • Mar 21, 2018 · D · $749,999 sold of $800,000 · 4 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $750K from 4 investors (94% of the $800K target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Putnam — IL, 1 issuer, Jan 17, 2017 → Jan 17, 2017 · no shared issuer
  • Robert Putnam — PA, 1 issuer, Mar 31, 2023 → Mar 5, 2025 · no shared issuer

People around Robert 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Holsapple

Executive Officer, Director, Promoter · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Robert Putnam. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Barker

Director · 6 shared filings (3 issuers)

Listed on the same filings as Robert Putnam. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Palacios

Director · 6 shared filings (3 issuers)

Listed on the same filings as Robert Putnam. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Shapiro

Executive Officer, Director, Promoter · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Robert Putnam. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Penn

4 issuers · 8 filings · $4.56M reported sold · 2016–2026

One team, 4 deal companies. Robert Putnam is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Putnam.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Putnam by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Putnam is listed on: none on file. No website or social profile named in Stanley Ruth Co., LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #170,541 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bronx, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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