Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:42 AM ET

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Robert Pollock

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Nov 21, 2012 → Nov 21, 2012

1deal (issuers)

$4.51Mreported sold

1investors

1Form D filing

2012year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Pollock is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2012: INV Metals Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2012; $4.51M reported sold to 1 investors).

What this means One deal on file with the SEC, filed Nov 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Candance J. MacGibbon (1 shared filing), Eric Klein (1 shared filing), James Clucas (1 shared filing), Parviz Farsangi (1 shared filing), Robert C. Bell (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 44 bankruptcy cases matching the name listed in Key records below.

What this means 44 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert Pollock and found 2 differences: Same name, different state: "Robert Joseph Pollock" (GA) is a separate record; Same name, different state: "Robert Pollock" (NY) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Pollock has not run yet — it is joining a line of 39,078 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Pollock..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

44 cases: 43 closed (disposition not in docket feed), 1 open

Robert H. Pollock and David A. Elston closed

United States Bankruptcy Court, D. Massachusetts · No. 19-12915 · Filed Aug 27, 2019 · Closed Mar 11, 2020

Role of Robert H. Pollock and David A. Elston: Debtor · Outcome: Case closed 2020-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Robert H. Pollock and David A. Elston closed

United States Bankruptcy Court, D. Massachusetts · No. 19-12498 · Filed Jul 24, 2019 · Closed Oct 8, 2019

Role of Robert H. Pollock and David A. Elston: Debtor · Outcome: Case closed 2019-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Robert H. Pollock and David A. Elston closed

United States Bankruptcy Court, D. Massachusetts · No. 17-10995 · Filed Mar 23, 2017 · Closed Mar 9, 2018

Role of Robert H. Pollock and David A. Elston: Debtor · Outcome: Case closed 2018-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Robert Pollock and Wendy Pollock closed

United States Bankruptcy Court, E.D. Michigan · No. 17-41361 · Filed Feb 1, 2017 · Closed Dec 15, 2020

Role of Robert Pollock and Wendy Pollock: Debtor · Outcome: Case closed 2020-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Robert H. Pollock and David A. Elston closed

United States Bankruptcy Court, D. Massachusetts · No. 15-14113 · Filed Oct 25, 2015 · Closed Jan 10, 2017

Role of Robert H. Pollock and David A. Elston: Debtor · Outcome: Case closed 2017-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Robert M Pollock, III closed

United States Bankruptcy Court, D. New Jersey · No. 14-24885 · Filed Jul 21, 2014 · Closed Feb 4, 2015

Role of Robert M Pollock, III: Debtor · Outcome: Case closed 2015-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Robert D. Pollock closed

United States Bankruptcy Court, N.D. Illinois · No. 13-42761 · Filed Oct 31, 2013 · Closed Jan 30, 2014

Role of Robert D. Pollock: Debtor · Outcome: Case closed 2014-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Robert J. Pollock and Amy K. Pollock closed

United States Bankruptcy Court, D. Delaware · No. 12-10883 · Filed Mar 12, 2012 · Closed Jan 22, 2018

Role of Robert J. Pollock and Amy K. Pollock: Debtor · Outcome: Case closed 2018-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in DE (not a filing state)

Margarita J Pollock and Robert J Pollock closed

United States Bankruptcy Court, D. Idaho · No. 11-02552 · Filed Aug 19, 2011 · Closed Apr 17, 2013

Role of Robert J Pollock: Debtor · Outcome: Case closed 2013-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in ID (not a filing state)

Robert N. Pollock and Valerie B. Loewe closed

United States Bankruptcy Court, S.D. California · No. 11-09240 · Filed May 31, 2011 · Closed Aug 30, 2016

Role of Robert N. Pollock and Valerie B. Loewe: Debtor · Outcome: Case closed 2016-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Robert E. Pollock closed

United States Bankruptcy Court, D. Rhode Island · No. 1:11-bk-11254 · Filed Mar 31, 2011 · Closed Jul 18, 2011

Role of Robert E. Pollock: Debtor · Outcome: Case closed 2011-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)

Robert W Pollock closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-10-17925 · Filed Oct 27, 2010 · Closed Feb 1, 2016

Role of Robert W Pollock: Debtor · Outcome: Case closed 2016-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Robert W. Pollock, III closed

United States Bankruptcy Court, D. Maine · No. 10-20696 · Filed May 3, 2010 · Closed May 23, 2011

Role of Robert W. Pollock, III: Debtor · Outcome: Case closed 2011-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

Robert Pollock closed

United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-04211 · Filed Mar 16, 2010 · Closed Dec 20, 2011

Role of Robert Pollock: Debtor · Outcome: Case closed 2011-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Robert C Pollock closed

United States Bankruptcy Court, W.D. Washington · No. 10-41802 · Filed Mar 11, 2010 · Closed Oct 3, 2014

Role of Robert C Pollock: Debtor · Outcome: Case closed 2014-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

Robert C. Pollock closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 09-26310 · Filed Aug 28, 2009 · Closed Dec 21, 2009

Role of Robert C. Pollock: Debtor · Outcome: Case closed 2009-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Robert P. Pollock closed

United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-14773 · Filed Jul 28, 2009 · Closed Nov 25, 2009

Role of Robert P. Pollock: Debtor · Outcome: Case closed 2009-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Robert S. Pollock closed

United States Bankruptcy Court, E.D. Michigan · No. 07-52599 · Filed Jun 28, 2007 · Closed Nov 2, 2007

Role of Robert S. Pollock: Debtor · Outcome: Case closed 2007-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Robert W. Pollock closed

United States Bankruptcy Court, E.D. Wisconsin · No. 06-25062 · Filed Sep 12, 2006 · Closed Apr 18, 2008

Role of Robert W. Pollock: Debtor · Outcome: Case closed 2008-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Robert W. Pollock, III closed

United States Bankruptcy Court, D. Maine · No. 05-22989 · Filed Dec 16, 2005 · Closed Sep 20, 2010

Role of Robert W. Pollock, III: Debtor · Outcome: Case closed 2010-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

Robert E. Pollock closed

United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-64598 · Filed Aug 17, 2005 · Closed Dec 14, 2005

Role of Robert E. Pollock: Debtor · Outcome: Case closed 2005-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Robert E. Pollock and Rebecca Pollock closed

United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-30384 · Filed Jan 17, 2005 · Closed Dec 8, 2009

Role of Robert E. Pollock and Rebecca Pollock: Debtor · Outcome: Case closed 2009-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Robert G. Pollock and Marie A. Pollock closed

United States Bankruptcy Court, N.D. Ohio · No. 04-10644 · Filed Jan 20, 2004 · Closed Apr 26, 2004

Role of Robert G. Pollock and Marie A. Pollock: Debtor · Outcome: Case closed 2004-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Robert A. Pollock closed

United States Bankruptcy Court, D. Connecticut · No. 01-50232 · Filed Mar 1, 2001 · Closed Jul 11, 2001

Role of Robert A. Pollock: Debtor · Outcome: Case closed 2001-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

Robert Pollock closed

United States Bankruptcy Court, S.D. Ohio · No. 2:00-bk-58302 · Filed Sep 15, 2000 · Closed Feb 2, 2006

Role of Robert Pollock: Debtor · Outcome: Case closed 2006-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Robert Pollock and Kirsten A. Pollock closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-00-32221 · Filed May 19, 2000 · Closed Aug 31, 2000

Role of Robert Pollock and Kirsten A. Pollock: Debtor · Outcome: Case closed 2000-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Robert S Pollock and Linda S Pollock closed

United States Bankruptcy Court, C.D. California · No. 6:00-bk-10925 · Filed Jan 20, 2000 · Closed May 11, 2000

Role of Robert S Pollock and Linda S Pollock: Debtor · Outcome: Case closed 2000-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Robert W. Pollock closed

United States Bankruptcy Court, E.D. Wisconsin · No. 99-31419 · Filed Nov 24, 1999 · Closed Mar 7, 2000

Role of Robert W. Pollock: Debtor · Outcome: Case closed 2000-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Robert W. Pollock closed

United States Bankruptcy Court, D. New Jersey · No. 98-14739 · Filed May 18, 1998 · Closed Sep 4, 1998

Role of Robert W. Pollock: Debtor · Outcome: Case closed 1998-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Robert H. Pollock closed

United States Bankruptcy Court, D. New Mexico · No. 97-17398 · Filed Dec 22, 1997 · Closed Sep 12, 2002

Role of Robert H. Pollock: Debtor · Outcome: Case closed 2002-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)

Robert J. Pollock closed

United States Bankruptcy Court, N.D. New York · No. 95-14986 · Filed Dec 29, 1995 · Closed Dec 17, 1999

Role of Robert J. Pollock: Debtor · Outcome: Case closed 1999-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

Valerie B. Loewe and Robert N. Pollock closed

United States Bankruptcy Court, S.D. California · No. 95-12251 · Filed Nov 7, 1995 · Closed Apr 20, 1996

Role of Valerie B. Loewe and Robert N. Pollock: Debtor · Outcome: Case closed 1996-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Robert E Pollock closed

United States Bankruptcy Court, E.D. North Carolina · No. 94-01771 · Filed Jun 9, 1994 · Closed Jul 20, 1995

Role of Robert E Pollock: Debtor · Outcome: Case closed 1995-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

Robert J. Pollock and Louise M. Pollock closed

United States Bankruptcy Court, D. Rhode Island · No. 1:92-bk-10537 · Filed Feb 21, 1992 · Closed Jun 1, 1992

Role of Robert J. Pollock and Louise M. Pollock: Debtor · Outcome: Case closed 1992-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)

Robert R. Pollock and Bonnie S. Pollock closed

United States Bankruptcy Court, M.D. Georgia · No. 91-60286 · Filed Jul 26, 1991 · Closed Dec 1, 1991

Role of Robert R. Pollock and Bonnie S. Pollock: Debtor · Outcome: Case closed 1991-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Robert G. Pollock closed

United States Bankruptcy Court, W.D. Michigan · No. 91-82881 · Filed May 22, 1991 · Closed Sep 26, 1991

Role of Robert G. Pollock: Debtor · Outcome: Case closed 1991-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Robert C. Pollock and Beverly H. Pollock closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 91-20934 · Filed Mar 26, 1991 · Closed Aug 22, 1991

Role of Robert C. Pollock and Beverly H. Pollock: Debtor · Outcome: Case closed 1991-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Robert O. Pollock and Nicholette D. Pollock closed

United States Bankruptcy Court, N.D. Oklahoma · No. 90-00451 · Filed Feb 26, 1990 · Closed Apr 10, 1991

Role of Robert O. Pollock and Nicholette D. Pollock: Debtor · Outcome: Case closed 1991-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)

Robert E Pollock and Rebecca J Pollock closed

United States Bankruptcy Court, S.D. Ohio · No. 3:90-bk-30621 · Filed Feb 13, 1990 · Closed Oct 6, 1993

Role of Robert E Pollock and Rebecca J Pollock: Debtor · Outcome: Case closed 1993-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Robert M. Pollock and Kirsten A. Pollock closed

United States Bankruptcy Court, N.D. Iowa · No. 90-10249 · Filed Feb 13, 1990 · Closed Jun 26, 1990

Role of Robert M. Pollock and Kirsten A. Pollock: Debtor · Outcome: Case closed 1990-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)

ROBERT L POLLOCK and LINDA A POLLOCK closed

United States Bankruptcy Court, E.D. Washington · No. 89-03309 · Filed Oct 19, 1989 · Closed Apr 13, 1994

Role of ROBERT L POLLOCK and LINDA A POLLOCK: Debtor · Outcome: Case closed 1994-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

Robert E Pollock closed

United States Bankruptcy Court, N.D. Illinois · No. 88-14271 · Filed Sep 19, 1988 · Closed Jun 15, 1990

Role of Robert E Pollock: Debtor · Outcome: Case closed 1990-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Robert Pollock and Dorothy Ann Pollock closed

United States Bankruptcy Court, E.D. Virginia · No. 86-30781 · Filed Apr 24, 1986 · Closed Jan 8, 1993

Role of Robert Pollock and Dorothy Ann Pollock: Debtor · Outcome: Case closed 1993-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

Robert H. Pollock and David A. Elston open

United States Bankruptcy Court, D. Hawaii · No. 17-10995 · Filed —

Role of Robert H. Pollock and David A. Elston: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in HI (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Robert Pollock (compared 1 filing on Oct 24, 2026)

Note · Oct 22, 2020

Same name, different state: "Robert Joseph Pollock" (GA) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert Joseph Pollock" with address state GA, is listed on 1 filing — most recently by QUEENSBOROUGH CO (Oct 22, 2020). The two records do not overlap in time: this page has one filing dated Nov 21, 2012; the other has one filing dated Oct 22, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Joseph Pollock (GA) — PartnerFacts page ↗Form D · Oct 22, 2020 ↗QUEENSBOROUGH CO — PartnerFacts page ↗Robert Pollock (A6) — this page ↗

Sources

Robert Joseph Pollock (GA) — PartnerFacts page ↗ (Oct 22, 2020)
Form D · Oct 22, 2020 ↗ (Oct 22, 2020)
QUEENSBOROUGH CO — PartnerFacts page ↗ (Oct 22, 2020)
Robert Pollock (A6) — this page ↗ (Nov 21, 2012)

Note · Apr 20, 2011 – May 22, 2014

Same name, different state: "Robert Pollock" (NY) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert Pollock" with address state NY, is listed on 3 filings — most recently by AV Therapeutics, Inc. (May 22, 2014). Both records have filings in the same period (Nov 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Pollock (NY) — PartnerFacts page ↗Form D/A · May 22, 2014 ↗AV Therapeutics, Inc. — PartnerFacts page ↗Robert Pollock (A6) — this page ↗

Sources

Robert Pollock (NY) — PartnerFacts page ↗ (May 22, 2014)
Form D/A · May 22, 2014 ↗ (May 22, 2014)
AV Therapeutics, Inc. — PartnerFacts page ↗ (May 22, 2014)
Robert Pollock (A6) — this page ↗ (Nov 21, 2012)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 21, 2012 D INV Metals Inc. File 021-187336	$0	$0	$0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Pollock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

INV Metals Inc.

Toronto, Ontario, Canada (as filed: A6) · Nov 21, 2012

Nov 21, 2012 · D · $4,509,883 sold of $4,509,883 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.51M from 1 investor (100% of the $4.51M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Robert Pollock — NY, 2 issuers, Apr 20, 2011 → May 22, 2014 · no shared issuer
Robert Joseph Pollock — GA, 1 issuer, Oct 22, 2020 → Oct 22, 2020 · no shared issuer

People around Robert 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity