Robert Newton is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Nov 2021: Ontrak, Inc. (Santa Monica, CA — other health care — 2021; $6.95M reported sold to 22 investors).
What this means One deal on file with the SEC, filed Nov 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Arik Hill (1 shared filing), Brandon H. LaVerne (1 shared filing), Diane Seloff (1 shared filing), Edward Zecchini (1 shared filing), Gustavo Giraldo (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Robert Newton and found 5 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.