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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:47 AM ET

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RN
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Robert B. Nelson

Named as an officer, director or promoter on SEC Form D filings · RI · Nov 1, 2019 → Feb 4, 2022

1deal (issuers)
$15.2Mreported sold
15investors
3Form D filings
2019–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert B. Nelson is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Nov 2019 and Dec 2025: MindImmune Therapeutics, Inc. (Kingston, RI — pharmaceuticals — 2019–2025; $15.2M reported sold to 15 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christopher O'Donnell (2 shared filings), Stevin Zorn (2 shared filings), Bradley Margus (1 shared filing), Diane Gooding (1 shared filing), Frank Menniti (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 SEC releases listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Robert B. Nelson and found 12 differences, 2 worth asking the sponsor about: 117% of the money raised went to insiders; Robert B. Nelson is no longer listed on the Mar 5, 2026 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert B. Nelson has not run yet — it is joining a line of 27,294 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Robert J. Nelson, Jr. Administrative proceeding
SEC · Mar 11, 2011 · Parties as named in the release: Robert J. Nelson, Jr. Read the release ↗
same full name in the release title; 14 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Overland Energy, Inc., Acorn Energy, Inc., Garry B. Smith, Robert J. Nelson and Steven M. Ray, Defendants, and Tega Operating Company, Relief Defendant Litigation release
SEC · Nov 10, 2010 · Parties as named in the release: Overland Energy, Inc., Acorn Energy, Inc., Garry B. Smith, Robert J. Nelson and Steven M. Ray, Defendants, and Tega Operating Company, Relief Defendant Read the release ↗
same full name in the release title; 14 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Piper Capital Management, Inc., Worth V. Bruntjen, Marijo A. Goldstein, Robert H. Nelson, Amy K. Johnson, Molly Destro and Edward J. Kohler; H. Peter Young, Administrative Law Judge Administrative proceeding
SEC · Jul 28, 1998 · Parties as named in the release: Piper Capital Management, Inc., Worth V. Bruntjen, Marijo A. Goldstein, Robert H. Nelson, Amy K. Johnson, Molly Destro and Edward J. Kohler; H. Peter Young, Administrative Law Judge Read the release ↗
same full name in the release title; 14 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert B. Nelson..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Robert B. Nelson — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Nov 1, 2019

117% of the money raised went to insiders — MindImmune Therapeutics, Inc.

The Nov 1, 2019 Form D reports $750,000 sold and $875,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Estimate of gross proceeds of the $3 million offering which, if fully subscribed, has been or is proposed to be used for payments to persons identified in Item 3, being compensation for services rende".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Nov 1, 2019 ↗MindImmune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Jan 25, 2022 – Feb 4, 2022

No amendment in the last 12 months on an offering that may still be open — MindImmune Therapeutics, Inc. (latest filing Feb 4, 2022)

The latest filing for this offering is dated Feb 4, 2022 (first sale Jan 25, 2022). It reports $5,349,999 sold of $8,880,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 4, 2022 ↗MindImmune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Oct 22, 2019 – Nov 1, 2019

No amendment in the last 12 months on an offering that may still be open — MindImmune Therapeutics, Inc. (latest filing Nov 1, 2019)

The latest filing for this offering is dated Nov 1, 2019 (first sale Oct 22, 2019). It reports $750,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 1, 2019 ↗MindImmune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Worth asking · Dec 5, 2025 – Mar 5, 2026

Robert B. Nelson is no longer listed on the Mar 5, 2026 amendment — MindImmune Therapeutics, Inc.

Robert B. Nelson appears on the Dec 5, 2025 Form D (executive officer) but not on the Mar 5, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Dec 5, 2025 ↗Form D/A · Mar 5, 2026 ↗Robert B. Nelson — PartnerFacts page ↗MindImmune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Nov 1, 2019 – Feb 4, 2022

Robert B. Nelson's role changed at MindImmune Therapeutics, Inc.: executive officer, director → executive officer

The Nov 1, 2019 filing lists Robert B. Nelson as executive officer, director; the Feb 4, 2022 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 1, 2019 ↗Form D · Feb 4, 2022 ↗Robert B. Nelson — PartnerFacts page ↗MindImmune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Dec 5, 2025 – Mar 5, 2026

Offering amount changed between filings — MindImmune Therapeutics, Inc.

The Dec 5, 2025 filing says $12,000,000 offered; the Mar 5, 2026 Form D/A says $17,014,485.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 5, 2025 ↗Form D/A (later) · Mar 5, 2026 ↗MindImmune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Nov 1, 2019 – Dec 5, 2025

Robert B. Nelson is written 2 different ways on the filings

listed as "Robert B. Nelson" on 2 filings (from Nov 1, 2019), and "Robert Nelson" on the Dec 5, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 1, 2019 ↗Form D · Dec 5, 2025 ↗Robert B. Nelson — PartnerFacts page ↗
Sources
Note · Feb 8, 2012 – Sep 26, 2023

Same name, different state: "Robert Nelson" (NY) is a separate record

This page covers filings where the address state is RI. A separate record, "Robert Nelson" with address state NY, is listed on 3 filings — most recently by CLRS X LLC (Sep 26, 2023). Both records have filings in the same period (Nov 1, 2019 to Feb 4, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Nelson (NY) — PartnerFacts page ↗Form D/A · Sep 26, 2023 ↗CLRS X LLC — PartnerFacts page ↗Robert B. Nelson (RI) — this page ↗
Sources
Note · May 22, 2009 – Mar 20, 2020

Same name, different state: "Robert Nelson" (CA or FL or MA) is a separate record

This page covers filings where the address state is RI. A separate record, "Robert Nelson" with address state CA or FL or MA, is listed on 8 filings — most recently by Lyell Immunopharma, Inc. (Mar 20, 2020). Both records have filings in the same period (Nov 1, 2019 to Mar 20, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Nelson (CA,FL,MA) — PartnerFacts page ↗Form D · Mar 20, 2020 ↗Lyell Immunopharma, Inc. — PartnerFacts page ↗Robert B. Nelson (RI) — this page ↗
Sources
Note · Nov 19, 2009 – Sep 21, 2011

Same name, different state: "Robert Nelson" (WI) is a separate record

This page covers filings where the address state is RI. A separate record, "Robert Nelson" with address state WI, is listed on 3 filings — most recently by Wisconsin Bancshares, Inc. (Sep 21, 2011). The two records do not overlap in time: this page runs Nov 1, 2019 to Feb 4, 2022; the other runs Nov 19, 2009 to Sep 21, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Nelson (WI) — PartnerFacts page ↗Form D · Sep 21, 2011 ↗Wisconsin Bancshares, Inc. — PartnerFacts page ↗Robert B. Nelson (RI) — this page ↗
Sources
Note · Jan 6, 2010

Same name, different state: "Robert Nelson" (PA) is a separate record

This page covers filings where the address state is RI. A separate record, "Robert Nelson" with address state PA, is listed on 1 filing — most recently by Axion Power International, Inc. (Jan 6, 2010). The two records do not overlap in time: this page runs Nov 1, 2019 to Feb 4, 2022; the other has one filing dated Jan 6, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Nelson (PA) — PartnerFacts page ↗Form D · Jan 6, 2010 ↗Axion Power International, Inc. — PartnerFacts page ↗Robert B. Nelson (RI) — this page ↗
Sources
Note · Nov 12, 2009

Same name, different state: "Robert Nelson" (VA) is a separate record

This page covers filings where the address state is RI. A separate record, "Robert Nelson" with address state VA, is listed on 1 filing — most recently by TRADEHARBOR INC (Nov 12, 2009). The two records do not overlap in time: this page runs Nov 1, 2019 to Feb 4, 2022; the other has one filing dated Nov 12, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Nelson (VA) — PartnerFacts page ↗Form D · Nov 12, 2009 ↗TRADEHARBOR INC — PartnerFacts page ↗Robert B. Nelson (RI) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $875,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 5, 2025 D
MindImmune Therapeutics, Inc.
File 021-565904
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 4, 2022 D
MindImmune Therapeutics, Inc.
File 021-432322
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 1, 2019 D
MindImmune Therapeutics, Inc.
File 021-352431
$0$0$875,000 (est.)
Estimate of gross proceeds of the $3 million offering which, if fully subscribed, has been or is proposed to be used for payments to persons identified in Item 3, being compensation for services rendered as key employees or consultants to the company.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert B. Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MT
Pharmaceuticals

MindImmune Therapeutics, Inc.

Kingston, RI · Nov 1, 2019 → Dec 5, 2025 · 3 filings
  • Dec 5, 2025 · D · $10,203,858 sold of $12,000,000 · 14 investors · min. No minimum reported · role: Executive Officer (Secretary) EDGAR ↗
  • Feb 4, 2022 · D · $5,349,999 sold of $8,880,000 · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 1, 2019 · D · $750,000 sold of $3,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $15.2M from 15 investors (100% of the $12M target) as of the latest filing. Robert is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (13)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert J. Nelson, Jr. — TX, 17 issuers, Jul 9, 2009 → Dec 14, 2016 · no shared issuer
  • Robert Nelson — NJ, NY, 6 issuers, Oct 16, 2013 → Jan 10, 2022 · no shared issuer
  • Robert Nelson — CA, FL, MA, 5 issuers, May 22, 2009 → Mar 20, 2020 · no shared issuer
  • Robert Nelson — LA, 3 issuers, Jul 8, 2024 → May 29, 2026 · no shared issuer
  • Robert Nelson — NY, 2 issuers, Feb 8, 2012 → Sep 26, 2023 · no shared issuer
  • Robert Prentiss Nelson — TN, 2 issuers, Jan 6, 2021 → Jan 6, 2021 · no shared issuer
  • Robert Nelson — WI, 1 issuer, Nov 19, 2009 → Sep 21, 2011 · no shared issuer
  • Robert Nelson — VA, 1 issuer, Nov 12, 2009 → Nov 12, 2009 · no shared issuer
  • Robert Nelson — PA, 1 issuer, Jan 6, 2010 → Jan 6, 2010 · no shared issuer
  • Robert C Nelson — AK, 1 issuer, Jun 14, 2011 → Oct 5, 2017 · no shared issuer
  • Robert S. Nelson — MN, 1 issuer, Dec 8, 2015 → Dec 8, 2015 · no shared issuer
  • Robert L Nelson — FL, 1 issuer, Dec 24, 2009 → Dec 24, 2009 · no shared issuer
  • Robert Nelson — AK, 1 issuer, Dec 23, 2020 → Nov 28, 2022 · no shared issuer

People around Robert 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher O'Donnell

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

SZ
No photo found yet (own website and image search run after this page is viewed)
Person

Stevin Zorn

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Isaac Stoner

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Reetika Bhardwaj

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley Margus

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Menniti

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Saxton

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Diane Gooding

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard G. Horan

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert B. Nelson. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert B. Nelson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert B. Nelson is listed on: none on file. No website or social profile named in MindImmune Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,890 of 374,652 in line (1,331 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Kingston, RI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Rhode Island state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Rhode Island Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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