4 regulator actions name the subject or team members
Regulator action: Robert Scott Murray, CPA (Apr 15, 2025) · Regulator action: Robert Cord Beatty Brenda P. Murray, Chief Administrative Law Judge (Sep 15, 2004) · Regulator action: Robert M. Fuller Brenda P. Murray, Chief Administrative Law Judge (Sep 17, 2001) · Regulator action: Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston Brenda P. Murray, Chief Administrative Law Judge (Mar 8, 2001)
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
Sources
- Robert Scott Murray, CPA ↗ (Apr 15, 2025)
- Robert Cord Beatty Brenda P. Murray, Chief Administrative Law Judge ↗ (Sep 15, 2004)
- Robert M. Fuller Brenda P. Murray, Chief Administrative Law Judge ↗ (Sep 17, 2001)
- Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston Brenda P. Murray, Chief Administrative Law Judge ↗ (Mar 8, 2001)