Robert Mathews is listed as an executive officer on 1 SEC Form D filing by 1 issuer in May 2011: VIKING SYSTEMS INC (Westborough, MA — other health care — 2011; $3M reported sold to 6 investors).
What this means One deal on file with the SEC, filed May 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside John Kennedy (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Robert Mathews and found 2 differences: Form D filed 17 days after the first sale; Same name, different state: "Robert C.H. Mathews, III" (TN) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.