PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:04 AM ET

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Robert Katz

Named as an officer, director or promoter on SEC Form D filings · South Africa (as filed: T3) · Jul 11, 2023 → Jul 11, 2023

1deal (issuers)
$250Kreported sold
8investors
1Form D filing
2023year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Katz is listed as a director on 1 SEC Form D filing by 1 issuer in Jul 2023: Confluence Impact Fund Ltd (St Peter, Guernsey (as filed: Y7) — pooled investment fund — 2023; $250K reported sold to 8 investors).

What this means One deal on file with the SEC, filed Jul 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dalia Cohen (1 shared filing), Matthew Hodgkinson (1 shared filing), Robert Oudhof (1 shared filing) and Sinead Murray (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 SEC release, 33 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert Katz and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Robert Katz" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Katz has not run yet — it is joining a line of 46,137 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

KATZ, ROBERT v. USA dismissed
District Court, E.D. New York · No. · Filed Mar 29, 1988 · Closed Apr 29, 1988 · Nature of suit: 890 Other statutory actions
Role of KATZ, ROBERT: Plaintiff · Outcome: Terminated 1988-04-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Pacific Growth Equities, LLC, Stephen J. Massocca, and Robert Katz Administrative proceeding
SEC · Jan 23, 2007 · Parties as named in the release: Pacific Growth Equities, LLC, Stephen J. Massocca, and Robert Katz Read the release ↗
same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Katz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 33 closed (disposition not in docket feed)

Robert A. Katz and Dawn E. Katz closed
United States Bankruptcy Court, D. New Jersey · No. 23-12429 · Filed Mar 24, 2023 · Closed Jun 23, 2023
Role of Robert A. Katz and Dawn E. Katz: Debtor · Outcome: Case closed 2023-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Robert Katz and Carol Katz closed
United States Bankruptcy Court, D. New Jersey · No. 18-26769 · Filed Aug 21, 2018 · Closed Oct 12, 2018
Role of Robert Katz and Carol Katz: Debtor · Outcome: Case closed 2018-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Robert Katz and Carol Katz closed
United States Bankruptcy Court, D. New Jersey · No. 18-19855 · Filed May 15, 2018 · Closed Nov 5, 2018
Role of Robert Katz and Carol Katz: Debtor · Outcome: Case closed 2018-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Robert F Katz closed
United States Bankruptcy Court, C.D. California · No. 1:16-bk-12211 · Filed Jul 31, 2016 · Closed Aug 18, 2016
Role of Robert F Katz: Debtor · Outcome: Case closed 2016-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Robert F Katz closed
United States Bankruptcy Court, C.D. California · No. 1:16-bk-12087 · Filed Jul 19, 2016 · Closed Oct 3, 2017
Role of Robert F Katz: Debtor · Outcome: Case closed 2017-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Robert A. Katz and Judith C. Katz closed
United States Bankruptcy Court, N.D. Texas · No. 13-40257 · Filed Jan 24, 2013 · Closed Apr 23, 2013
Role of Robert A. Katz and Judith C. Katz: Debtor · Outcome: Case closed 2013-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Robert Katz and Deborah Katz closed
United States Bankruptcy Court, M.D. Florida · No. 3:12-bk-07177 · Filed Oct 31, 2012 · Closed Feb 13, 2013
Role of Robert Katz and Deborah Katz: Debtor · Outcome: Case closed 2013-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Robert T Katz and Tina M. Katz closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-12-11310 · Filed Mar 12, 2012 · Closed Jul 5, 2012
Role of Robert T Katz and Tina M. Katz: Debtor · Outcome: Case closed 2012-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Robert Katz closed
United States Bankruptcy Court, C.D. California · No. 1:12-bk-11294 · Filed Feb 9, 2012 · Closed Feb 10, 2015
Role of Robert Katz: Debtor · Outcome: Case closed 2015-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Robert Katz closed
United States Bankruptcy Court, C.D. California · No. 1:11-bk-21959 · Filed Oct 11, 2011 · Closed Feb 22, 2012
Role of Robert Katz: Debtor · Outcome: Case closed 2012-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Robert Katz closed
United States Bankruptcy Court, E.D. New York · No. 8-11-70708 · Filed Feb 9, 2011 · Closed May 10, 2011
Role of Robert Katz: Debtor · Outcome: Case closed 2011-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Robert S. Katz closed
United States Bankruptcy Court, E.D. New York · No. 8-10-74687 · Filed Jun 17, 2010 · Closed Sep 21, 2010
Role of Robert S. Katz: Debtor · Outcome: Case closed 2010-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Robert A Katz and Shelley L Katz closed
United States Bankruptcy Court, S.D. Florida. · No. 09-26488 · Filed Aug 7, 2009 · Closed Nov 17, 2009
Role of Robert A Katz and Shelley L Katz: Debtor · Outcome: Case closed 2009-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Robert F Katz, Jr. and Vicki R Katz closed
United States Bankruptcy Court, D. Colorado · No. 06-19649 · Filed Dec 26, 2006 · Closed Feb 8, 2008
Role of Robert F Katz, Jr.: Debtor · Outcome: Case closed 2008-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CO (not a filing state)
Robert M Katz and Bernice Katz closed
United States Bankruptcy Court, E.D. Michigan · No. 06-41617 · Filed Feb 14, 2006 · Closed Nov 28, 2008
Role of Robert M Katz and Bernice Katz: Debtor · Outcome: Case closed 2008-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Robert Katz and Karen Katz closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-16142 · Filed Apr 30, 2004 · Closed Aug 24, 2004
Role of Robert Katz and Karen Katz: Debtor · Outcome: Case closed 2004-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Robert Katz closed
United States Bankruptcy Court, S.D. New York · No. 03-22066 · Filed Jan 15, 2003 · Closed Apr 30, 2003
Role of Robert Katz: Debtor · Outcome: Case closed 2003-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Robert P Katz closed
United States Bankruptcy Court, D. New Jersey · No. 02-35507 · Filed May 16, 2002 · Closed Oct 10, 2002
Role of Robert P Katz: Debtor · Outcome: Case closed 2002-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Robert Katz closed
United States Bankruptcy Court, D. Maryland · No. 02-11330 · Filed Feb 4, 2002 · Closed Sep 12, 2002
Role of Robert Katz: Debtor · Outcome: Case closed 2002-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Robert M. Katz and Karen R. Katz closed
United States Bankruptcy Court, S.D. Florida. · No. 00-26145 · Filed Oct 5, 2000 · Closed May 16, 2001
Role of Robert M. Katz and Karen R. Katz: Debtor · Outcome: Case closed 2001-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Robert J Katz and Patricia L Montjoy Katz closed
United States Bankruptcy Court, S.D. Ohio · No. 3:00-bk-32950 · Filed Jun 14, 2000 · Closed Jan 18, 2001
Role of Robert J Katz and Patricia L Montjoy Katz: Debtor · Outcome: Case closed 2001-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Robert Katz and Robert Katz closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-16200 · Filed May 12, 2000 · Closed Sep 29, 2000
Role of Robert Katz and Robert Katz: Debtor · Outcome: Case closed 2000-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Robert S. Katz closed
United States Bankruptcy Court, S.D. Florida. · No. 97-25378 · Filed Aug 27, 1997 · Closed Dec 31, 1997
Role of Robert S. Katz: Debtor · Outcome: Case closed 1997-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Robert M. Katz and Deborah Katz closed
United States Bankruptcy Court, S.D. Florida. · No. 97-16167 · Filed Jul 29, 1997 · Closed May 31, 2000
Role of Robert M. Katz and Deborah Katz: Debtor · Outcome: Case closed 2000-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Robert Katz closed
United States Bankruptcy Court, N.D. California · No. 97-32622 · Filed Jun 5, 1997 · Closed Sep 30, 1997
Role of Robert Katz: Debtor · Outcome: Case closed 1997-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Robert Katz closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 95-22584 · Filed Jul 12, 1995 · Closed Nov 9, 1995
Role of Robert Katz: Debtor · Outcome: Case closed 1995-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Robert A. Katz and Debbie K. Katz closed
United States Bankruptcy Court, D. Connecticut · No. 95-30924 · Filed Jun 18, 1995 · Closed Jul 1, 1998
Role of Robert A. Katz and Debbie K. Katz: Debtor · Outcome: Case closed 1998-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Robert Katz closed
United States Bankruptcy Court, D. New Jersey · No. 94-12858 · Filed Jun 22, 1994 · Closed Dec 16, 1994
Role of Robert Katz: Debtor · Outcome: Case closed 1994-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Robert N. Katz closed
United States Bankruptcy Court, S.D. Florida. · No. 91-33131 · Filed Oct 28, 1991 · Closed Feb 13, 1992
Role of Robert N. Katz: Debtor · Outcome: Case closed 1992-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Robert A. Katz and Debbie K. Katz closed
United States Bankruptcy Court, D. Connecticut · No. 91-51635 · Filed Jun 18, 1991 · Closed Jun 8, 1995
Role of Robert A. Katz and Debbie K. Katz: Debtor · Outcome: Case closed 1995-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Robert Katz closed
United States Bankruptcy Court, D. Maryland · No. 90-54702 · Filed Nov 1, 1990 · Closed Jul 19, 1996
Role of Robert Katz: Debtor · Outcome: Case closed 1996-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Robert Katz closed
United States Bankruptcy Court, N.D. Illinois · No. 87-06281 · Filed Apr 29, 1987 · Closed Nov 13, 1987
Role of Robert Katz: Debtor · Outcome: Case closed 1987-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Robert M. Katz closed
United States Bankruptcy Court, N.D. Illinois · No. 86-06570 · Filed Apr 25, 1986 · Closed Dec 31, 1986
Role of Robert M. Katz: Debtor · Outcome: Case closed 1986-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Robert Katz (compared 1 filing on Oct 24, 2026)

Note · Jul 1, 2023 – Jul 11, 2023

No amendment in the last 12 months on an offering that may still be open — Confluence Impact Fund Ltd (latest filing Jul 11, 2023)

The latest filing for this offering is dated Jul 11, 2023 (first sale Jul 1, 2023). It reports $250,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 11, 2023 ↗Confluence Impact Fund Ltd — PartnerFacts page ↗
Sources
Note · Mar 2, 2021 – Dec 2, 2025

Same name, different state: "Robert Katz" (NY) is a separate record

This page covers filings where the address state is T3. A separate record, "Robert Katz" with address state NY, is listed on 6 filings — most recently by BioSynchronicity Corp (Dec 2, 2025). Both records have filings in the same period (Jul 11, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Katz (NY) — PartnerFacts page ↗Form D/A · Dec 2, 2025 ↗BioSynchronicity Corp — PartnerFacts page ↗Robert Katz (T3) — this page ↗
Sources
Note · Mar 3, 2014 – Feb 16, 2023

Same name, different state: "Robert Katz" (IL) is a separate record

This page covers filings where the address state is T3. A separate record, "Robert Katz" with address state IL, is listed on 2 filings — most recently by Roboka, LLC (Feb 16, 2023). The two records do not overlap in time: this page has one filing dated Jul 11, 2023; the other runs Mar 3, 2014 to Feb 16, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Katz (IL) — PartnerFacts page ↗Form D · Feb 16, 2023 ↗Roboka, LLC — PartnerFacts page ↗Robert Katz (T3) — this page ↗
Sources
Note · Feb 11, 2022

Same name, different state: "Robert Katz" (LA) is a separate record

This page covers filings where the address state is T3. A separate record, "Robert Katz" with address state LA, is listed on 1 filing — most recently by Blind Holdings, LLC (Feb 11, 2022). The two records do not overlap in time: this page has one filing dated Jul 11, 2023; the other has one filing dated Feb 11, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Katz (LA) — PartnerFacts page ↗Form D · Feb 11, 2022 ↗Blind Holdings, LLC — PartnerFacts page ↗Robert Katz (T3) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 11, 2023 D
Confluence Impact Fund Ltd
File 021-486437
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Katz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CI
Pooled Investment Fund

Confluence Impact Fund Ltd

St Peter, Guernsey (as filed: Y7) · Jul 11, 2023
  • Jul 11, 2023 · D · $250,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $250K from 8 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Katz — IL, 2 issuers, Mar 3, 2014 → Feb 16, 2023 · no shared issuer
  • Robert Katz — NY, 1 issuer, Mar 2, 2021 → Dec 2, 2025 · no shared issuer
  • Robert Katz — LA, 1 issuer, Feb 11, 2022 → Feb 11, 2022 · no shared issuer

People around Robert 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Hodgkinson

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Katz. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sinead Murray

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Katz. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dalia Cohen

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Katz. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Oudhof

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Katz. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Katz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Katz is listed on: none on file. No website or social profile named in Confluence Impact Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #121,724 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St Peter, Y7). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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