Robert Jones is listed as an executive officer on 15 SEC Form D filings by 6 issuers between Apr 2009 and Aug 2013. Largest by amount reported sold: TACS: Non-US Equity Core (Market Continuous) LLC (New York, NY — pooled investment fund — 2009–2011; $1.87B reported sold to 1,027 investors), TACS: Large Cap Core (Market Continuous) LLC (New York, NY — pooled investment fund — 2009–2011; $818.4M reported sold to 388 investors), GS TACS Active Continuous U S Large Cap LLC (New York, NY — pooled investment fund — 2010; $762.2M reported sold to 232 investors), TACS: Large Cap Core (Enhanced Dividend) LLC (New York, NY — pooled investment fund — 2009–2013; $735.2M reported sold to 278 investors), GS TACS Active Continuous International LLC (New York, NY — pooled investment fund — 2010; $585.2M reported sold to 255 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $4.85B sold in total.
Listed alongside Donald Mulvihill (15 shared filings), Gary Chropukva (15 shared filings), Len Ioffe (14 shared filings), Karl D. Wianecki (13 shared filings), Monali Vora (8 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
All 6 issuers belong to the sponsor group Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Goldman Sachs has 463 companies on file and $168.32B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 7 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Robert Jones and found 14 differences, 6 worth asking the sponsor about: Regulator action: Robert Shane Jones (Feb 14, 2002); Regulator action: Currency Trading International, Inc., Brian R. Moore, Craig A. Cunningham, Craig Wiginton, James R. Kelsall, Christian J. Weber and Robert Shane Jones (Jan 6, 2000); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.