Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:49 AM ET

Sponsor Check › Person

Robert Brown

Named as an officer, director or promoter on SEC Form D filings · CA, OR · Aug 4, 2010 → Nov 4, 2025

19deals (issuers)

$784.9Mreported sold

334investors

40Form D filings

2010–2025years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: not yet

The short version

Robert Brown is listed as an executive officer and director on 40 SEC Form D filings by 19 issuers between Jun 2009 and Dec 2025. Largest by amount reported sold: Encore Consumer Capital Fund III, LP (San Francisco, CA — pooled investment fund — 2015; $252.2M reported sold to 46 investors), ENCORE CONSUMER CAPITAL FUND II, LP (San Francisco, CA — pooled investment fund — 2012–2013; $207.3M reported sold to 21 investors), GYNESONICS, INC (Redwood City, CA — other health care — 2021–2023; $92.2M reported sold to 21 investors), Encore Consumer Capital Fund IV, LP (San Francisco, CA — pooled investment fund — 2022–2023; $67.4M reported sold to 19 investors), AEye Technologies, Inc. (Dublin, CA — industry reported as "Other" — 2021; $40.1M reported sold to 63 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $784.9M sold in total.

Listed alongside Scott Sellers (15 shared filings), Encore Consumer Capital, LLC (14 shared filings, management entity), Encore Consumer Capital GP, LLC (9 shared filings, management entity), Ann Chung (8 shared filings), Edgar Huber (8 shared filings) and 82 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

The issuers belong to 4 sponsor groups: Encore Consumer (8 issuers, $554.6M reported sold, 2012–2025), Sunshine (2 issuers, $0 reported sold, 2022–2025), Aeye (2 issuers, $33M reported sold, 2013–2025) and Djm (14 issuers, $96.2M reported sold, 2011–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 6 court cases matching the name, 5 SEC releases, 28 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases (search queued; results are added automatically).

What this means 39 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 3 open, 2 closed (disposition not in docket feed), 1 dismissed

Robert Brown v. County of San Bernardino open

District Court, C.D. California · No. 5:25-cv-03046 · Filed Nov 9, 2025

Role of Robert Brown: Plaintiff · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

Robert Brown v. County of San Bernardino open

District Court, C.D. California · No. 2:25-cv-10765 · Filed Nov 9, 2025

Role of Robert Brown: Plaintiff · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

Estate of Robert Brown v. City of San Bernardino open

District Court, C.D. California · No. 5:24-cv-02617 · Filed Dec 10, 2024

Role of Robert Brown: Plaintiff · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

United States v. Robert Brown closed

District Court, W.D. Texas · No. 6:21-cr-00219 · Filed Dec 14, 2021 · Closed Apr 18, 2023

Role of Robert Brown: Defendant · Outcome: Terminated 2023-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX); criminal docket

United States v. Robert Brown closed

District Court, W.D. Texas · No. 6:21-cr-00219 · Filed Dec 14, 2021 · Closed Apr 18, 2023

Role of Robert Brown: Defendant · Outcome: Terminated 2023-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX); criminal docket

Robert W. Brown v. Countrywide Home Loans, Inc. dismissed

District Court, C.D. California · No. 2:19-cv-00991 · Filed Feb 8, 2019 · Closed Apr 25, 2019 · Nature of suit: 290 Other real property actions

Role of Robert W. Brown: Plaintiff · Outcome: Terminated 2019-04-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

5 SEC releases

Robert S. Brown Administrative proceeding

SEC · Feb 22, 2012 · Parties as named in the release: Robert S. Brown Read the release ↗

same full name in the release title; 31 people with this name in Form D filings; the person's filing state is not named

Robert C. Brown, Jr. Administrative proceeding

SEC · Jul 14, 2011 · Parties as named in the release: Robert C. Brown, Jr. Read the release ↗

same full name in the release title; 31 people with this name in Form D filings; the person's filing state is named in the release

Robert C. Brown, Jr., et al. Litigation release

SEC · Jul 14, 2011 · Parties as named in the release: Robert C. Brown, Jr., et al. Read the release ↗

same full name in the release title; 31 people with this name in Form D filings; the person's filing state is named in the release

Robert C. Brown, Jr., et al. Litigation release

SEC · Jul 23, 2008 · Parties as named in the release: Robert C. Brown, Jr., et al. Read the release ↗

same full name in the release title; 31 people with this name in Form D filings; the person's filing state is named in the release

Herbert G. Brown, George W. Cook, Jared D. Brown, and Robert G. Brown Administrative proceeding

SEC · May 22, 1997 · Parties as named in the release: Herbert G. Brown, George W. Cook, Jared D. Brown, and Robert G. Brown Read the release ↗

same full name in the release title; 31 people with this name in Form D filings; the person's filing state is named in the release

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — matched Oct 23, 2026, 9:41 PM ET from the sec.gov index; a name search for this subject has not completed yet.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

SEC search queued. Results are added automatically.

3. Bankruptcies

28 cases: 5 open, 23 closed (disposition not in docket feed)

Robert W Brown open

United States Bankruptcy Court, D. Oregon · No. 26-30283 · Filed Jan 28, 2026

Role of Robert W Brown: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (OR)

Robert Brown and Andria Leshunn Brown open

United States Bankruptcy Court, N.D. Texas · No. 25-33834 · Filed Oct 2, 2025

Role of Robert Brown and Andria Leshunn Brown: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert Bobby Brown and Brandi Rae Brown closed

United States Bankruptcy Court, W.D. Texas · No. 24-51451 · Filed Jul 31, 2024 · Closed Nov 8, 2024

Role of Robert Bobby Brown and Brandi Rae Brown: Debtor · Outcome: Case closed 2024-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert E. Brown open

United States Bankruptcy Court, E.D. Texas · No. 24-10194 · Filed May 3, 2024

Role of Robert E. Brown: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert T. Brown closed

United States Bankruptcy Court, W.D. Texas · No. 22-50451 · Filed May 1, 2022 · Closed Oct 28, 2022

Role of Robert T. Brown: Debtor · Outcome: Case closed 2022-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert Brown closed

United States Bankruptcy Court, S.D. Florida. · No. 21-20131 · Filed Oct 21, 2021 · Closed Jul 8, 2022

Role of Robert Brown: Debtor · Outcome: Case closed 2022-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert A Brown closed

United States Bankruptcy Court, S.D. Florida. · No. 21-15651 · Filed Jun 10, 2021 · Closed Aug 26, 2021

Role of Robert A Brown: Debtor · Outcome: Case closed 2021-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert Brown closed

United States Bankruptcy Court, C.D. California · No. 6:20-bk-13317 · Filed May 11, 2020 · Closed Oct 14, 2020

Role of Robert Brown: Debtor · Outcome: Case closed 2020-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

Robert L Brown, Jr. closed

United States Bankruptcy Court, M.D. Florida · No. 8:20-bk-02469 · Filed Mar 22, 2020 · Closed Jun 15, 2021

Role of Robert L Brown, Jr.: Debtor · Outcome: Case closed 2021-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert Brown closed

United States Bankruptcy Court, C.D. California · No. 6:20-bk-10938 · Filed Feb 6, 2020 · Closed Jun 24, 2020

Role of Robert Brown: Debtor · Outcome: Case closed 2020-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

Robert L Brown and Robyn L Brown closed

United States Bankruptcy Court, D. Utah · No. 19-29046 · Filed Dec 10, 2019 · Closed Apr 14, 2020

Role of Robert L Brown and Robyn L Brown: Debtor · Outcome: Case closed 2020-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (UT)

Robert Brown closed

United States Bankruptcy Court, S.D. Florida. · No. 19-22226 · Filed Sep 13, 2019 · Closed Jan 13, 2020

Role of Robert Brown: Debtor · Outcome: Case closed 2020-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert E Brown, Jr open

United States Bankruptcy Court, N.D. Texas · No. 19-43629 · Filed Sep 2, 2019

Role of Robert E Brown, Jr: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert Brown and Tanja Brown closed

United States Bankruptcy Court, M.D. Florida · No. 6:19-bk-02970 · Filed May 2, 2019 · Closed Dec 6, 2019

Role of Robert Brown and Tanja Brown: Debtor · Outcome: Case closed 2019-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert C. Brown closed

United States Bankruptcy Court, S.D. Florida. · No. 18-26131 · Filed Dec 31, 2018 · Closed Mar 20, 2020

Role of Robert C. Brown: Debtor · Outcome: Case closed 2020-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert F. Brown open

United States Bankruptcy Court, E.D. Texas · No. 18-41562 · Filed Jul 19, 2018

Role of Robert F. Brown: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert Brown closed

United States Bankruptcy Court, C.D. California · No. 2:18-bk-17630 · Filed Jul 2, 2018 · Closed Aug 3, 2018

Role of Robert Brown: Debtor · Outcome: Case closed 2018-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

Robert Brown closed

United States Bankruptcy Court, N.D. Florida · No. 18-40280 · Filed May 25, 2018 · Closed Aug 30, 2018

Role of Robert Brown: Debtor · Outcome: Case closed 2018-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert N. Brown and Donna L. Brown closed

United States Bankruptcy Court, S.D. Texas · No. 18-31007 · Filed Mar 5, 2018 · Closed Jun 12, 2018

Role of Robert N. Brown and Donna L. Brown: Debtor · Outcome: Case closed 2018-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert W. Brown closed

United States Bankruptcy Court, E.D. Texas · No. 18-20005 · Filed Jan 11, 2018 · Closed May 7, 2018

Role of Robert W. Brown: Debtor · Outcome: Case closed 2018-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)

Robert E Brown and Paula M Brown closed

United States Bankruptcy Court, M.D. Florida · No. 6:17-bk-05842 · Filed Aug 31, 2017 · Closed Dec 6, 2017

Role of Robert E Brown and Paula M Brown: Debtor · Outcome: Case closed 2017-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert Brown closed

United States Bankruptcy Court, S.D. Florida. · No. 17-20870 · Filed Aug 28, 2017 · Closed Jul 23, 2018

Role of Robert Brown: Debtor · Outcome: Case closed 2018-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert H. Brown and Saundra Brown closed

United States Bankruptcy Court, S.D. Florida. · No. 17-10572 · Filed Jan 18, 2017 · Closed Aug 24, 2020

Role of Robert H. Brown and Saundra Brown: Debtor · Outcome: Case closed 2020-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert N Brown closed

United States Bankruptcy Court, S.D. Florida. · No. 17-10180 · Filed Jan 6, 2017 · Closed May 22, 2017

Role of Robert N Brown: Debtor · Outcome: Case closed 2017-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert E. Brown, Jr. and Donna Marie Brown closed

United States Bankruptcy Court, M.D. Florida · No. 3:16-bk-04398 · Filed Nov 30, 2016 · Closed Mar 1, 2017

Role of Robert E. Brown, Jr.: Debtor · Outcome: Case closed 2017-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

Robert F Brown and Roma R Brown closed

United States Bankruptcy Court, D. Oregon · No. 16-33948 · Filed Oct 14, 2016 · Closed Dec 11, 2018

Role of Robert F Brown and Roma R Brown: Debtor · Outcome: Case closed 2018-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (OR)

Robert L. Brown and Lakenya N. Brown closed

United States Bankruptcy Court, S.D. California · No. 16-04634 · Filed Jul 29, 2016 · Closed Nov 7, 2016

Role of Robert L. Brown and Lakenya N. Brown: Debtor · Outcome: Case closed 2016-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)

Robert J Brown and Ann Brown closed

United States Bankruptcy Court, M.D. Florida · No. 8:16-bk-05486 · Filed Jun 27, 2016 · Closed Sep 28, 2016

Role of Robert J Brown and Ann Brown: Debtor · Outcome: Case closed 2016-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 4291 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (FL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

5 of 29 offerings report sales commissions totalling $8,750,000; 1 reports finder's fees totalling $295,000; 4 report proceeds to related persons totalling $500,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 8, 2025 D Encore Consumer Capital Fund (PV) V, LP File 021-566146	$2,700,000 (est.)	$0	$0	FirstPoint Equity Capital Ltd no CRD number reported	EDGAR ↗
Dec 8, 2025 D Encore Consumer Capital Fund V, LP File 021-566141	$2,700,000 (est.)	$0	$0	FirstPoint Equity Capital Ltd no CRD number reported	EDGAR ↗
Dec 4, 2025 D Encore Consumer Capital Lion CF, LP File 021-565764	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 4, 2025 D Sunshine Upper Holdings LLC File 021-563026	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 4, 2025 D Sunshine Management Holdings LLC File 021-563029	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 15, 2025 D/A Diligence Performance Financials Fund I, LP File 021-523863	$150,000 (est.)	$0	$200,000 (est.)	Blue Sand Securities, LLC BrokerCheck CRD 142976 ↗	EDGAR ↗
Oct 24, 2024 D Sunshine Upper Holdings LLC File 021-527738	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 24, 2024 D Sunshine Management Holdings LLC File 021-527737	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 6, 2023 D/A GYNESONICS, INC File 021-479709	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 18, 2023 D Sunshine Upper Holdings LLC File 021-495091	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 18, 2023 D Sunshine Management Holdings LLC File 021-495092	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 11, 2023 D/A Encore Consumer Capital Fund IV, LP File 021-452010	$0	$0	$0	MVision Private Equity Advisers USA LLC BrokerCheck CRD 122242 ↗	EDGAR ↗
Jul 11, 2023 D/A Encore Consumer Capital Fund (PV) IV, LP File 021-452011	$0	$0	$0	MVision Private Equity Advisers USA LLC BrokerCheck CRD 122242 ↗	EDGAR ↗
Jan 31, 2023 D Encore BB Co-Invest, LP File 021-472249	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 5, 2023 D DC-001, Inc. File 021-469722	$0	$295,000 (est.)	$0	Riverstone Intellectual Capital no CRD number reported Hakop Khudikyan no CRD number reported	EDGAR ↗
May 3, 2022 D Sunshine Management Holdings LLC File 021-444299	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 24, 2022 D Sunshine Upper Holdings LLC File 021-430561	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 29, 2021 D GYNESONICS, INC File 021-427005	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 2, 2021 D/A AEye Technologies, Inc. File 021-362579	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 5, 2020 D Prohawk Technology Group, Inc. File 021-372533	$0	$0	$100,000 (est.)	None listed on this filing	EDGAR ↗
Apr 9, 2019 D Prohawk Technology Group, Inc. File 021-336860	$0	$0	$100,000 (est.)	None listed on this filing	EDGAR ↗
Aug 21, 2018 D Prohawk Technology Group, Inc. File 021-319745	$0	$0	$100,000 (est.)	None listed on this filing	EDGAR ↗
Sep 9, 2016 D IMAGEWARE SYSTEMS INC File 021-270387	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 8, 2016 D/A DJM CAPITAL PARTNERS NET LEASE FUND, LP File 021-242693	$0	$0	$0 The General Partner of the Issuer will receive certain fees based on capital commitments and may receive carried interest distributions.	None listed on this filing	EDGAR ↗
Jul 10, 2015 D Encore Consumer Capital Fund III, LP File 021-243467	$300,000	$0	$0	Burch & Company, Inc. BrokerCheck CRD 102280 ↗	EDGAR ↗
Jan 4, 2013 D/A ENCORE CONSUMER CAPITAL FUND II, LP File 021-171144	$2,900,000	$0	$0	MVision Private Equity Advisors USA LLC BrokerCheck CRD 122242 ↗	EDGAR ↗
Jan 4, 2012 D ENCORE ADVISORS II, LLC File 021-171145	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 4, 2010 D Jive Software, Inc. File 021-145889	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 29, 2009 D Jive Software, Inc. File 021-131713	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named Robert Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Encore Consumer

Encore Consumer Capital Fund (PV) V, LP

San Francisco, CA · Dec 8, 2025

Dec 8, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Encore Consumer

Encore Consumer Capital Fund V, LP

San Francisco, CA · Dec 8, 2025

Dec 8, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Encore Consumer

Encore Consumer Capital Lion CF, LP

San Francisco, CA · Dec 4, 2025

Dec 4, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of General Partner of the Managing Member of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Other · group: Sunshine

Sunshine Management Holdings LLC

San Antonio, TX · May 3, 2022 → Nov 4, 2025 · 4 filings

Nov 4, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of Managing Member) EDGAR ↗
Oct 24, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of Managing Member) EDGAR ↗
Oct 18, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of Managing Member) EDGAR ↗
May 3, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Sunshine

Sunshine Upper Holdings LLC

San Antonio, TX · Jan 24, 2022 → Nov 4, 2025 · 4 filings

Nov 4, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
Oct 24, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
Oct 18, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
Jan 24, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Diligence Performance Financials Fund I, LP

Salt Lake City, UT · Sep 12, 2024 → Jan 15, 2025 · 3 filings

Jan 15, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer EDGAR ↗
Dec 17, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer EDGAR ↗
Sep 12, 2024 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer EDGAR ↗

8 investors reported; no amount sold yet as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other Health Care

GYNESONICS, INC

Redwood City, CA · Dec 29, 2021 → Nov 6, 2023 · 3 filings

Nov 6, 2023 · D/A · $92,184,203 sold of $92,184,203 · 13 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Apr 21, 2023 · D · $49,499,998 sold of $65,000,000 · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Dec 29, 2021 · D · $32,502,239 sold of $50,000,000 · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $92.2M from 21 investors (100% of the $92.2M target) as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Encore Consumer

Encore Consumer Capital Fund (PV) IV, LP

San Francisco, CA · Jul 12, 2022 → Jul 11, 2023 · 2 filings

Jul 11, 2023 · D/A · $27,786,200 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗
Jul 12, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗

Raised $27.8M from 6 investors as of the latest filing. Robert is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Encore Consumer

Encore Consumer Capital Fund IV, LP

San Francisco, CA · Jul 12, 2022 → Jul 11, 2023 · 2 filings

Jul 11, 2023 · D/A · $67,413,800 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗
Jul 12, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗

Raised $67.4M from 19 investors as of the latest filing. Robert is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Encore Consumer

Encore BB Co-Invest, LP

San Francisco, CA · Jan 31, 2023

Jan 31, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Other Technology

DC-001, Inc.

Los Alamitos, CA · Jan 5, 2023

Jan 5, 2023 · D · $12,333,396 sold of $30,000,000 · 14 investors · min. No minimum reported · role: Executive Officer (Chief Strategy Officer) EDGAR ↗

Raised $12.3M from 14 investors (41% of the $30M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Aeye

AEye Technologies, Inc.

Dublin, CA · Sep 2, 2021

Sep 2, 2021 · D/A · $29,789,999 sold of $40,000,000 · 63 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $40.1M from 63 investors (100% of the $40M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Prohawk Technology Group, Inc.

Orlando, FL · Aug 21, 2018 → Aug 5, 2020 · 3 filings

Aug 5, 2020 · D · $35,000 sold of $200,000 · 2 investors · min. $10,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
Apr 9, 2019 · D · $50,000 sold of $500,000 · 1 investors · min. $50,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗
Aug 21, 2018 · D · $100,000 sold of $500,000 · 2 investors · min. $50,000 · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗

Raised $100K from 2 investors (50% of the $200K target) as of the latest filing. Robert is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

IMAGEWARE SYSTEMS INC

San Diego, CA · Sep 9, 2016

Sep 9, 2016 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $11.6M from 25 investors (100% of the $2M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Djm

DJM CAPITAL PARTNERS NET LEASE FUND, LP

San Jose, CA · Jun 29, 2015 → Jun 8, 2016 · 2 filings

Jun 8, 2016 · D/A · $34,620,000 sold of $200,000,000 · 64 investors · min. $25,794 · role: Director (PRINCIPAL) EDGAR ↗
Jun 29, 2015 · D · $13,500,000 sold of $200,000,000 · 50 investors · min. $25,794 · role: Director (PRINCIPAL) EDGAR ↗

Raised $34.6M from 64 investors (17% of the $200M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Encore Consumer

Encore Consumer Capital Fund III, LP

San Francisco, CA · Jul 10, 2015

Jul 10, 2015 · D · $252,200,000 sold of $252,200,000 · 46 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of Encore Consumer Capital GP, LLC, the general partner of the managing member of the general partner of the Issuer) EDGAR ↗

Raised $252.2M from 46 investors (100% of the $252.2M target) as of the latest filing. Robert is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Encore Consumer

ENCORE CONSUMER CAPITAL FUND II, LP

San Francisco, CA · Jan 4, 2012 → Jan 4, 2013 · 5 filings

Jan 4, 2013 · D/A · $207,250,000 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer, Director (Managing Member of Sole Managing Member of General Partner of Issuer) EDGAR ↗
Nov 15, 2012 · D/A · $187,250,000 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer, Director (Managing Member of Sole Managing Member of General Partner of Issuer) EDGAR ↗
Sep 24, 2012 · D/A · $143,250,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer, Director (Managing Member of Sole Managing Member of General Partner of Issuer) EDGAR ↗
Jun 19, 2012 · D/A · $124,750,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer, Director (Managing Member of Sole Managing Member of General Partner of Issuer) EDGAR ↗
Jan 4, 2012 · D · $91,340,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer, Director (Managing Member of Sole Managing Member of General Partner of Issuer) EDGAR ↗

Raised $207.3M from 21 investors as of the latest filing. Robert is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

ENCORE ADVISORS II, LLC

San Ramon, CA · Jan 4, 2012

Jan 4, 2012 · D · $9,340,000 sold of Indefinite · 33 investors · min. $30,000 · role: Executive Officer, Director (Managing Member of Sole Managing Member of Issuer) EDGAR ↗

Raised $9.34M from 33 investors as of the latest filing. Robert is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Jive Software, Inc.

Palo Alto, CA · Jun 4, 2009 → Aug 4, 2010 · 3 filings

Aug 4, 2010 · D · $30,000,000 sold of $30,000,000 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Oct 29, 2009 · D · $12,270,401 sold of $12,270,401 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jun 4, 2009 · D · $298,061 sold of $2,727,244 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $30M from 12 investors (100% of the $30M target) as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Robert Brown — United Kingdom (as filed: X0), Cayman Islands (as filed: E9), MA, 7 issuers, Jun 8, 2009 → Dec 7, 2022 · no shared issuer
ROBERT S. BROWN III — FL, 5 issuers, Jun 10, 2021 → Sep 11, 2023 · no shared issuer
Robert Brown — CT, 4 issuers, Oct 2, 2024 → Jul 31, 2026 · no shared issuer
Robert Brown — NY, 4 issuers, Oct 22, 2018 → Apr 14, 2026 · no shared issuer
Robert Brown — TN, 3 issuers, Sep 15, 2009 → Jun 13, 2018 · no shared issuer
Robert Brown — British Columbia, Canada (as filed: A1), 3 issuers, Dec 9, 2009 → Sep 1, 2021 · no shared issuer
Robert Brown — TX, 3 issuers, Jul 14, 2015 → Mar 9, 2026 · no shared issuer
Robert Brown — PA, OH, 3 issuers, Sep 19, 2017 → Apr 6, 2023 · no shared issuer
Robert Brown — IL, 2 issuers, Sep 10, 2012 → Mar 9, 2015 · no shared issuer
Robert Brown — ME, 2 issuers, Oct 14, 2022 → Dec 23, 2024 · no shared issuer
Robert M. Brown — CA, 2 issuers, May 10, 2016 → May 10, 2016 · no shared issuer
Robert Brown — NH, 1 issuer, Oct 8, 2025 → May 5, 2026 · no shared issuer
Robert Lloyd Brown II — VA, 1 issuer, Apr 15, 2013 → Nov 1, 2019 · no shared issuer
Robert Brown — NC, 1 issuer, Jun 4, 2010 → Jun 3, 2011 · no shared issuer
Robert M Brown III — Russian Federation (as filed: 1Z), 1 issuer, Jan 31, 2011 → Jan 31, 2011 · no shared issuer
Robert Frank Brown, Jr. — AL, 1 issuer, Oct 20, 2015 → Feb 9, 2017 · no shared issuer
Robert D. Brown — ID, 1 issuer, Mar 13, 2018 → Jul 21, 2020 · no shared issuer
Robert J Brown — Guernsey (as filed: Y7), 1 issuer, Feb 23, 2018 → Feb 23, 2018 · no shared issuer
Robert Busard Brown — CO, 1 issuer, Jun 7, 2022 → Jun 7, 2022 · no shared issuer
Robert Brown — United States (as filed: X1), 1 issuer, Nov 28, 2023 → Nov 28, 2023 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Encore Consumer Capital, LLC

Executive Officer, Director · 14 shared filings (8 issuers)

Encore Consumer Capital, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Encore Consumer Capital GP, LLC

Executive Officer · 9 shared filings (7 issuers)

Encore Consumer Capital GP, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Encore Consumer Capital Partners II, LLC

Director, Promoter · 5 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Management entity

Encore Consumer Capital Partners IV, LLC

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Management entity

Sunshine Upper Holdings LLC

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Management entity

Encore Consumer Capital Partners V, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Management entity

JOHN DJM CAPITAL PARTNERS NET LEASE FUND GENERAL PARTNER, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Management entity

Encore Consumer Capital Partners Lion CF GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Management entity

Encore Consumer Capital Partners

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Management entity

Encore Consumer Capital Partners III, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Scott Sellers

Executive Officer, Director · 15 shared filings (9 issuers)

Scott Sellers is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Person

Ann Chung

Director · 8 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Edgar Huber

Director · 8 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Ryan Crowley

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Michael Spillane

Director · 6 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Holly Thaggard

Director · 6 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Katie Storer

Director · 4 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Marietta Jo

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Amanda Baldwin

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Jonny Bauer

Director · 4 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Chris Morace

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Matt Tucker

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Dave Hersh

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Bill Lynch

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Bill Lanfri

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Joyce Erony

Director · 3 shared filings (1 issuer) · also on 11 other issuers

Joyce Erony is on 12 issuers in total — a repeat sponsor. Their page lists every one.

Person

Jim Goetz

Director · 3 shared filings (1 issuer) · also on 7 other issuers

Jim Goetz is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Person

Bryan LeBlanc

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Anthony Zingale

Director, Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Steven Tye

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Joseph Walter Seebach

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Shoichi Sugiyama

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

David Pacitti

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Daniel Lee

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

James Abbott

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

John McCracken

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

John Kenney

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Gregory Polcer

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Robert Brown. Their page shows their other deals.

Person

Alexander Schmitz

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Alexander Schmitz is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Ben Kiker

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Brown. Their page shows their other deals.

The team behind the deals

Sponsor group

Encore Consumer

8 issuers · 14 filings · $554.6M reported sold · 2012–2025

EC Encore Consumer Capital Fund (PV) V, LP Pooled Investment Fund · 2025 · listed
EC Encore Consumer Capital Fund V, LP Pooled Investment Fund · 2025 · listed
EC Encore Consumer Capital Lion CF, LP Pooled Investment Fund · 2025 · listed
EC Encore Consumer Capital Fund IV, LP Pooled Investment Fund · $67.4M sold · 2022 · listed
EC Encore Consumer Capital Fund (PV) IV, LP Pooled Investment Fund · $27.8M sold · 2022 · listed
EB Encore BB Co-Invest, LP Pooled Investment Fund · 2023 · listed
EC Encore Consumer Capital Fund III, LP Pooled Investment Fund · $252.2M sold · 2015 · listed
EC ENCORE CONSUMER CAPITAL FUND II, LP Pooled Investment Fund · $207.3M sold · 2012 · listed

One team, 8 deal companies. Robert Brown is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Brown.

Sponsor group

Sunshine

2 issuers · 8 filings · $0 reported sold · 2022–2025

SU Sunshine Upper Holdings LLC Other · 2022 · listed
SM Sunshine Management Holdings LLC Other · 2022 · listed

One team, 2 deal companies. Robert Brown is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Brown.

Sponsor group

Aeye

2 issuers · 11 filings · $33M reported sold · 2013–2025

A AEye, Inc. Other · $3.24M sold · 2024
AT AEye Technologies, Inc. Other · $40.1M sold · 2013 · listed

One team, 2 deal companies. Robert Brown is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Brown.

Sponsor group

Djm

14 issuers · 16 filings · $96.2M reported sold · 2011–2024

CR Coffee Road Investors, LLC Commercial · $6.2M sold · 2024
1S 16E Sacramento Preferred, LLC Commercial · 2023
GM Gateway MV Operating, LLC Commercial · $16.7M sold · 2022
DH DJM H&H, LLC REITS and Finance · $10.6M sold · 2019
DC DJM CAPITAL PARTNERS NET LEASE FUND, LP Pooled Investment Fund · $34.6M sold · 2015 · listed
DC DJM Capital Partners Net Lease Fund General Partner, LLC Commercial · $5M sold · 2015
DN DJM NNN II, LLC Commercial · $2,000 sold · 2015
DN DJM NNN I, LLC Commercial · $2,000 sold · 2014
LG Lido Group Retail, LLC Commercial · $23M sold · 2013
LG Lido Group Retail Holdings, LLC Commercial · $1,000 sold · 2013
BD BB-DJM Management, LLC Residential · 2012
BD BB-DJM Fund 1, LLC Residential · 2012
BC BTDJM Class A, LLC Other Real Estate · $4,500 sold · 2011
DH DJM/Holland Bella Terra Development, LP Other Real Estate · $20K sold · 2011

One team, 14 deal companies. Robert Brown is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Brown.

Same business address

27 other issuers file from the same address

RTC REIT VI LLC San Francisco, CA · 2025
Coffee Road Investors, LLC San Jose, CA · 2024
Zededa, Inc. San Jose, CA · 2019
16E Sacramento Preferred, LLC San Jose, CA · 2023
Gateway MV Operating, LLC San Jose, CA · 2022
Endogena Therapeutics, Inc. San Francisco, CA · 2021
Sack Properties Long Value Apartment Fund LP San Francisco, CA · 2019
DJM H&H, LLC San Jose, CA · 2019
DEFTA HEALTHCARE TECHNOLOGIES, L.P. San Francisco, CA · 2017
Legato International Equity Fund, LP San Francisco, CA · 2014
DJM Capital Partners Net Lease Fund General Partner, LLC San Jose, CA · 2015
DJM NNN II, LLC San Jose, CA · 2015
Sack Properties Multifamily Fund II, LLC San Francisco, CA · 2015
DJM NNN I, LLC San Jose, CA · 2014
Lido Group Retail, LLC San Jose, CA · 2013
Lido Group Retail Holdings, LLC San Jose, CA · 2013
AllTrails, Inc. San Francisco, CA · 2012
BB-DJM Management, LLC San Jose, CA · 2012
BB-DJM Fund 1, LLC San Jose, CA · 2012
SACK FRIENDS & FAMILY LP San Francisco, CA · 2012
BTDJM Class A, LLC San Jose, CA · 2011
DJM/Holland Bella Terra Development, LP San Jose, CA · 2011
SACK PROPERTIES MULTIFAMILY FUND, LLC San Francisco, CA · 2011
LAFAYETTE APARTMENTS LP San Francisco, CA · 2011
CORTEBELLA ASSOCIATES LP San Francisco, CA · 2010
FR Co-Investment, LLC San Francisco, CA · 2010
DEMETER SYSTEMS LLC Orlando, FL · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

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Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

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Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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Robert Brown

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Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 19

People around Robert 40

The team behind the deals

27 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

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