PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:09 AM ET

Sponsor Check › Person

Robert Brown

Related person on Form D filings · address states as listed: X0, E9, MA · listed Jun 8, 2009 → Dec 7, 2022

7issuers
30Form D filings
2009–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 16 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 7, 2022 D
File 021-466744
$0$0$0None listed on this filing
EDGAR ↗Nov 17, 2022 D
File 021-465082
$0$0$0None listed on this filing
EDGAR ↗Dec 23, 2021 D
File 021-426502
$0$0$0None listed on this filing
EDGAR ↗Dec 29, 2020 D
File 021-384664
$0$0$0None listed on this filing
EDGAR ↗Nov 23, 2020 D/A
File 021-208101
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filing
EDGAR ↗Nov 23, 2020 D/A
File 021-202299
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filing
EDGAR ↗Dec 30, 2019 D
File 021-356663
$0$0$0None listed on this filing
EDGAR ↗Dec 19, 2018 D
File 021-328428
$0$0$0None listed on this filing
EDGAR ↗Jan 5, 2018 D
File 021-302558
$0$0$0None listed on this filing
EDGAR ↗May 30, 2017 D/A
File 021-239596
$0 (est.)$0 (est.)$0 (est.)
The Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Dec 16, 2016 D
File 021-276492
$0$0$0None listed on this filing
EDGAR ↗Dec 22, 2015 D
File 021-253655
$0$0$0None listed on this filing
EDGAR ↗Dec 30, 2014 D
File 021-231094
$0$0$0None listed on this filing
EDGAR ↗Jan 10, 2014 D
File 021-209800
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2011 D/A
File 021-51659
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 8, 2009 D
File 021-131795
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗PERKINS & WILL INCExecutive OfficerDec 7, 2022D$4,898,099
similar: $2,250,000–$16,950,000
$4,898,09973
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗Trium Larissa Global Macro Fund LtdExecutive OfficerNov 17, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗PERKINS & WILL INCExecutive OfficerDec 23, 2021D$2,926,627
similar: $2,250,000–$16,950,000
$2,926,62759
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗PERKINS & WILL INCExecutive OfficerDec 29, 2020D$3,334,317
similar: $2,250,000–$16,950,000
$3,334,31730
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗North MaxQ Macro Fund LtdDirectorNov 23, 2020D/AIndefinite
similar: $155,000–$5,250,000
$3,900,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorNov 23, 2020D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorMay 29, 2020D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗North MaxQ Macro Fund LtdDirectorMay 29, 2020D/AIndefinite
similar: $155,000–$5,250,000
$3,900,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PERKINS & WILL INCExecutive OfficerDec 30, 2019D$4,670,975
similar: $2,250,000–$16,950,000
$4,670,97543
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorMay 29, 2019D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗North MaxQ Macro Fund LtdDirectorMay 29, 2019D/AIndefinite
similar: $155,000–$5,250,000
$3,900,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PERKINS & WILL INCExecutive Officer, DirectorDec 19, 2018D$7,514,445
similar: $2,250,000–$16,950,000
$7,514,44553
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗North MaxQ Macro Fund LtdDirectorMay 29, 2018D/AIndefinite
similar: $155,000–$5,250,000
$3,900,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorMay 29, 2018D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PERKINS & WILL INCExecutive Officer, DirectorJan 5, 2018D$6,774,366
similar: $2,250,000–$16,950,000
$6,774,36643
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗North MaxQ Macro Fund LtdDirectorMay 30, 2017D/AIndefinite
similar: $155,000–$5,250,000
$3,900,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorMay 30, 2017D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗NORTH MAXQ MACRO ENHANCED FUND LtdDirectorMay 30, 2017D/AIndefinite
similar: $155,000–$5,250,000
$8,167,4292
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗NORTH MAXQ MACRO ENHANCED FUND LtdDirectorMay 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$8,167,4292
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorDec 23, 2016D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PERKINS & WILL INCExecutive Officer, DirectorDec 16, 2016D$3,883,652
similar: $2,250,000–$16,950,000
$3,883,65245
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorDec 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PERKINS & WILL INCDirectorDec 22, 2015D$7,343,127
similar: $2,250,000–$16,950,000
$7,343,12732
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗PERKINS & WILL INCDirectorDec 30, 2014D$4,113,779
similar: $2,250,000–$16,950,000
$4,113,77944
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirectorDec 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$6,500,0002
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PERKINS & WILL INCDirectorJan 10, 2014D$1,265,734
similar: $2,250,000–$16,950,000
$1,265,73422
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗North Emerging Markets Fund LtdDirector
Mr. Brown is a Director of North Emerging Markets Fund Limited.
Dec 17, 2013DIndefinite
similar: $155,000–$5,250,000
$300,0001
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗North MaxQ Macro Fund, L.P.Director
Robert Brown is a director of North GP Limited, the General Partner of the Issuer.
Mar 17, 2011D/AIndefinite
similar: $155,000–$5,250,000
$11,859,05011
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗North MaxQ Macro Fund, L.P.Director
Robert Brown is a director of North GP Limited, the General Partner of the Issuer.
Mar 19, 2010D/AIndefinite
similar: $155,000–$5,250,000
$11,819,57111
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marshall Wace Global Financials Fund, L.P.DirectorJun 8, 2009DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$500,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Robert Brown — address state CA,OR, 19 issuers, Aug 4, 2010 → Nov 4, 2025
  • ROBERT S. BROWN III — address state FL, 5 issuers, Jun 10, 2021 → Sep 11, 2023
  • Robert Brown — address state CT, 4 issuers, Oct 2, 2024 → Jul 31, 2026
  • Robert Brown — address state NY, 4 issuers, Oct 22, 2018 → Apr 14, 2026
  • Robert Brown — address state TN, 3 issuers, Sep 15, 2009 → Jun 13, 2018
  • Robert Brown — address state A1, 3 issuers, Dec 9, 2009 → Sep 1, 2021
  • Robert Brown — address state TX, 3 issuers, Jul 14, 2015 → Mar 9, 2026
  • Robert Brown — address state PA,OH, 3 issuers, Sep 19, 2017 → Apr 6, 2023
  • Robert Brown — address state IL, 2 issuers, Sep 10, 2012 → Mar 9, 2015
  • Robert Brown — address state ME, 2 issuers, Oct 14, 2022 → Dec 23, 2024
  • Robert M. Brown — address state CA, 2 issuers, May 10, 2016 → May 10, 2016
  • Robert Brown — address state NH, 1 issuer, Oct 8, 2025 → May 5, 2026
  • Robert Lloyd Brown II — address state VA, 1 issuer, Apr 15, 2013 → Nov 1, 2019
  • Robert Brown — address state NC, 1 issuer, Jun 4, 2010 → Jun 3, 2011
  • Robert M Brown III — address state 1Z, 1 issuer, Jan 31, 2011 → Jan 31, 2011
  • Robert Frank Brown, Jr. — address state AL, 1 issuer, Oct 20, 2015 → Feb 9, 2017
  • Robert D. Brown — address state ID, 1 issuer, Mar 13, 2018 → Jul 21, 2020
  • Robert J Brown — address state Y7, 1 issuer, Feb 23, 2018 → Feb 23, 2018
  • Robert Busard Brown — address state CO, 1 issuer, Jun 7, 2022 → Jun 7, 2022
  • Robert Brown — address state X1, 1 issuer, Nov 28, 2023 → Nov 28, 2023

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (4 management entities, 36 people)

People and management entities the issuers listed as related persons on the same Form D filings as Robert Brown. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • NORTH ASSET MANAGEMENT LLP entity — 15 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • NORTH ASSET MANAGEMENT INTERNATIONAL LIMITED entity — 12 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter
  • NORTH ASSET MANAGEMENT INTERNATIONAL LIMITED entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Trium Capital LLP entity — 1 shared filing (1 issuer) · role as listed: Director
  • Brad Cowdroy — 12 shared filings (3 issuers) · role as listed: Director · also listed on 46 other issuers
  • Tom Reisenbichler — 10 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Murali Selvaraj — 10 shared filings (1 issuer) · role as listed: Executive Officer
  • Richard Marshall — 10 shared filings (1 issuer) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Brodie Stephens — 10 shared filings (1 issuer) · role as listed: Executive Officer
  • Gina Berndt — 10 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Kay Kornovich — 10 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Meg Brown — 10 shared filings (1 issuer) · role as listed: Executive Officer
  • Philip L. Harrison — 9 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jean Mah — 9 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Peter Busby — 9 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Allison Held — 8 shared filings (1 issuer) · role as listed: Executive Officer
  • Tyson Curcio — 8 shared filings (1 issuer) · role as listed: Executive Officer
  • Talal Shair — 7 shared filings (1 issuer) · role as listed: Director
  • Dana Waymire — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Lawrence Kline — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Chris Morrison — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Fernando Vidal — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Tony Layne — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • James Lu — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Nick Allan D'Onofrio — 7 shared filings (3 issuers) · role as listed: Director
  • Susan Gushe — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Arthurs D'Arcy — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Zena Howard — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Greg Johnson — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • William Harris — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 9 other issuers
  • Manuel Caderecha — 5 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Eric Aukee — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • David Dymecki — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Davis Diana — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Andy Barnard — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Steven Charlton — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Silas Myers — 4 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Paul Eagle — 4 shared filings (1 issuer) · role as listed: Director
  • Manuel Cadrecha — 4 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Andrew Frontini — 4 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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