PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

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RJ
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Robert James

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 27, 2011 → May 28, 2020

2deals (issuers)
$5,000reported sold
5investors
2Form D filings
2011–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert James is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Jan 2011 and May 2020: United Energy Solutions Corp (Riverside, CA — energy conservation — 2011; $5,000 reported sold to 5 investors) and Conscious Container (Truckee, CA — industry reported as "Other" — 2020).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $5,000 sold in total.

Listed alongside Bill Angeloni (1 shared filing), Bruce Stephens (1 shared filing), Caren McNamara (1 shared filing), Carmen Elisa Camacho (1 shared filing), Darilyn Kotzenberg (1 shared filing) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 4 state regulator orders, 27 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Robert James and found 5 differences: Bankruptcy case: WM Trust High Yield Fund v. Potashner; Bankruptcy case: Mario A Arreola; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert James has not run yet — it is joining a line of 38,245 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 dismissed, 1 closed (disposition not in docket feed)

Melissa Jones v. Robert James and Associates Asset Management Inc dismissed
District Court, C.D. California · No. 2:12-cv-02536 · Filed Mar 23, 2012 · Closed Nov 21, 2012 · Nature of suit: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Robert James and Associates Asset Management Inc: Defendant · Outcome: Terminated 2012-11-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James v. Kenneth S Apfel closed
District Court, C.D. California · No. 2:00-cv-04429 · Filed Apr 26, 2000 · Closed Dec 27, 2000 · Nature of suit: 864 S.S.I.D.
Role of Robert James: Plaintiff · Outcome: Terminated 2000-12-27 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 state regulator orders

Agreement OK · Oklahoma Department of Securities
Order date Mar 25, 2019 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Cunningham, Robert James
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; regulator in OK (not a filing state)
Order to Cease and Desist and Order Awarding Civil Penalties and Costs of Investigation MO · Missouri Secretary of State, Securities Division
Order date Sep 15, 2005 · Regulator: Missouri Secretary of State, Securities Division · AP-05-29 · Parties (regulator's caption): Securities Compliance Department, Conrad Shore, Robert James, and John Phoenix
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; regulator in MO (not a filing state)
Individuals Suspended Pursuant to NASD Rule 9552 for Failure to Provide Information Requested under NASD Rule 8210 FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Jun 14, 2005 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Cuillo, Robert James
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Individuals Barred Pursuant to NASD Rule 9544 for Failure to Provide Information Requested Under NASD Rule 8210. FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Jun 18, 2002 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Dukes, Robert James
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert James..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 27 closed (disposition not in docket feed)

Robert L James closed
United States Bankruptcy Court, C.D. California · No. 2:16-bk-13089 · Filed Mar 11, 2016 · Closed Jul 10, 2017
Role of Robert L James: Debtor · Outcome: Case closed 2017-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert C James closed
United States Bankruptcy Court, E.D. California · No. 12-40863 · Filed Nov 30, 2012 · Closed Mar 22, 2013
Role of Robert C James: Debtor · Outcome: Case closed 2013-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert W James and Lois Tye James closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-33948 · Filed Oct 23, 2012 · Closed Feb 8, 2013
Role of Robert W James and Lois Tye James: Debtor · Outcome: Case closed 2013-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James closed
United States Bankruptcy Court, C.D. California · No. 1:12-bk-13267 · Filed Apr 6, 2012 · Closed Oct 11, 2017
Role of Robert James: Debtor · Outcome: Case closed 2017-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Peggy Sue James and Robert James closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-36122 · Filed Jun 16, 2011 · Closed Oct 20, 2011
Role of Robert James: Debtor · Outcome: Case closed 2011-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert W. James, II and Cynthia R. James closed
United States Bankruptcy Court, E.D. California · No. 11-15102 · Filed Apr 29, 2011 · Closed Dec 20, 2012
Role of Robert W. James, II: Debtor · Outcome: Case closed 2012-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James closed
United States Bankruptcy Court, E.D. California · No. 11-22386 · Filed Jan 31, 2011 · Closed Jun 27, 2011
Role of Robert James: Debtor · Outcome: Case closed 2011-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James closed
United States Bankruptcy Court, E.D. California · No. 10-53794 · Filed Dec 29, 2010 · Closed Feb 7, 2011
Role of Robert James: Debtor · Outcome: Case closed 2011-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert E James, Jr. and Kathleen G James closed
United States Bankruptcy Court, S.D. California · No. 10-10740 · Filed Jun 21, 2010 · Closed Sep 27, 2010
Role of Robert E James, Jr.: Debtor · Outcome: Case closed 2010-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert G. James and Deborah A. James closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-24251 · Filed Oct 17, 2008 · Closed Feb 2, 2009
Role of Robert G. James and Deborah A. James: Debtor · Outcome: Case closed 2009-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert H James and Diane H James closed
United States Bankruptcy Court, S.D. California · No. 07-05011 · Filed Sep 11, 2007 · Closed Dec 14, 2007
Role of Robert H James and Diane H James: Debtor · Outcome: Case closed 2007-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert L James, III closed
United States Bankruptcy Court, C.D. California · No. 9:05-bk-13154 · Filed Oct 4, 2005 · Closed Mar 13, 2006
Role of Robert L James, III: Debtor · Outcome: Case closed 2006-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert E James closed
United States Bankruptcy Court, C.D. California · No. 8:04-bk-14593 · Filed Jul 22, 2004 · Closed Nov 16, 2004
Role of Robert E James: Debtor · Outcome: Case closed 2004-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert S James closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-26241 · Filed Oct 4, 2002 · Closed Jan 30, 2003
Role of Robert S James: Debtor · Outcome: Case closed 2003-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert R James closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-35062 · Filed Aug 16, 2001 · Closed Dec 14, 2001
Role of Robert R James: Debtor · Outcome: Case closed 2001-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James and Grace James closed
United States Bankruptcy Court, E.D. California · No. 01-28333 · Filed Jul 12, 2001 · Closed Dec 6, 2004
Role of Robert James and Grace James: Debtor · Outcome: Case closed 2004-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James closed
United States Bankruptcy Court, E.D. California · No. 99-35273 · Filed Nov 19, 1999 · Closed Jul 17, 2001
Role of Robert James: Debtor · Outcome: Case closed 2001-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert L James Jr and Laurel J James closed
United States Bankruptcy Court, C.D. California · No. 6:99-bk-27870 · Filed Oct 26, 1999 · Closed Feb 15, 2000
Role of Robert L James Jr and Laurel J James: Debtor · Outcome: Case closed 2000-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James closed
United States Bankruptcy Court, E.D. California · No. 99-24392 · Filed Mar 31, 1999 · Closed Jul 8, 1999
Role of Robert James: Debtor · Outcome: Case closed 1999-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert H. James and Diane H. James closed
United States Bankruptcy Court, S.D. California · No. 99-01366 · Filed Feb 9, 1999 · Closed Jun 23, 2003
Role of Robert H. James and Diane H. James: Debtor · Outcome: Case closed 2003-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James and Frances A James closed
United States Bankruptcy Court, C.D. California · No. 9:98-bk-15324 · Filed Nov 6, 1998 · Closed Mar 25, 1999
Role of Robert James and Frances A James: Debtor · Outcome: Case closed 1999-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert James and Peggy S James closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-13419 · Filed Mar 12, 1998 · Closed Jul 9, 1998
Role of Robert James and Peggy S James: Debtor · Outcome: Case closed 1998-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert M James and Donna J James closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-26153 · Filed Oct 8, 1997 · Closed Feb 5, 1998
Role of Robert M James and Donna J James: Debtor · Outcome: Case closed 1998-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert E James and Sherry A James closed
United States Bankruptcy Court, C.D. California · No. 6:97-bk-16859 · Filed Apr 16, 1997 · Closed Aug 12, 1997
Role of Robert E James and Sherry A James: Debtor · Outcome: Case closed 1997-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert S James and Lee Ann James closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-12189 · Filed Feb 19, 1997 · Closed Jul 11, 1997
Role of Robert S James and Lee Ann James: Debtor · Outcome: Case closed 1997-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert M James and Pamela R James closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-26677 · Filed Oct 3, 1996 · Closed Feb 21, 1997
Role of Robert M James and Pamela R James: Debtor · Outcome: Case closed 1997-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Robert A. James closed
United States Bankruptcy Court, C.D. California · No. 8:96-bk-18118 · Filed Jul 12, 1996 · Closed Nov 19, 1996
Role of Robert A. James: Debtor · Outcome: Case closed 1996-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 641 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Robert James (compared 2 filings on Oct 24, 2026)

Note · Jun 14, 2005 – May 11, 2007

Bankruptcy case: WM Trust High Yield Fund v. Potashner — filed Jun 14, 2005

United States Bankruptcy Court, N.D. California docket "WM Trust High Yield Fund v. Potashner" filed Jun 14, 2005, closed May 11, 2007. Eric Potashner (listed on the same filings) is listed as Defendant ("Potashner"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Eric Potashner — PartnerFacts page ↗
Sources
Note · Jul 13, 2005 – Apr 4, 2006

Bankruptcy case: Mario A Arreola — filed Jul 13, 2005

United States Bankruptcy Court, C.D. California docket "Mario A Arreola" filed Jul 13, 2005, closed Apr 4, 2006. Mario Albert Arreola (listed on the same filings) is listed as Debtor ("Mario A Arreola"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Mario Albert Arreola — PartnerFacts page ↗
Sources
Note · Jun 16, 2004 – Oct 14, 2004

Bankruptcy case: Mario Arreola and Monica J Arreola — filed Jun 16, 2004

United States Bankruptcy Court, C.D. California docket "Mario Arreola and Monica J Arreola" filed Jun 16, 2004, closed Oct 14, 2004. Mario Albert Arreola (listed on the same filings) is listed as Debtor ("Mario Arreola and Monica J Arreola"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Mario Albert Arreola — PartnerFacts page ↗
Sources
Note · May 28, 2020

Robert James appears on 1 deal that stopped filing before reaching its target

Conscious Container (last filing May 28, 2020; $0 sold of $1,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Conscious Container — PartnerFacts page ↗
Sources
Note · Jul 25, 2013

Same name, different state: "Robert W. James" (GA) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert W. James" with address state GA, is listed on 1 filing — most recently by COMMUNITY BANKS OF GEORGIA INC (Jul 25, 2013). Both records have filings in the same period (Jul 25, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert W. James (GA) — PartnerFacts page ↗Form D · Jul 25, 2013 ↗COMMUNITY BANKS OF GEORGIA INC — PartnerFacts page ↗Robert James (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $600,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 28, 2020 D
Conscious Container
File 021-367806
$0$0$600,000 (est.)None listed on this filingEDGAR ↗
Jan 27, 2011 D
United Energy Solutions Corp
File 021-154453
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Robert James on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Other

Conscious Container

Truckee, CA · May 28, 2020
  • May 28, 2020 · D · $0 sold of $1,500,000 · 0 investors · min. $10,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UE
Energy Conservation

United Energy Solutions Corp

Riverside, CA · Jan 27, 2011
  • Jan 27, 2011 · D · $5,000 sold of $5,000 · 5 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $5,000 from 5 investors (100% of the $5,000 target) as of the latest filing. Robert is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert W. James — GA, 1 issuer, Jul 25, 2013 → Jul 25, 2013 · no shared issuer

People around Robert 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mario Albert Arreola

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Carmen Elisa Camacho

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Roddy Ray Lee

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Steven Shirilau

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Angeloni

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Caren McNamara

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kelly Northridge

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Stephens

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Darilyn Kotzenberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Potashner

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert James. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert James by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert James is listed on: none on file. No website or social profile named in United Energy Solutions Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #354,868 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Riverside, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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