Robert J. Moore is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Oct 2018 and Feb 2019: GC Two Holdings, Inc. (San Francisco, CA — industry reported as "Other" — 2018–2019; $569.2M reported sold to 135 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Ben Brigeman (3 shared filings), Hal Strong (3 shared filings), Siddharth Ramakrishnan (3 shared filings), Tony Salewski (3 shared filings) and Gary Michel (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
The issuer belongs to the sponsor group Cetera (4 issuers, $252M reported sold, 2010–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Cetera has 4 companies on file and $252M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 SEC releases, 6 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Robert J. Moore and found 9 differences, 2 worth asking the sponsor about: Form D filed 82 days after the first sale; Robert J. Moore is no longer listed on the Oct 30, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.