Robert J. Klosterman is listed as an executive officer and director on 82 SEC Form D filings by 12 issuers between Mar 2009 and Sep 2018. Largest by amount reported sold: White Oaks Alternative Strategies Fund, LLC (Sarasota, FL — pooled investment fund — 2009–2018; $177.1M reported sold to 247 investors), White Oaks Flexible Strategies Fund, LLC (Sarasota, FL — pooled investment fund — 2010–2018; $112.6M reported sold to 76 investors), White Oaks Low Volatility Fund, LLC (Sarasota, FL — pooled investment fund — 2009–2018; $95.6M reported sold to 128 investors), White Oaks Moderate Growth Fund, LLC (Sarasota, FL — pooled investment fund — 2009–2018; $91.5M reported sold to 204 investors), White Oaks Aggressive Growth Fund, LLC (Sarasot, FL — pooled investment fund — 2009–2018; $82.2M reported sold to 171 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $683.6M sold in total.
Listed alongside Sharon Bloodworth (82 shared filings), White Oaks Investment Management, Inc. (38 shared filings, management entity), White Oaks Wealth Advisors, Inc. (22 shared filings, management entity), White Oaks Investment Management, Inc. (16 shared filings, management entity), White Oak Wealth Advisors, Inc. (6 shared filings, management entity) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
All 12 issuers belong to the sponsor group White Oaks (12 issuers, $683.6M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. White Oaks has 12 companies on file and $683.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 82 public filings for Robert J. Klosterman and found 6 differences, 2 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; 12 people are no longer listed on a later amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.