PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:22 AM ET

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ROBERT J DOUGHERTY

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 11, 2012 → Oct 14, 2014

9deals (issuers)
$273.7Mreported sold
870investors
23Form D filings
2012–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

ROBERT J DOUGHERTY is listed as an executive officer on 23 SEC Form D filings by 9 issuers between Oct 2010 and Oct 2020. Largest by amount reported sold: Buchanan Income & Growth Fund, L.P. (Newport Beach, CA — pooled investment fund — 2018–2020; $147.3M reported sold to 362 investors), Buchanan Phoenix Rising Fund, LLC (Newport Beach, CA — commercial — 2012–2014; $51.1M reported sold to 127 investors), BSP Creekside Colorado, LLC (Newport Beach, CA — other real estate — 2018; $27.7M reported sold to 29 investors), BSP Ridgepointe Colorado, LLC (Newport Beach, CA — other real estate — 2019; $21.8M reported sold to 38 investors), Buchanan Mortgage Holdings, LLC (Newport Beach, CA — reits and finance — 2013–2014; $15.3M reported sold to 19 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, over about 10 years. Across those companies the filings report $273.7M sold in total.

Listed alongside Robert Stanley Brunswick (23 shared filings), Timothy John Ballard (23 shared filings), Christian Douglas MacDonald (21 shared filings), BSP Fund Rising Manager, LLC (10 shared filings, management entity), Brian Zulpo (5 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ROBERT. Each name links to their own page.

7 of the issuers belong to the sponsor group Bsp (29 issuers, $720.5M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Bsp has 29 companies on file and $720.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for ROBERT J DOUGHERTY and found 13 differences, 2 worth asking the sponsor about: Investor count went down between filings; ROBERT J DOUGHERTY is no longer listed on the Jul 9, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for ROBERT J DOUGHERTY has not run yet — it is joining a line of 14,151 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched ROBERT J DOUGHERTY..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Robert Dougherty, Jr. closed
United States Bankruptcy Court, C.D. California · No. 6:18-bk-20574 · Filed Dec 18, 2018 · Closed Apr 2, 2019
Role of Robert Dougherty, Jr.: Debtor · Outcome: Case closed 2019-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Robert Dougherty closed
United States Bankruptcy Court, C.D. California · No. 6:17-bk-15394 · Filed Jun 28, 2017 · Closed Oct 11, 2017
Role of Robert Dougherty: Debtor · Outcome: Case closed 2017-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Robert E Dougherty closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-10408 · Filed Jan 9, 2013 · Closed Nov 21, 2014
Role of Robert E Dougherty: Debtor · Outcome: Case closed 2014-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert E Dougherty and Celine D Dougherty closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-28074 · Filed Aug 2, 2012 · Closed Jun 7, 2016
Role of Robert E Dougherty and Celine D Dougherty: Debtor · Outcome: Case closed 2016-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert H. Dougherty closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-20525 · Filed Apr 27, 2012 · Closed Aug 10, 2012
Role of Robert H. Dougherty: Debtor · Outcome: Case closed 2012-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Dougherty closed
United States Bankruptcy Court, C.D. California · No. 6:07-bk-12155 · Filed Apr 20, 2007 · Closed Oct 25, 2007
Role of Robert Dougherty: Debtor · Outcome: Case closed 2007-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Robert J Dougherty closed
United States Bankruptcy Court, N.D. California · No. 04-33211 · Filed Nov 16, 2004 · Closed Feb 15, 2005
Role of Robert J Dougherty: Debtor · Outcome: Case closed 2005-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Robert E. Dougherty and Barbara J. Dougherty closed
United States Bankruptcy Court, E.D. California · No. 02-27561 · Filed Jul 8, 2002 · Closed Oct 17, 2002
Role of Robert E. Dougherty and Barbara J. Dougherty: Debtor · Outcome: Case closed 2002-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert W Dougherty and Linda L Dougherty closed
United States Bankruptcy Court, C.D. California · No. 6:01-bk-23908 · Filed Aug 15, 2001 · Closed Dec 12, 2001
Role of Robert W Dougherty and Linda L Dougherty: Debtor · Outcome: Case closed 2001-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert Dougherty closed
United States Bankruptcy Court, S.D. California · No. 96-08189 · Filed Jun 17, 1996 · Closed Oct 11, 1996
Role of Robert Dougherty: Debtor · Outcome: Case closed 1996-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Robert L. Dougherty and Gloria A. Dougherty closed
United States Bankruptcy Court, S.D. California · No. 94-05165 · Filed May 11, 1994 · Closed Dec 8, 1999
Role of Robert L. Dougherty and Gloria A. Dougherty: Debtor · Outcome: Case closed 1999-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Robert R. Dougherty and Mary L. Dougherty closed
United States Bankruptcy Court, E.D. California · No. 91-90698 · Filed Mar 5, 1991 · Closed Sep 30, 1996
Role of Robert R. Dougherty and Mary L. Dougherty: Debtor · Outcome: Case closed 1996-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 129 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for ROBERT J DOUGHERTY — 2 worth asking about (compared 23 filings on Oct 24, 2026)

Worth asking · Oct 14, 2014

Investor count went down between filings — Buchanan Phoenix Rising Fund, LLC

The Oct 14, 2014 filing reports 127 investors; the Oct 14, 2014 Form D/A reports 125 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 14, 2014 ↗Form D/A (later) · Oct 14, 2014 ↗Buchanan Phoenix Rising Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 28, 2020 – Jul 9, 2021

ROBERT J DOUGHERTY is no longer listed on the Jul 9, 2021 amendment — Buchanan Income & Growth Fund, L.P.

ROBERT J DOUGHERTY appears on the Oct 28, 2020 Form D/A (executive officer) but not on the Jul 9, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 28, 2020 ↗Form D/A · Jul 9, 2021 ↗ROBERT J DOUGHERTY — PartnerFacts page ↗Buchanan Income & Growth Fund, L.P. — PartnerFacts page ↗
Sources
Note · Nov 20, 2013 – Dec 17, 2013

Form D filed 27 days after the first sale — Buchanan Mortgage Holdings, LLC

The filing says the first sale was Nov 20, 2013. The Form D was filed Dec 17, 2013 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 17, 2013 ↗Buchanan Mortgage Holdings, LLC — PartnerFacts page ↗
Sources
Note · Jun 25, 2012 – Jul 11, 2012

Form D filed 16 days after the first sale — BSP Haven Park, LLC

The filing says the first sale was Jun 25, 2012. The Form D was filed Jul 11, 2012 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 11, 2012 ↗BSP Haven Park, LLC — PartnerFacts page ↗
Sources
Note · Jul 15, 2011 – Aug 3, 2011

Form D filed 19 days after the first sale — BMC Mortgages VI, LLC

The filing says the first sale was Jul 15, 2011. The Form D was filed Aug 3, 2011 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 3, 2011 ↗BMC Mortgages VI, LLC — PartnerFacts page ↗
Sources
Note · Dec 12, 2012 – Oct 7, 2014

6 offerings changed their target amount between filings

Offering amount changed between filings — Buchanan Phoenix Rising Fund, LLC · Offering amount changed between filings — Buchanan Phoenix Rising Fund, LLC · Offering amount changed between filings — Buchanan Phoenix Rising Fund, LLC · Offering amount changed between filings — Buchanan Phoenix Rising Fund, LLC · Offering amount lowered between filings — Buchanan Phoenix Rising Fund, LLC · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jul 25, 2014 ↗Form D/A (later) · Oct 7, 2014 ↗Buchanan Phoenix Rising Fund, LLC — PartnerFacts page ↗Form D/A (earlier) · May 12, 2014 ↗
Sources
Note · Nov 20, 2013 – Feb 18, 2014

No amendment in the last 12 months on an offering that may still be open — Buchanan Mortgage Holdings, LLC (latest filing Feb 18, 2014)

The latest filing for this offering is dated Feb 18, 2014 (first sale Nov 20, 2013). It reports $15,277,777 sold of $25,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 18, 2014 ↗Buchanan Mortgage Holdings, LLC — PartnerFacts page ↗
Sources
Note · Jul 15, 2011 – Aug 3, 2011

No amendment in the last 12 months on an offering that may still be open — BMC Mortgages VI, LLC (latest filing Aug 3, 2011)

The latest filing for this offering is dated Aug 3, 2011 (first sale Jul 15, 2011). It reports $117,000 sold of $125,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 3, 2011 ↗BMC Mortgages VI, LLC — PartnerFacts page ↗
Sources
Note · Oct 27, 2010 – Jul 11, 2012

ROBERT J DOUGHERTY is written 2 different ways on the filings

listed as "Robert Dougherty" on 11 filings (from Oct 27, 2010), and "Robert J. Dougherty" on 12 filings (from Jul 11, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 27, 2010 ↗Form D · Jul 11, 2012 ↗ROBERT J DOUGHERTY — PartnerFacts page ↗
Sources
Note · Feb 8, 2018 – Nov 6, 2023

Industry group changed between filings — Buchanan Income & Growth Fund, L.P.

"Other Real Estate" (Feb 8, 2018 to Dec 13, 2018); then "REITS and Finance" (Jul 31, 2019); then "Other Real Estate" (Sep 15, 2020 to Sep 7, 2021); then "Pooled Investment Fund" (Nov 6, 2023 to Sep 6, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 8, 2018 ↗Form D/A · Jul 31, 2019 ↗Form D/A · Sep 15, 2020 ↗Form D/A · Nov 6, 2023 ↗
Sources
Note · Oct 28, 2020 – Jul 9, 2021

Minimum investment changed between filings — Buchanan Income & Growth Fund, L.P.

The Oct 28, 2020 filing lists a minimum of $50,000; the Jul 9, 2021 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 28, 2020 ↗Form D/A (later) · Jul 9, 2021 ↗Buchanan Income & Growth Fund, L.P. — PartnerFacts page ↗
Sources
Note · Feb 8, 2018 – Dec 13, 2018

Minimum investment changed between filings — Buchanan Income & Growth Fund, L.P.

The Feb 8, 2018 filing lists a minimum of $100,000; the Dec 13, 2018 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 8, 2018 ↗Form D/A (later) · Dec 13, 2018 ↗Buchanan Income & Growth Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jul 25, 2014 – Oct 7, 2014

Minimum investment changed between filings — Buchanan Phoenix Rising Fund, LLC

The Jul 25, 2014 filing lists a minimum of $500,000; the Oct 7, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 25, 2014 ↗Form D/A (later) · Oct 7, 2014 ↗Buchanan Phoenix Rising Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 9 offerings report sales commissions totalling $17,950; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 28, 2020 D/A
Buchanan Income & Growth Fund, L.P.
File 021-305243
$0$0$0
N/A
None listed on this filingEDGAR ↗
Jul 31, 2019 D
BSP Ridgepointe Colorado, LLC
File 021-345439
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2019 D
BIG REIT, LLC
File 021-330984
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 13, 2018 D
BSP Creekside Colorado, LLC
File 021-327788
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2014 D/A
Buchanan Phoenix Rising Fund, LLC
File 021-188204
$0$0$0
N/A
None listed on this filingEDGAR ↗
Feb 18, 2014 D/A
Buchanan Mortgage Holdings, LLC
File 021-208129
$0$0$0
n/a
n/a no CRD number reportedEDGAR ↗
Jul 11, 2012 D
BSP Haven Park, LLC
File 021-181006
$0$0$0
n/a
n/a no CRD number reportedEDGAR ↗
Aug 3, 2011 D
BMC Mortgages VI, LLC
File 021-163919
$11,700$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Oct 27, 2010 D
BSP Mountain Vista, LLC
File 021-149679
$0$0$0
N/A
n/a no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Robert J Dougherty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BI
Other Real Estate · group: Bsp

Buchanan Income & Growth Fund, L.P.

Newport Beach, CA · Dec 13, 2018 → Oct 28, 2020 · 4 filings
  • Oct 28, 2020 · D/A · $70,940,000 sold of Indefinite · 203 investors · min. $50,000 · role: Executive Officer (Executive Vice President of Buchanan Street Partners, L.P.) EDGAR ↗
  • Sep 15, 2020 · D/A · $60,365,000 sold of Indefinite · 187 investors · min. $50,000 · role: Executive Officer (Executive Vice President of Buchanan Street Partners, L.P.) EDGAR ↗
  • Jul 31, 2019 · D/A · $32,805,000 sold of Indefinite · 92 investors · min. $50,000 · role: Executive Officer (Executive Vice President of Buchanan Street Partners, L.P.) EDGAR ↗
  • Dec 13, 2018 · D/A · $23,050,000 sold of Indefinite · 65 investors · min. $50,000 · role: Executive Officer (Executive Vice President of Buchanan Street Partners, L.P.) EDGAR ↗

Raised $147.3M from 362 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Other Real Estate · group: Bsp

BSP Ridgepointe Colorado, LLC

Newport Beach, CA · Jul 31, 2019
  • Jul 31, 2019 · D · $21,815,000 sold of $21,815,000 · 38 investors · min. $50,000 · role: Executive Officer (Executive Vice President of Buchanan Street Partners, L.P.) EDGAR ↗

Raised $21.8M from 38 investors (100% of the $21.8M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
REITS and Finance · group: Bsp

BIG REIT, LLC

Newport Beach, CA · Jan 22, 2019
  • Jan 22, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Executive Vice President of Buchanan Street Partners, L.P.) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Other Real Estate · group: Bsp

BSP Creekside Colorado, LLC

Newport Beach, CA · Dec 13, 2018
  • Dec 13, 2018 · D · $27,700,000 sold of $27,700,000 · 29 investors · min. $250,000 · role: Executive Officer (Executive Vice President of Buchanan Street Partners, L.P.) EDGAR ↗

Raised $27.7M from 29 investors (100% of the $27.7M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Commercial · group: Bsp

Buchanan Phoenix Rising Fund, LLC

Newport Beach, CA · Dec 12, 2012 → Oct 14, 2014 · 10 filings
  • Oct 14, 2014 · D/A · $51,080,000 sold of $51,080,000 · 127 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 14, 2014 · D/A · $51,080,000 sold of $51,080,000 · 125 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 7, 2014 · D/A · $51,080,000 sold of $51,080,000 · 116 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jul 25, 2014 · D/A · $33,605,000 sold of $33,605,000 · 88 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 12, 2014 · D/A · $33,430,000 sold of $33,430,000 · 84 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Feb 10, 2014 · D/A · $21,880,000 sold of $21,880,000 · 64 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Jun 10, 2013 · D/A · $14,830,000 sold of $14,830,000 · 47 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 10, 2013 · D/A · $14,830,000 sold of $14,830,000 · 47 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Dec 19, 2012 · D/A · $9,375,000 sold of $25,000,000 · 25 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Dec 12, 2012 · D · $9,375,000 sold of $9,375,000 · 25 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $51.1M from 127 investors (100% of the $51.1M target) as of the latest filing. Robert is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BM
Commercial · group: Bsp

Buchanan Mortgage Holdings, LLC

Newport Beach, CA · Dec 17, 2013 → Feb 18, 2014 · 3 filings
  • Feb 18, 2014 · D/A · $15,277,777 sold of $25,000,000 · 19 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Dec 18, 2013 · D/A · $5,000,000 sold of $25,000,000 · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Dec 17, 2013 · D · $5,000,000 sold of $25,000,000 · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $15.3M from 19 investors (61% of the $25M target) as of the latest filing. Robert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Commercial

BSP Haven Park, LLC

Newport Beach, CA · Jul 11, 2012
  • Jul 11, 2012 · D · $5,207,921 sold of $5,207,921 · 25 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $5.21M from 25 investors (100% of the $5.21M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BM
REITS and Finance · group: Bsp

BMC Mortgages VI, LLC

Newport Beach, CA · Aug 3, 2011
  • Aug 3, 2011 · D · $117,000 sold of $125,000 · 117 investors · min. $1,000 · role: Executive Officer (Executive Vice President) EDGAR ↗

Raised $117K from 117 investors (94% of the $125K target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BM
Commercial

BSP Mountain Vista, LLC

Newport Beach, CA · Oct 27, 2010
  • Oct 27, 2010 · D · $5,000,000 sold of $5,000,000 · 28 investors · min. $75,000 · role: Executive Officer EDGAR ↗

Raised $5M from 28 investors (100% of the $5M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Robert 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BF
Management entity

BSP Fund Rising Manager, LLC

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

BS
Management entity

Buchanan Street Partners, L.P.

Executive Officer · 4 shared filings (4 issuers) · also on 14 other issuers

Buchanan Street Partners, L.P. is on 18 issuers in total — a repeat sponsor. Their page lists every one.

DB
Management entity

Douglas BIG Fund Advisors, LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

BF
Management entity

BIG Fund Advisors, LLC

Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

BM
Management entity

BSP Mountain Vista Manager, LLC,

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

BH
Management entity

BSP Haven Park J. Manager, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy John Ballard

Executive Officer · 23 shared filings (9 issuers) · also on 19 other issuers

Timothy John Ballard is on 28 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Stanley Brunswick

Executive Officer · 23 shared filings (9 issuers) · also on 19 other issuers

Robert Stanley Brunswick is on 28 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Douglas MacDonald

Executive Officer · 21 shared filings (7 issuers) · also on 18 other issuers

Christian Douglas MacDonald is on 25 issuers in total — a repeat sponsor. Their page lists every one.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dominic Petrucci

Executive Officer · 5 shared filings (4 issuers) · also on 1 other issuer

Dominic Petrucci is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BZ
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Zulpo

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Peterson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Gill

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Guy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dee Balch

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert J Dougherty. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Bsp

29 issuers · 57 filings · $720.5M reported sold · 2010–2026

One team, 29 deal companies. Robert J Dougherty is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name ROBERT J DOUGHERTY.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 9 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Buchanan Mortgage Holdings, LLC, BSP Ridgepointe Colorado, LLC, BIG REIT, LLC, BSP Creekside Colorado, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to ROBERT J DOUGHERTY by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert J Dougherty is listed on: none on file. No website or social profile named in BSP Creekside Colorado, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #244,386 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newport Beach, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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