Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

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Robert Arnott

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), Cape Verde (as filed: E8), NY · Mar 17, 2009 → Mar 11, 2013

48deals (issuers)

$21.87Breported sold

2,918investors

92Form D filings

2009–2013years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Arnott is listed as a director on 92 SEC Form D filings by 48 issuers between Mar 2009 and May 2013. Largest by amount reported sold: Pinehurst Institutional Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $3.76B reported sold to 376 investors), Alydar Fund Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2011; $3.09B reported sold to 196 investors), Passport Offshore Ltd (Road Town Tortola Bvi, Virgin Islands, British (as filed: D8) — pooled investment fund — 2009–2011; $2.84B reported sold to 197 investors), GALLEON DIVERSIFIED FUND LTD (New York, NY — pooled investment fund — 2009; $1.02B reported sold to 180 investors), SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. (Boston, MA — pooled investment fund — 2010–2011; $915.9M reported sold to 100 investors) and 43 more (all listed below).

What this means That is a lot of deals — 48 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $21.87B sold in total.

Listed alongside Peter Young (53 shared filings), Ian Boxall (39 shared filings), John Howard Burbank (30 shared filings), Raj Rajaratnam (28 shared filings), Anthony J. Anselmo (7 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

The issuers belong to 4 sponsor groups: Galleon (42 issuers, $11.42B reported sold, 2009–2017), Nimble (53 issuers, $8.1B reported sold, 2009–2026), Kingsbridge (5 issuers, $8.54B reported sold, 2010–2026) and Vision (4 issuers, $298.3M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 92 public filings for Robert Arnott and found 16 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 11 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Arnott has not run yet — it is joining a line of 10,473 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Arnott..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Robert M Arnott closed

United States Bankruptcy Court, E.D. Michigan · No. 08-47247 · Filed Mar 26, 2008 · Closed Jul 14, 2008

Role of Robert M Arnott: Debtor · Outcome: Case closed 2008-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (rare in federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Robert J Arnott and Germaine Arnott closed

United States Bankruptcy Court, W.D. Washington · No. 05-44395 · Filed May 11, 2005 · Closed Aug 23, 2005

Role of Robert J Arnott and Germaine Arnott: Debtor · Outcome: Case closed 2005-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (rare in federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

Robert D. Arnott and Cynthia M. Arnott closed

United States Bankruptcy Court, S.D. Florida. · No. 96-21164 · Filed Mar 15, 1996 · Closed Jul 18, 1997

Role of Robert D. Arnott and Cynthia M. Arnott: Debtor · Outcome: Case closed 1997-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (rare in federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Robert Arnott — 5 worth asking about (compared the newest 50 of 92 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 10, 2011 – Feb 10, 2012

Amount sold went down between filings — KSA Capital Fund Ltd

The Feb 10, 2011 filing says $59,000,000 sold; the Feb 10, 2012 Form D/A says $57,000,000 sold — $2,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 10, 2011 ↗Form D/A (later) · Feb 10, 2012 ↗KSA Capital Fund Ltd — PartnerFacts page ↗

Sources

Form D/A (earlier) · Feb 10, 2011 ↗ (Feb 10, 2011)
Form D/A (later) · Feb 10, 2012 ↗ (Feb 10, 2012)
KSA Capital Fund Ltd — PartnerFacts page ↗ (May 4, 2017)

Worth asking · May 14, 2009 – May 14, 2010

Amount sold went down between filings — Definitive Guardian Fund, Ltd.

The May 14, 2009 filing says $7,300,000 sold; the May 14, 2010 Form D/A says $5,425,000 sold — $1,875,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · May 14, 2009 ↗Form D/A (later) · May 14, 2010 ↗Definitive Guardian Fund, Ltd. — PartnerFacts page ↗

Sources

Form D (earlier) · May 14, 2009 ↗ (May 14, 2009)
Form D/A (later) · May 14, 2010 ↗ (May 14, 2010)
Definitive Guardian Fund, Ltd. — PartnerFacts page ↗ (Jan 8, 2015)

Worth asking · Sep 16, 2009 – Feb 10, 2012

11 offerings reported fewer investors on a later filing

Investor count went down between filings — KSA Capital Fund Ltd · Investor count went down between filings — PASSPORT ENERGY FUND LTD · Investor count went down between filings — PASSPORT SPECIAL OPPORTUNITIES FUND LTD · Investor count went down between filings — Passport Offshore Ltd · Investor count went down between filings — Passport Materials Fund Ltd · and 6 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Feb 10, 2011 ↗Form D/A (later) · Feb 10, 2012 ↗KSA Capital Fund Ltd — PartnerFacts page ↗Form D/A (earlier) · Jan 3, 2011 ↗

Sources

Form D/A (earlier) · Feb 10, 2011 ↗ (Feb 10, 2011)
Form D/A (later) · Feb 10, 2012 ↗ (Feb 10, 2012)
KSA Capital Fund Ltd — PartnerFacts page ↗ (May 4, 2017)
Form D/A (earlier) · Jan 3, 2011 ↗ (Jan 3, 2011)
Form D/A (later) · Dec 23, 2011 ↗ (Dec 23, 2011)
PASSPORT ENERGY FUND LTD — PartnerFacts page ↗ (Dec 20, 2012)
Form D/A (earlier) · Jan 3, 2011 ↗ (Jan 3, 2011)
Form D/A (later) · Dec 23, 2011 ↗ (Dec 23, 2011)

Worth asking · Jul 1, 2005 – Jan 3, 2011

Form D filed 2,012 days after the first sale — Passport India Fund Ltd

The filing says the first sale was Jul 1, 2005. The Form D was filed Jan 3, 2011 — 2,012 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,997 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 3, 2011 ↗Passport India Fund Ltd — PartnerFacts page ↗

Sources

Form D · Jan 3, 2011 ↗ (Jan 3, 2011)
Passport India Fund Ltd — PartnerFacts page ↗ (Jan 3, 2011)

Worth asking · Nov 9, 2011 – May 12, 2014

14 people are no longer listed on a later amendment

Robert Arnott is no longer listed on the May 12, 2014 amendment — KSA Capital Fund Ltd · Robert Arnott is no longer listed on the Mar 21, 2013 amendment — Silver Capital Fund (Offshore) Ltd. · Robert Arnott is no longer listed on the Jan 9, 2013 amendment — Definitive Guardian Fund, Ltd. · Robert Arnott is no longer listed on the Dec 20, 2012 amendment — Passport M1 Fund, Ltd. · Robert Arnott is no longer listed on the Dec 20, 2012 amendment — Passport Global Long Short Offshore Fund Ltd. · and 9 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · May 13, 2013 ↗Form D/A · May 12, 2014 ↗Robert Arnott — PartnerFacts page ↗KSA Capital Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · May 13, 2013 ↗ (May 13, 2013)
Form D/A · May 12, 2014 ↗ (May 12, 2014)
Robert Arnott — PartnerFacts page ↗
KSA Capital Fund Ltd — PartnerFacts page ↗ (May 4, 2017)
Form D/A · Mar 11, 2013 ↗ (Mar 11, 2013)
Form D/A · Mar 21, 2013 ↗ (Mar 21, 2013)
Silver Capital Fund (Offshore) Ltd. — PartnerFacts page ↗ (Mar 23, 2015)
Form D/A · Jan 6, 2012 ↗ (Jan 6, 2012)

Note · Jan 1, 2005 – Dec 23, 2011

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Passport Materials Fund II, Ltd (latest filing Dec 23, 2011) · No amendment in the last 12 months on an offering that may still be open — Passport Materials Fund Ltd (latest filing Dec 23, 2011) · No amendment in the last 12 months on an offering that may still be open — Third Coast Capital Offshore Fund Ltd (latest filing Dec 7, 2011) · No amendment in the last 12 months on an offering that may still be open — Passport India Fund Ltd (latest filing Jan 3, 2011) · No amendment in the last 12 months on an offering that may still be open — PASSPORT AGRICULTURE FUND LTD (latest filing Jan 3, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 23, 2011 ↗Passport Materials Fund II, Ltd — PartnerFacts page ↗Form D/A · Dec 23, 2011 ↗Passport Materials Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Dec 23, 2011 ↗ (Dec 23, 2011)
Passport Materials Fund II, Ltd — PartnerFacts page ↗ (Dec 23, 2011)
Form D/A · Dec 23, 2011 ↗ (Dec 23, 2011)
Passport Materials Fund Ltd — PartnerFacts page ↗ (Dec 23, 2011)
Form D/A · Dec 7, 2011 ↗ (Dec 7, 2011)
Third Coast Capital Offshore Fund Ltd — PartnerFacts page ↗ (Dec 7, 2011)
Form D · Jan 3, 2011 ↗ (Jan 3, 2011)
Passport India Fund Ltd — PartnerFacts page ↗ (Jan 3, 2011)

Note · Mar 17, 2009 – Mar 23, 2009

Robert Arnott is written 2 different ways on the filings

listed as "Robert Arnott" on 41 filings (from Mar 17, 2009), and "Robert P. Arnott" on 20 filings (from Mar 23, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 17, 2009 ↗Form D/A · Mar 23, 2009 ↗Robert Arnott — PartnerFacts page ↗

Sources

Form D/A · Mar 17, 2009 ↗ (Mar 17, 2009)
Form D/A · Mar 23, 2009 ↗ (Mar 23, 2009)
Robert Arnott — PartnerFacts page ↗

Note · Oct 19, 2009 – Apr 13, 2016

Same name, different state: "Robert D. Arnott" (CA) is a separate record

This page covers filings where the address state is E9 or E8 or NY. A separate record, "Robert D. Arnott" with address state CA, is listed on 50 filings — most recently by RESEARCH AFFILIATES CAPITAL LP (Apr 13, 2016). Both records have filings in the same period (Oct 19, 2009 to Mar 11, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert D. Arnott (CA) — PartnerFacts page ↗Form D/A · Apr 13, 2016 ↗RESEARCH AFFILIATES CAPITAL LP — PartnerFacts page ↗Robert Arnott (E9,E8,NY) — this page ↗

Sources

Robert D. Arnott (CA) — PartnerFacts page ↗ (Apr 13, 2016)
Form D/A · Apr 13, 2016 ↗ (Apr 13, 2016)
RESEARCH AFFILIATES CAPITAL LP — PartnerFacts page ↗ (Apr 13, 2016)
Robert Arnott (E9,E8,NY) — this page ↗ (Mar 11, 2013)

Note · Dec 23, 2011 – Jan 8, 2015

7 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Radnor, PA — Definitive Guardian Fund, Ltd. · Address moved from Smiths, Bermuda (as filed: D0) to San Francisco, CA — PASSPORT SPECIAL OPPORTUNITIES FUND LTD · Address moved from Smiths, Bermuda (as filed: D0) to San Francisco, CA — Passport Global Long Short Offshore Fund Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Smiths, Bermuda (as filed: D0) — Passport Global Long Short Offshore Fund Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Smiths, Bermuda (as filed: D0) — PASSPORT ENERGY FUND LTD · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 9, 2014 ↗Form D/A · Jan 8, 2015 ↗Definitive Guardian Fund, Ltd. — PartnerFacts page ↗Form D/A · Dec 19, 2013 ↗

Sources

Form D/A · Jan 9, 2014 ↗ (Jan 9, 2014)
Form D/A · Jan 8, 2015 ↗ (Jan 8, 2015)
Definitive Guardian Fund, Ltd. — PartnerFacts page ↗ (Jan 8, 2015)
Form D/A · Dec 19, 2013 ↗ (Dec 19, 2013)
Form D/A · Dec 19, 2014 ↗ (Dec 19, 2014)
PASSPORT SPECIAL OPPORTUNITIES FUND LTD — PartnerFacts page ↗ (Jan 2, 2019)
Form D/A · Dec 20, 2012 ↗ (Dec 20, 2012)
Form D/A · Dec 19, 2013 ↗ (Dec 19, 2013)

Note · Mar 17, 2009 – Dec 23, 2011

9 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Passport Materials Fund II, Ltd · Reported net asset value range changed between filings — Passport Global Long Short Offshore Fund Ltd. · Reported net asset value range changed between filings — PASSPORT ENERGY FUND LTD · Reported net asset value range changed between filings — PASSPORT SPECIAL OPPORTUNITIES FUND LTD · Reported net asset value range changed between filings — Passport Offshore Ltd · and 4 more

What this means The size band is self-reported. Ask for current numbers.

Form D · Mar 16, 2011 ↗Form D/A · Dec 23, 2011 ↗Passport Materials Fund II, Ltd — PartnerFacts page ↗Form D · Jul 21, 2010 ↗

Sources

Form D · Mar 16, 2011 ↗ (Mar 16, 2011)
Form D/A · Dec 23, 2011 ↗ (Dec 23, 2011)
Passport Materials Fund II, Ltd — PartnerFacts page ↗ (Dec 23, 2011)
Form D · Jul 21, 2010 ↗ (Jul 21, 2010)
Form D/A · Dec 23, 2011 ↗ (Dec 23, 2011)
Passport Global Long Short Offshore Fund Ltd. — PartnerFacts page ↗ (Dec 7, 2016)
Form D/A · Aug 17, 2009 ↗ (Aug 17, 2009)
Form D/A · Jan 3, 2011 ↗ (Jan 3, 2011)

Note · Nov 9, 2011 – Nov 29, 2012

Minimum investment changed between filings — SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD.

The Nov 9, 2011 filing lists a minimum of $10,000,000; the Nov 29, 2012 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 9, 2011 ↗Form D/A (later) · Nov 29, 2012 ↗SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 9, 2011 ↗ (Nov 9, 2011)
Form D/A (later) · Nov 29, 2012 ↗ (Nov 29, 2012)
SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. — PartnerFacts page ↗ (Sep 4, 2019)

Note · Mar 16, 2011 – Dec 23, 2011

Minimum investment changed between filings — Passport Materials Fund II, Ltd

The Mar 16, 2011 filing lists a minimum of $3,000,000; the Dec 23, 2011 Form D/A lists $4,200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 16, 2011 ↗Form D/A (later) · Dec 23, 2011 ↗Passport Materials Fund II, Ltd — PartnerFacts page ↗

Sources

Form D (earlier) · Mar 16, 2011 ↗ (Mar 16, 2011)
Form D/A (later) · Dec 23, 2011 ↗ (Dec 23, 2011)
Passport Materials Fund II, Ltd — PartnerFacts page ↗ (Dec 23, 2011)

Note · Jan 3, 2011 – Dec 23, 2011

Minimum investment changed between filings — Passport Global Long Short Offshore Fund Ltd.

The Jan 3, 2011 filing lists a minimum of $2,175,000; the Dec 23, 2011 Form D/A lists $1,850,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 3, 2011 ↗Form D/A (later) · Dec 23, 2011 ↗Passport Global Long Short Offshore Fund Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 3, 2011 ↗ (Jan 3, 2011)
Form D/A (later) · Dec 23, 2011 ↗ (Dec 23, 2011)
Passport Global Long Short Offshore Fund Ltd. — PartnerFacts page ↗ (Dec 7, 2016)

Note · Mar 10, 2010 – Mar 10, 2011

Minimum investment changed between filings — Silver Capital Fund (Offshore) Ltd.

The Mar 10, 2010 filing lists a minimum of $50,000; the Mar 10, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 10, 2010 ↗Form D/A (later) · Mar 10, 2011 ↗Silver Capital Fund (Offshore) Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 10, 2010 ↗ (Mar 10, 2010)
Form D/A (later) · Mar 10, 2011 ↗ (Mar 10, 2011)
Silver Capital Fund (Offshore) Ltd. — PartnerFacts page ↗ (Mar 23, 2015)

Note · Jul 21, 2010 – Jan 3, 2011

Minimum investment changed between filings — Passport Global Long Short Offshore Fund Ltd.

The Jul 21, 2010 filing lists a minimum of $100,000; the Jan 3, 2011 Form D/A lists $2,175,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 21, 2010 ↗Form D/A (later) · Jan 3, 2011 ↗Passport Global Long Short Offshore Fund Ltd. — PartnerFacts page ↗

Sources

Form D (earlier) · Jul 21, 2010 ↗ (Jul 21, 2010)
Form D/A (later) · Jan 3, 2011 ↗ (Jan 3, 2011)
Passport Global Long Short Offshore Fund Ltd. — PartnerFacts page ↗ (Dec 7, 2016)

Note · Sep 16, 2009 – Sep 15, 2010

Minimum investment changed between filings — PASSPORT SPECIAL OPPORTUNITIES FUND LTD

The Sep 16, 2009 filing lists a minimum of $300,000; the Sep 15, 2010 Form D/A lists $42,235.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 16, 2009 ↗Form D/A (later) · Sep 15, 2010 ↗PASSPORT SPECIAL OPPORTUNITIES FUND LTD — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 16, 2009 ↗ (Sep 16, 2009)
Form D/A (later) · Sep 15, 2010 ↗ (Sep 15, 2010)
PASSPORT SPECIAL OPPORTUNITIES FUND LTD — PartnerFacts page ↗ (Jan 2, 2019)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 92 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 49 offerings reports sales commissions totalling $1,800; 0 report finder's fees; 26 report proceeds to related persons totalling $234,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
May 13, 2013 D/A KSA Capital Fund Ltd File 021-67531	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	N/A no CRD number reported via OPPENHEIMER & CO. INC. (CRD 249 ↗) N/A no CRD number reported via FAMILY MANAGEMENT SECURITIES, LLC (CRD 44319 ↗) N/A no CRD number reported via PAPAMARKOU WELLNER & CO., INC. (CRD 10963 ↗) N/A no CRD number reported via PRIMARY CAPITAL, LLC (CRD 127921 ↗)	EDGAR ↗
Mar 11, 2013 D/A Silver Capital Fund (Offshore) Ltd. File 021-65996	$0	$0	$0 (est.) Issuer pays an annual management fee ranging from 1.0% to 1.5% of its net asset value to its investment manager, which is principally owned by Mr. Silver, and annual fees to its independent directors.	None listed on this filing	EDGAR ↗
Mar 8, 2012 D Passport M1 Master Fund, L.P. File 021-174507	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 16, 2012 D/A Pinehurst Institutional Ltd File 021-84086	$1,800 (est.)	$0	$0 (Continuation from Item #15)...the performance compensation paid to the investment manager or its affiliate. The estimate is based on amounts paid from the beginning of the offering and amounts which are expected to be paid in the following year.	MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗	EDGAR ↗
Feb 16, 2012 D/A Kingsbridge Partners Ltd File 021-103475	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 13, 2012 D Passport M1 Fund, Ltd. File 021-173383	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 6, 2012 D/A Definitive Guardian Fund, Ltd. File 021-131210	$0 (est.)	$0 (est.)	$0 (est.)	Corestone Distributors, LLC BrokerCheck CRD 155941 ↗	EDGAR ↗
Dec 23, 2011 D/A PASSPORT ENERGY FUND LTD File 021-121866	$0	$0	$0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee.	None listed on this filing	EDGAR ↗
Dec 23, 2011 D/A Passport Materials Fund Ltd File 021-95699	$0	$0	$0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee.	None listed on this filing	EDGAR ↗
Dec 23, 2011 D/A Passport Offshore Ltd File 021-95748	$0	$0	$0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee.	None listed on this filing	EDGAR ↗
Dec 23, 2011 D/A PASSPORT SPECIAL OPPORTUNITIES FUND LTD File 021-118445	$0	$0	$0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee.	None listed on this filing	EDGAR ↗
Dec 23, 2011 D/A Passport Global Long Short Offshore Fund Ltd. File 021-145309	$0	$0	$0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee.	None listed on this filing	EDGAR ↗
Dec 23, 2011 D/A Passport Materials Fund II, Ltd File 021-156777	$0	$0	$0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee.	None listed on this filing	EDGAR ↗
Dec 7, 2011 D/A Third Coast Capital Offshore Fund Ltd File 021-73434	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 9, 2011 D/A Alydar Fund Ltd File 021-136176	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 9, 2011 D/A SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND LTD. File 021-109064	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 9, 2011 D/A SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. File 021-75973	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 3, 2011 D/A PASSPORT AGRICULTURE FUND LTD File 021-128945	$0	$0	$0 Passport Capital LLC (PC) as investment manager or an affiliate of PC receive mgmt fees and incent fees from this fund as % of investors capital and % of performance. Also 2 of the 3 directors receive an annual fee.	None listed on this filing	EDGAR ↗
Jan 3, 2011 D Passport India Fund Ltd File 021-152844	$0	$0	$0 Passport Capital LLC, as the investment manager and general partner to the fund, receives mgmt fees and incentive fees from the fund as a % of parnters capital and % of performance for incentive fees. Also, 2 of the 3 directors receive annual fees.	None listed on this filing	EDGAR ↗
Sep 15, 2010 D/A Passport India Fund Ltd File 021-95749	$0	$0	$0 Passport Capital LLC, as the investment manager and general partner to the fund, receives mgmt fees and incentive fees from the fund as a % of parnters capital and % of performance for incentive fees. Also, 2 of the 3 directors receive annual fees.	None listed on this filing	EDGAR ↗
Feb 19, 2010 D/A FORT TRYON EQUITIES FUND LTD File 021-85451	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 12, 2009 D Vision Opportunity Master Fund, Ltd. File 021-136033	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
May 14, 2009 D/A VISION OPPORTUNITY CAPITAL PARTNERS LTD File 021-116248	$0	$0	$0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Quantitative Master Fund SPC, Ltd. File 021-128398	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D/A Galleon Offshore SPC, Ltd.--Galleon Explorers Segregated Portfolio File 021-128399	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Offshore SPC, Ltd--Galleon Buccaneers Segregated Portfolio File 021-128400	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Offshore SPC, Ltd.--Galleon Diversified Segregated Portfoio File 021-128407	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Quantitative Multi-Strategy Fund, Ltd.--Galleon Statistical Abritrage Strategies Portfolio File 021-128409	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Partners SPC, L.P.--Galleon Technology Portfolio File 021-128410	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Fund, Ltd. File 021-128414	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Multi-Strategy Fund, Ltd. File 021-128415	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Master Fund SPC, Ltd. File 021-128417	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Asia Macro Fund, Ltd. File 021-128418	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Special Opportunities Fund, Ltd. File 021-128420	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Special Opportunities Master Fund, SPC, Ltd.--Galleon Crossover Portfolio File 021-128421	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon Special Opportunities Master Fund, SPC, Ltd.--Galleon Asia Crossover Portfolio File 021-128422	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Master Fund SPC, Ltd.--Galleon Asia Macro Segregated Portfolio File 021-128423	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Master Fund SPC, Ltd--Galleon CIO Segregated Portfolio File 021-128424	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Master Fund SPC, Ltd.--Galleon Global Emerging Markets Segregated Portfolio File 021-128425	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Master Fund SPC, Ltd.--New Silk Route Pipe Segregated Portfolio File 021-128426	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Master Fund SPC, Ltd.--South Asia Arbitrage Segregated Portfolio File 021-128428	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 24, 2009 D Galleon International Master Fund SPC, Ltd.--Galleon Mezzanine Fund Segregated Portfolio File 021-128429	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 23, 2009 D Galleon Offshore SPC, Ltd. File 021-128384	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 23, 2009 D Galleon Emerging Technology Offshore, Ltd. File 021-128390	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 19, 2009 D Galleon Buccaneers Fund, Ltd. File 021-128233	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 19, 2009 D Galleon Fleet Fund, Ltd. File 021-128234	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 17, 2009 D/A GALLEON EXPLORERS OFFSHORE LTD File 021-99699	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 17, 2009 D Galleon Special Opportunities Master Fund, SPC, Ltd. File 021-128067	$0	$0	$9,000	None listed on this filing	EDGAR ↗
Mar 17, 2009 D/A GALLEON DIVERSIFIED FUND LTD File 021-99691	$0	$0	$9,000	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 48

Every issuer that named Robert Arnott on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Galleon

KSA Capital Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 23, 2009 → May 13, 2013 · 6 filings

May 13, 2013 · D/A · $58,500,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗
Feb 11, 2013 · D/A · $57,750,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
Feb 10, 2012 · D/A · $57,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
Feb 10, 2011 · D/A · $59,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
Feb 12, 2010 · D/A · $59,000,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
Mar 23, 2009 · D/A · $31,847,900 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $70M from 20 investors as of the latest filing. Robert is listed as director on 6 filings for this deal.

Robert Arnott

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Amount sold went down between filings — KSA Capital Fund Ltd

Amount sold went down between filings — Definitive Guardian Fund, Ltd.

11 offerings reported fewer investors on a later filing

Form D filed 2,012 days after the first sale — Passport India Fund Ltd

14 people are no longer listed on a later amendment

6 offerings have no amendment in the last 12 months and may still be open

Robert Arnott is written 2 different ways on the filings

Same name, different state: "Robert D. Arnott" (CA) is a separate record

7 address changes between filings

9 issuers changed their reported size band between filings

Minimum investment changed between filings — SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD.

Minimum investment changed between filings — Passport Materials Fund II, Ltd

Minimum investment changed between filings — Passport Global Long Short Offshore Fund Ltd.

Minimum investment changed between filings — Silver Capital Fund (Offshore) Ltd.

Minimum investment changed between filings — Passport Global Long Short Offshore Fund Ltd.

Minimum investment changed between filings — PASSPORT SPECIAL OPPORTUNITIES FUND LTD

5. Money to insiders

Deals 48

People around Robert 18

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

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Social and web

Courts

Securities regulators

Business registries

Change history

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