Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: Cayman Islands (as filed: E9), Cape Verde (as filed: E8), NY · listed Mar 17, 2009 → Mar 11, 2013
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
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Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 49 offerings reports sales commissions totalling $1,800; 0 report finder's fees; 26 report proceeds to related persons totalling $234,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 13, 2013 D/A File 021-67531 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | N/A no CRD number reported via OPPENHEIMER & CO. INC. (CRD 249 ↗) N/A no CRD number reported via FAMILY MANAGEMENT SECURITIES, LLC (CRD 44319 ↗) N/A no CRD number reported via PAPAMARKOU WELLNER & CO., INC. (CRD 10963 ↗) N/A no CRD number reported via PRIMARY CAPITAL, LLC (CRD 127921 ↗) |
| EDGAR ↗ | Mar 11, 2013 D/A File 021-65996 | $0 | $0 | $0 (est.) Issuer pays an annual management fee ranging from 1.0% to 1.5% of its net asset value to its investment manager, which is principally owned by Mr. Silver, and annual fees to its independent directors. | None listed on this filing |
| EDGAR ↗ | Mar 8, 2012 D File 021-174507 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 16, 2012 D/A File 021-84086 | $1,800 (est.) | $0 | $0 (Continuation from Item #15)...the performance compensation paid to the investment manager or its affiliate. The estimate is based on amounts paid from the beginning of the offering and amounts which are expected to be paid in the following year. | MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Feb 16, 2012 D/A File 021-103475 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 13, 2012 D File 021-173383 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 6, 2012 D/A File 021-131210 | $0 (est.) | $0 (est.) | $0 (est.) | Corestone Distributors, LLC BrokerCheck CRD 155941 ↗ |
| EDGAR ↗ | Dec 23, 2011 D/A File 021-121866 | $0 | $0 | $0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee. | None listed on this filing |
| EDGAR ↗ | Dec 23, 2011 D/A File 021-95699 | $0 | $0 | $0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee. | None listed on this filing |
| EDGAR ↗ | Dec 23, 2011 D/A File 021-95748 | $0 | $0 | $0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee. | None listed on this filing |
| EDGAR ↗ | Dec 23, 2011 D/A File 021-118445 | $0 | $0 | $0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee. | None listed on this filing |
| EDGAR ↗ | Dec 23, 2011 D/A File 021-145309 | $0 | $0 | $0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee. | None listed on this filing |
| EDGAR ↗ | Dec 23, 2011 D/A File 021-156777 | $0 | $0 | $0 Passport Capital, LLC (PC), as investment manager, or an affiliate of PC receives mgmt fees and incent fees from this fund as % of investors' capital and % of performance. 2 of the 3 directors also receive an annual fee. | None listed on this filing |
| EDGAR ↗ | Dec 7, 2011 D/A File 021-73434 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 9, 2011 D/A File 021-136176 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 9, 2011 D/A File 021-109064 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 9, 2011 D/A File 021-75973 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 3, 2011 D/A File 021-128945 | $0 | $0 | $0 Passport Capital LLC (PC) as investment manager or an affiliate of PC receive mgmt fees and incent fees from this fund as % of investors capital and % of performance. Also 2 of the 3 directors receive an annual fee. | None listed on this filing |
| EDGAR ↗ | Jan 3, 2011 D File 021-152844 | $0 | $0 | $0 Passport Capital LLC, as the investment manager and general partner to the fund, receives mgmt fees and incentive fees from the fund as a % of parnters capital and % of performance for incentive fees. Also, 2 of the 3 directors receive annual fees. | None listed on this filing |
| EDGAR ↗ | Sep 15, 2010 D/A File 021-95749 | $0 | $0 | $0 Passport Capital LLC, as the investment manager and general partner to the fund, receives mgmt fees and incentive fees from the fund as a % of parnters capital and % of performance for incentive fees. Also, 2 of the 3 directors receive annual fees. | None listed on this filing |
| EDGAR ↗ | Feb 19, 2010 D/A File 021-85451 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 12, 2009 D File 021-136033 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | May 14, 2009 D/A File 021-116248 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128398 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D/A File 021-128399 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128400 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128407 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128409 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128410 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128414 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128415 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128417 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128418 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128420 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128421 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128422 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128423 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128424 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128425 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128426 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128428 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2009 D File 021-128429 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 23, 2009 D File 021-128384 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 23, 2009 D File 021-128390 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 19, 2009 D File 021-128233 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 19, 2009 D File 021-128234 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 17, 2009 D/A File 021-99699 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 17, 2009 D File 021-128067 | $0 | $0 | $9,000 | None listed on this filing |
| EDGAR ↗ | Mar 17, 2009 D/A File 021-99691 | $0 | $0 | $9,000 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | KSA Capital Fund Ltd group: Galleon | Director | May 13, 2013 | D/A | Indefinite | $58,500,000 | 7 | $1,000,000 |
| EDGAR ↗ | Silver Capital Fund (Offshore) Ltd. group: Galleon | Director | Mar 11, 2013 | D/A | Indefinite | $25,469,190 | 33 | $100,000 |
| EDGAR ↗ | KSA Capital Fund Ltd group: Galleon | Director | Feb 11, 2013 | D/A | Indefinite | $57,750,000 | 4 | $1,000,000 |
| EDGAR ↗ | Silver Capital Fund (Offshore) Ltd. group: Galleon | Director | Mar 9, 2012 | D/A | Indefinite | $25,469,190 | 33 | $100,000 |
| EDGAR ↗ | Passport M1 Master Fund, L.P. group: Nimble | Director | Mar 8, 2012 | D | Indefinite | $5,000,000 | 1 | $5,000,000 |
| EDGAR ↗ | Kingsbridge Partners Ltd group: Kingsbridge | Director | Feb 16, 2012 | D/A | Indefinite | $49,760,000 | 5 | $100,000 |
| EDGAR ↗ | Pinehurst Institutional Ltd group: Kingsbridge | Director | Feb 16, 2012 | D/A | Indefinite | $1,501,216,706 | 171 | $50,000 |
| EDGAR ↗ | Passport M1 Fund, Ltd. group: Nimble | Director | Feb 13, 2012 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | KSA Capital Fund Ltd group: Galleon | Director | Feb 10, 2012 | D/A | Indefinite | $57,000,000 | 2 | $1,000,000 |
| EDGAR ↗ | Definitive Guardian Fund, Ltd. group: Definitive Guardian | Director | Jan 6, 2012 | D/A | Indefinite | $109,490,000 | 20 | $1,000,000 |
| EDGAR ↗ | Passport Offshore Ltd group: Nimble | Director | Dec 23, 2011 | D/A | Indefinite | $2,276,268,674 | 77 | $25,000 |
| EDGAR ↗ | Passport Materials Fund II, Ltd group: Nimble | Director | Dec 23, 2011 | D/A | Indefinite | $5,000,000 | 1 | $4,200,000 |
| EDGAR ↗ | Passport Global Long Short Offshore Fund Ltd. group: Nimble | Director | Dec 23, 2011 | D/A | Indefinite | $210,835,000 | 2 | $1,850,000 |
| EDGAR ↗ | PASSPORT ENERGY FUND LTD group: Nimble | Director | Dec 23, 2011 | D/A | Indefinite | $133,033,695 | 11 | $114,000 |
| EDGAR ↗ | PASSPORT SPECIAL OPPORTUNITIES FUND LTD group: Nimble | Director | Dec 23, 2011 | D/A | Indefinite | $144,917,496 | 9 | $42,235 |
| EDGAR ↗ | Passport Materials Fund Ltd group: Nimble | Director | Dec 23, 2011 | D/A | Indefinite | $142,158,434 | 13 | $86,837 |
| EDGAR ↗ | Passport Offshore Ltd group: Nimble | Director | Dec 23, 2011 | D/A | Indefinite | $2,276,268,674 | 77 | $25,000 |
| EDGAR ↗ | Third Coast Capital Offshore Fund Ltd | Director Director of the Issuer | Dec 7, 2011 | D/A | Indefinite | $89,026,092 | 36 | No minimum reported |
| EDGAR ↗ | SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND LTD. group: Summit | Director | Nov 9, 2011 | D/A | Indefinite | $37,141,256 | 11 | $1,000,000 |
| EDGAR ↗ | Alydar Fund Ltd group: Alydar | Director | Nov 9, 2011 | D/A | Indefinite | $2,825,407,029 | 54 | $1,000,000 |
| EDGAR ↗ | SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. group: Summit | Director | Nov 9, 2011 | D/A | Indefinite | $610,404,000 | 49 | $10,000,000 |
| EDGAR ↗ | Passport Materials Fund II, Ltd group: Nimble | Director | Mar 16, 2011 | D | Indefinite | $5,000,000 | 1 | $3,000,000 |
| EDGAR ↗ | Silver Capital Fund (Offshore) Ltd. group: Galleon | Director | Mar 10, 2011 | D/A | Indefinite | $25,242,000 | 33 | $100,000 |
| EDGAR ↗ | Kingsbridge Partners Ltd group: Kingsbridge | Director | Feb 17, 2011 | D/A | Indefinite | $48,610,000 | 4 | $100,000 |
| EDGAR ↗ | Pinehurst Institutional Ltd group: Kingsbridge | Director | Feb 17, 2011 | D/A | Indefinite | $1,157,765,890 | 131 | $50,000 |
| EDGAR ↗ | KSA Capital Fund Ltd group: Galleon | Director | Feb 10, 2011 | D/A | Indefinite | $59,000,000 | 3 | $1,000,000 |
| EDGAR ↗ | PASSPORT SPECIAL OPPORTUNITIES FUND LTD group: Nimble | Director | Jan 3, 2011 | D/A | Indefinite | $52,650,232 | 18 | $42,235 |
| EDGAR ↗ | PASSPORT AGRICULTURE FUND LTD group: Nimble | Director | Jan 3, 2011 | D/A | Indefinite | $9,139,937 | 4 | $1,500,000 |
| EDGAR ↗ | Passport Global Long Short Offshore Fund Ltd. group: Nimble | Director | Jan 3, 2011 | D/A | Indefinite | $39,710,000 | 2 | $2,175,000 |
| EDGAR ↗ | Passport India Fund Ltd group: Nimble | Director | Jan 3, 2011 | D | Indefinite | $75,612,265 | 18 | $25,000 |
| EDGAR ↗ | PASSPORT ENERGY FUND LTD group: Nimble | Director | Jan 3, 2011 | D/A | Indefinite | $112,754,810 | 29 | $114,000 |
| EDGAR ↗ | Passport Materials Fund Ltd group: Nimble | Director | Jan 3, 2011 | D/A | Indefinite | $129,479,150 | 50 | $86,837 |
| EDGAR ↗ | Passport Offshore Ltd group: Nimble | Director | Jan 3, 2011 | D/A | Indefinite | $1,905,611,991 | 197 | $25,000 |
| EDGAR ↗ | Definitive Guardian Fund, Ltd. group: Definitive Guardian | Director | Dec 21, 2010 | D/A | Indefinite | $5,425,000 | 3 | $1,000,000 |
| EDGAR ↗ | Third Coast Capital Offshore Fund Ltd | Director Director of the Issuer | Dec 8, 2010 | D/A | Indefinite | $89,026,092 | 36 | No minimum reported |
| EDGAR ↗ | SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. group: Summit | Director | Nov 18, 2010 | D/A | Indefinite | $333,655,046 | 59 | $10,000,000 |
| EDGAR ↗ | SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND LTD. group: Summit | Director | Nov 18, 2010 | D/A | Indefinite | $19,924,719 | 9 | $1,000,000 |
| EDGAR ↗ | Alydar Fund Ltd group: Alydar | Director | Nov 18, 2010 | D/A | Indefinite | $860,967,957 | 109 | $1,000,000 |
| EDGAR ↗ | Passport Offshore Ltd group: Nimble | Director | Sep 15, 2010 | D/A | Indefinite | $1,856,903,890 | 197 | $25,000 |
| EDGAR ↗ | Passport India Fund Ltd group: Nimble | Director | Sep 15, 2010 | D/A | Indefinite | $75,612,265 | 18 | $25,000 |
| EDGAR ↗ | Passport Materials Fund Ltd group: Nimble | Director | Sep 15, 2010 | D/A | Indefinite | $114,062,679 | 40 | $86,837 |
| EDGAR ↗ | PASSPORT SPECIAL OPPORTUNITIES FUND LTD group: Nimble | Director | Sep 15, 2010 | D/A | Indefinite | $52,619,164 | 18 | $42,235 |
| EDGAR ↗ | PASSPORT AGRICULTURE FUND LTD group: Nimble | Director | Sep 15, 2010 | D/A | Indefinite | $9,138,562 | 4 | $1,500,000 |
| EDGAR ↗ | PASSPORT ENERGY FUND LTD group: Nimble | Director | Aug 16, 2010 | D/A | Indefinite | $112,666,585 | 29 | $114,000 |
| EDGAR ↗ | Passport Global Long Short Offshore Fund Ltd. group: Nimble | Director | Jul 21, 2010 | D | Indefinite | $25,735,000 | 2 | $100,000 |
| EDGAR ↗ | Third Coast Capital Offshore Fund Ltd | Director Director of the Issuer | Jul 13, 2010 | D/A | Indefinite | $87,376,092 | 35 | No minimum reported |
| EDGAR ↗ | Definitive Guardian Fund, Ltd. group: Definitive Guardian | Director | May 14, 2010 | D/A | Indefinite | $5,425,000 | 3 | $1,000,000 |
| EDGAR ↗ | Silver Capital Fund (Offshore) Ltd. group: Galleon | Director | Mar 10, 2010 | D/A | Indefinite | $25,242,000 | 33 | $50,000 |
| EDGAR ↗ | Kingsbridge Partners Ltd group: Kingsbridge | Director | Feb 19, 2010 | D/A | Indefinite | $46,600,000 | 4 | $100,000 |
| EDGAR ↗ | Pinehurst Institutional Ltd group: Kingsbridge | Director | Feb 19, 2010 | D/A | Indefinite | $730,235,156 | 109 | $50,000 |
| EDGAR ↗ | FORT TRYON EQUITIES FUND LTD group: Corbin | Director | Feb 19, 2010 | D/A | Indefinite | $9,000,000 | 3 | $50,000 |
| EDGAR ↗ | KSA Capital Fund Ltd group: Galleon | Director | Feb 12, 2010 | D/A | Indefinite | $59,000,000 | 4 | $1,000,000 |
| EDGAR ↗ | Vision Opportunity Master Fund, Ltd. group: Vision | Director | Nov 12, 2009 | D | Indefinite | $611,124 | 2 | $1,000,000 |
| EDGAR ↗ | Passport India Fund Ltd group: Nimble | Director | Sep 16, 2009 | D/A | Indefinite | $75,601,365 | 52 | $25,000 |
| EDGAR ↗ | PASSPORT AGRICULTURE FUND LTD group: Nimble | Director | Sep 16, 2009 | D/A | Indefinite | $1,500,000 | 1 | $1,500,000 |
| EDGAR ↗ | Passport Offshore Ltd group: Nimble | Director | Sep 16, 2009 | D/A | Indefinite | $1,493,439,525 | 197 | $25,000 |
| EDGAR ↗ | PASSPORT SPECIAL OPPORTUNITIES FUND LTD group: Nimble | Director | Sep 16, 2009 | D/A | Indefinite | $52,135,680 | 16 | $300,000 |
| EDGAR ↗ | Passport Materials Fund Ltd group: Nimble | Director | Sep 16, 2009 | D/A | Indefinite | $113,923,476 | 40 | $86,837 |
| EDGAR ↗ | PASSPORT ENERGY FUND LTD group: Nimble | Director | Aug 17, 2009 | D/A | Indefinite | $104,729,436 | 20 | $114,000 |
| EDGAR ↗ | Third Coast Capital Offshore Fund Ltd | Director Director of the Issuer | Jul 14, 2009 | D/A | Indefinite | $87,376,092 | 35 | No minimum reported |
| EDGAR ↗ | VISION OPPORTUNITY CAPITAL PARTNERS LTD group: Vision | Director | May 14, 2009 | D/A | Indefinite | $149,230,554 | 45 | $1,000,000 |
| EDGAR ↗ | Definitive Guardian Fund, Ltd. group: Definitive Guardian | Director | May 14, 2009 | D | Indefinite | $7,300,000 | 2 | $1,000,000 |
| EDGAR ↗ | Galleon International Master Fund SPC, Ltd.--Galleon Mezzanine Fund Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $40,115,012 | 1 | $5,000,000 |
| EDGAR ↗ | Galleon International Master Fund SPC, Ltd.--South Asia Arbitrage Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $158,336,155 | 3 | $5,000,000 |
| EDGAR ↗ | Galleon International Master Fund SPC, Ltd.--New Silk Route Pipe Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $21,043,234 | 1 | $5,000,000 |
| EDGAR ↗ | Galleon International Master Fund SPC, Ltd.--Galleon Global Emerging Markets Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $106,361,344 | 1 | $5,000,000 |
| EDGAR ↗ | Galleon International Master Fund SPC, Ltd--Galleon CIO Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $104,193,736 | 1 | $5,000,000 |
| EDGAR ↗ | Galleon International Master Fund SPC, Ltd.--Galleon Asia Macro Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $278,167,131 | 1 | $5,000,000 |
| EDGAR ↗ | Galleon Special Opportunities Master Fund, SPC, Ltd.--Galleon Asia Crossover Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $69,343,687 | 2 | $5,000,000 |
| EDGAR ↗ | Galleon Special Opportunities Master Fund, SPC, Ltd.--Galleon Crossover Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $190,740,243 | 2 | $5,000,000 |
| EDGAR ↗ | Galleon Special Opportunities Fund, Ltd. group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $207,103,342 | 33 | $5,000,000 |
| EDGAR ↗ | Galleon Offshore SPC, Ltd--Galleon Buccaneers Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $530,666,667 | 127 | $1,000,000 |
| EDGAR ↗ | Galleon Offshore SPC, Ltd.--Galleon Explorers Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D/A | Indefinite | $173,519,578 | 32 | $1,000,000 |
| EDGAR ↗ | Galleon Offshore SPC, Ltd.--Galleon Explorers Segregated Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $173,519,578 | 32 | $1,000,000 |
| EDGAR ↗ | Galleon Quantitative Master Fund SPC, Ltd. group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $42,985,094 | 1 | No minimum reported |
| EDGAR ↗ | Galleon Quantitative Multi-Strategy Fund, Ltd.--Galleon Statistical Abritrage Strategies Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $42,985,094 | 1 | $1,000,000 |
| EDGAR ↗ | Galleon Offshore SPC, Ltd.--Galleon Diversified Segregated Portfoio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $847,076,629 | 214 | $2,000,000 |
| EDGAR ↗ | Galleon Asia Macro Fund, Ltd. group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $278,000,000 | 1 | $5,000,000 |
| EDGAR ↗ | Galleon International Master Fund SPC, Ltd. group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $632,476,721 | 3 | $5,000,000 |
| EDGAR ↗ | Galleon International Multi-Strategy Fund, Ltd. group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $709,642,638 | 23 | $5,000,000 |
| EDGAR ↗ | Galleon International Fund, Ltd. group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $472,930,877 | 93 | $5,000,000 |
| EDGAR ↗ | Galleon Partners SPC, L.P.--Galleon Technology Portfolio group: Galleon | Director | Mar 24, 2009 | D | Indefinite | $306,671,502 | 111 | $1,000,000 |
| EDGAR ↗ | Galleon Emerging Technology Offshore, Ltd. group: Galleon | Director | Mar 23, 2009 | D | Indefinite | $212,708,850 | 27 | No minimum reported |
| EDGAR ↗ | Galleon Offshore SPC, Ltd. group: Galleon | Director | Mar 23, 2009 | D | Indefinite | $760,765,567 | 170 | $100,000 |
| EDGAR ↗ | KSA Capital Fund Ltd group: Galleon | Director | Mar 23, 2009 | D/A | Indefinite | $31,847,900 | 4 | $1,000,000 |
| EDGAR ↗ | Galleon Fleet Fund, Ltd. group: Galleon | Director | Mar 19, 2009 | D | Indefinite | $320,103,409 | 124 | $1,000,000 |
| EDGAR ↗ | Galleon Buccaneers Fund, Ltd. group: Galleon | Director | Mar 19, 2009 | D | Indefinite | $544,462,907 | 124 | No minimum reported |
| EDGAR ↗ | GALLEON EXPLORERS OFFSHORE LTD group: Galleon | Director | Mar 17, 2009 | D/A | Indefinite | $206,199,339 | 24 | No minimum reported |
| EDGAR ↗ | GALLEON DIVERSIFIED FUND LTD group: Galleon | Director | Mar 17, 2009 | D/A | Indefinite | $1,017,165,316 | 180 | No minimum reported |
| EDGAR ↗ | Galleon Special Opportunities Master Fund, SPC, Ltd. group: Galleon | Director | Mar 17, 2009 | D | Indefinite | $260,083,930 | 2 | No minimum reported |
| EDGAR ↗ | GALLEON EXPLORERS OFFSHORE LTD group: Galleon | Director | Mar 17, 2009 | D | Indefinite | $206,199,339 | 24 | No minimum reported |
| EDGAR ↗ | Silver Capital Fund (Offshore) Ltd. group: Galleon | Director | Mar 17, 2009 | D/A | Indefinite | $21,412,778 | 31 | $50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
Market context: not shown for these offerings — fewer than 30 Form D filings in the last 5 years share the offering's industry and exemption, or the exemption claimed is not Rule 506(b)/506(c). No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Robert Arnott. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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