PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:47 AM ET

Sponsor Check › Person

RH
No photo found yet (own website and image search run after this page is viewed)

Robert Howard

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 28, 2011 → Mar 11, 2014

3deals (issuers)
$370.9Mreported sold
161investors
8Form D filings
2011–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Howard is listed as an executive officer and director on 8 SEC Form D filings by 3 issuers between Jan 2011 and Mar 2014: KKR Equity Strategies Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014; $199.9M reported sold to 34 investors), KKR Equity Strategies L.P. (San Francisco, CA — pooled investment fund — 2011–2014; $164.9M reported sold to 116 investors) and Grand Junction, Inc. (San Francisco, CA — industry reported as "Other" — 2011–2013; $6.05M reported sold to 11 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $370.9M sold in total.

Listed alongside Daniel Rubin (5 shared filings), David Pidwell (5 shared filings), Mike Ward (5 shared filings), Neal Dempsey (4 shared filings), Michael R. McFerran (3 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

2 of the issuers belong to the sponsor group Kkr (486 issuers, $626.84B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Kkr has 486 companies on file and $626.84B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 14 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Robert Howard and found 13 differences: Form D filed 18 days after the first sale; Form D filed 16 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Howard has not run yet — it is joining a line of 41,025 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Robert Howard and Robert E. Verrando Litigation release
SEC · Dec 22, 1997 · Parties as named in the release: Robert Howard and Robert E. Verrando Read the release ↗
same full name in the release title; 10 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Howard..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Robert F Howard closed
United States Bankruptcy Court, E.D. California · No. 23-11798 · Filed Aug 16, 2023 · Closed Nov 27, 2023
Role of Robert F Howard: Debtor · Outcome: Case closed 2023-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert H. Howard and Rachel P. Howard closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-15829 · Filed Mar 31, 2013 · Closed Jul 15, 2013
Role of Robert H. Howard and Rachel P. Howard: Debtor · Outcome: Case closed 2013-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert G. Howard, Jr and Annette L. Howard closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-35931 · Filed Nov 20, 2012 · Closed Jul 9, 2013
Role of Robert G. Howard, Jr: Debtor · Outcome: Case closed 2013-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert F. Howard and Juanita R. Howard closed
United States Bankruptcy Court, S.D. California · No. 10-10651 · Filed Jun 18, 2010 · Closed Sep 27, 2010
Role of Robert F. Howard and Juanita R. Howard: Debtor · Outcome: Case closed 2010-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert C Howard and Barbara L Howard closed
United States Bankruptcy Court, N.D. California · No. 09-11283 · Filed May 6, 2009 · Closed Aug 17, 2009
Role of Robert C Howard and Barbara L Howard: Debtor · Outcome: Case closed 2009-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert Howard closed
United States Bankruptcy Court, E.D. California · No. 06-22115 · Filed Jun 19, 2006 · Closed Oct 2, 2006
Role of Robert Howard: Debtor · Outcome: Case closed 2006-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert C. Howard and Dorothy R. Howard closed
United States Bankruptcy Court, E.D. California · No. 05-21371 · Filed Feb 9, 2005 · Closed Jul 1, 2005
Role of Robert C. Howard and Dorothy R. Howard: Debtor · Outcome: Case closed 2005-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert C. Howard and Sheri L. Howard closed
United States Bankruptcy Court, E.D. California · No. 04-23305 · Filed Apr 1, 2004 · Closed Jul 23, 2004
Role of Robert C. Howard and Sheri L. Howard: Debtor · Outcome: Case closed 2004-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert C. Howard closed
United States Bankruptcy Court, E.D. California · No. 04-20013 · Filed Jan 5, 2004 · Closed Dec 2, 2004
Role of Robert C. Howard: Debtor · Outcome: Case closed 2004-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert C. Howard and Dorothy R. Howard closed
United States Bankruptcy Court, E.D. California · No. 04-20007 · Filed Jan 5, 2004 · Closed Jun 6, 2005
Role of Robert C. Howard and Dorothy R. Howard: Debtor · Outcome: Case closed 2005-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert G Howard Ii closed
United States Bankruptcy Court, C.D. California · No. 6:03-bk-22380 · Filed Aug 19, 2003 · Closed Dec 18, 2003
Role of Robert G Howard Ii: Debtor · Outcome: Case closed 2003-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert C. Howard and Dorothy R. Howard closed
United States Bankruptcy Court, E.D. California · No. 03-22162 · Filed Feb 27, 2003 · Closed Sep 28, 2004
Role of Robert C. Howard and Dorothy R. Howard: Debtor · Outcome: Case closed 2004-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert J Howard and Betty L Howard closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-18348 · Filed Mar 21, 2002 · Closed Jul 19, 2002
Role of Robert J Howard and Betty L Howard: Debtor · Outcome: Case closed 2002-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
Robert W Howard closed
United States Bankruptcy Court, C.D. California · No. 1:00-bk-19545 · Filed Oct 23, 2000 · Closed Feb 13, 2001
Role of Robert W Howard: Debtor · Outcome: Case closed 2001-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 783 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Robert Howard (compared 8 filings on Oct 24, 2026)

Note · Nov 8, 2013 – Nov 26, 2013

Form D filed 18 days after the first sale — Grand Junction, Inc.

The filing says the first sale was Nov 8, 2013. The Form D was filed Nov 26, 2013 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 26, 2013 ↗Grand Junction, Inc. — PartnerFacts page ↗
Sources
Note · Nov 26, 2012 – Dec 12, 2012

Form D filed 16 days after the first sale — Grand Junction, Inc.

The filing says the first sale was Nov 26, 2012. The Form D was filed Dec 12, 2012 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 12, 2012 ↗Grand Junction, Inc. — PartnerFacts page ↗
Sources
Note · Mar 1, 2011 – Apr 11, 2011

Form D filed 41 days after the first sale — Grand Junction, Inc.

The filing says the first sale was Mar 1, 2011. The Form D was filed Apr 11, 2011 — 41 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 26 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 11, 2011 ↗Grand Junction, Inc. — PartnerFacts page ↗
Sources
Note · Jan 14, 2011 – Mar 11, 2014

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — KKR Equity Strategies Ltd (latest filing Mar 11, 2014) · No amendment in the last 12 months on an offering that may still be open — KKR Equity Strategies L.P. (latest filing Mar 11, 2014) · No amendment in the last 12 months on an offering that may still be open — Grand Junction, Inc. (latest filing Dec 12, 2012) · No amendment in the last 12 months on an offering that may still be open — Grand Junction, Inc. (latest filing Jan 30, 2012) · No amendment in the last 12 months on an offering that may still be open — Grand Junction, Inc. (latest filing Apr 11, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 11, 2014 ↗KKR Equity Strategies Ltd — PartnerFacts page ↗Form D/A · Mar 11, 2014 ↗KKR Equity Strategies L.P. — PartnerFacts page ↗
Sources
Note · Jan 28, 2011 – Jan 30, 2012

Offering amount changed between filings — Grand Junction, Inc.

The Jan 28, 2011 filing says $5,500,000 offered; the Jan 30, 2012 Form D/A says $6,600,100.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 28, 2011 ↗Form D/A (later) · Jan 30, 2012 ↗Grand Junction, Inc. — PartnerFacts page ↗
Sources
Note · Aug 11, 2011 – Mar 11, 2014

Minimum investment changed between filings — KKR Equity Strategies Ltd

The Aug 11, 2011 filing lists a minimum of $100,000; the Mar 11, 2014 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 11, 2011 ↗Form D/A (later) · Mar 11, 2014 ↗KKR Equity Strategies Ltd — PartnerFacts page ↗
Sources
Note · Aug 11, 2011 – Mar 11, 2014

Minimum investment changed between filings — KKR Equity Strategies L.P.

The Aug 11, 2011 filing lists a minimum of $0; the Mar 11, 2014 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 11, 2011 ↗Form D/A (later) · Mar 11, 2014 ↗KKR Equity Strategies L.P. — PartnerFacts page ↗
Sources
Note · Jul 27, 2011 – Dec 11, 2024

Same name, different state: "Robert Emmett Howard IV" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Emmett Howard IV" with address state TX, is listed on 29 filings — most recently by Resource Royalty 23, LLC (Dec 11, 2024). Both records have filings in the same period (Jul 27, 2011 to Mar 11, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Emmett Howard IV (TX) — PartnerFacts page ↗Form D · Dec 11, 2024 ↗Resource Royalty 23, LLC — PartnerFacts page ↗Robert Howard (CA) — this page ↗
Sources
Note · Jan 28, 2014

Same name, different state: "Robert Howard" (MI) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Howard" with address state MI, is listed on 1 filing — most recently by Safety Products Group LLC (Jan 28, 2014). Both records have filings in the same period (Jan 28, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Howard (MI) — PartnerFacts page ↗Form D · Jan 28, 2014 ↗Safety Products Group LLC — PartnerFacts page ↗Robert Howard (CA) — this page ↗
Sources
Note · Aug 26, 2013

Same name, different state: "ROBERT M. HOWARD" (VA) is a separate record

This page covers filings where the address state is CA. A separate record, "ROBERT M. HOWARD" with address state VA, is listed on 1 filing — most recently by CAVALIER ASSOCIATES, LLC (Aug 26, 2013). Both records have filings in the same period (Aug 26, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT M. HOWARD (VA) — PartnerFacts page ↗Form D · Aug 26, 2013 ↗CAVALIER ASSOCIATES, LLC — PartnerFacts page ↗Robert Howard (CA) — this page ↗
Sources
Note · Jul 12, 2013

Same name, different state: "Robert Howard" (IL) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Howard" with address state IL, is listed on 1 filing — most recently by ELMWOOD BANCSHARES INC (Jul 12, 2013). Both records have filings in the same period (Jul 12, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Howard (IL) — PartnerFacts page ↗Form D · Jul 12, 2013 ↗ELMWOOD BANCSHARES INC — PartnerFacts page ↗Robert Howard (CA) — this page ↗
Sources
Note · Apr 23, 2012

Same name, different state: "Robert Howard" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Robert Howard" with address state FL, is listed on 1 filing — most recently by CrossFiber Inc. (Apr 23, 2012). Both records have filings in the same period (Apr 23, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Howard (FL) — PartnerFacts page ↗Form D · Apr 23, 2012 ↗CrossFiber Inc. — PartnerFacts page ↗Robert Howard (CA) — this page ↗
Sources
Note · Aug 11, 2011 – Mar 11, 2014

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to San Francisco, CA — KKR Equity Strategies Ltd

The people listed on the Aug 11, 2011 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Mar 11, 2014 filing they give San Francisco, CA. The address now on file (Maples Corporate Services Limited, Ugland House, P.O. Box 309, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 140 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Aug 11, 2011 ↗Form D/A · Mar 11, 2014 ↗KKR Equity Strategies Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 11, 2014 D/A
KKR Equity Strategies L.P.
File 021-164287
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 11, 2014 D/A
KKR Equity Strategies Ltd
File 021-164288
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Nov 26, 2013 D
Grand Junction, Inc.
File 021-206990
$0$0$0
Working capital and general corporate purposes.
None listed on this filingEDGAR ↗
Dec 12, 2012 D
Grand Junction, Inc.
File 021-188200
$0$0$0
Working capital and general corporate purposes.
None listed on this filingEDGAR ↗
Jan 30, 2012 D/A
Grand Junction, Inc.
File 021-154591
$0$0$0
Working capital.
None listed on this filingEDGAR ↗
Apr 11, 2011 D
Grand Junction, Inc.
File 021-158171
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Robert Howard on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KE
Pooled Investment Fund · group: Kkr

KKR Equity Strategies Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2014
  • Mar 11, 2014 · D/A · $199,935,000 sold of Indefinite · 34 investors · min. $1 · role: Director EDGAR ↗

Raised $199.9M from 34 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Pooled Investment Fund · group: Kkr

KKR Equity Strategies L.P.

San Francisco, CA · Aug 11, 2011 → Mar 11, 2014 · 2 filings
  • Mar 11, 2014 · D/A · $164,910,000 sold of Indefinite · 116 investors · min. $1 · role: Director EDGAR ↗
  • Aug 11, 2011 · D · $61,785,000 sold of Indefinite · 100 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $164.9M from 116 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GJ
Other

Grand Junction, Inc.

San Francisco, CA · Jan 28, 2011 → Nov 26, 2013 · 5 filings
  • Nov 26, 2013 · D · $1,000,000 sold of $1,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 12, 2012 · D · $2,975,555 sold of $3,100,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 30, 2012 · D/A · $6,050,640 sold of $6,600,100 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 11, 2011 · D · $0 sold of $1,043,706 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 28, 2011 · D · $4,250,063 sold of $5,500,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.05M from 11 investors (100% of the $1M target) as of the latest filing. Robert is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Emmett Howard IV — TX, 24 issuers, Jul 27, 2011 → Dec 11, 2024 · no shared issuer
  • Robert Howard — TX, 3 issuers, Oct 28, 2010 → Oct 29, 2014 · no shared issuer
  • Robert Howard — FL, 1 issuer, Apr 23, 2012 → Apr 23, 2012 · no shared issuer
  • ROBERT M. HOWARD — VA, 1 issuer, Aug 26, 2013 → Aug 26, 2013 · no shared issuer
  • Robert Howard — IL, 1 issuer, Jul 12, 2013 → Jul 12, 2013 · no shared issuer
  • Robert Howard — MI, 1 issuer, Jan 28, 2014 → Jan 28, 2014 · no shared issuer
  • Robert Charles Howard — CT, 1 issuer, May 5, 2016 → Apr 18, 2017 · no shared issuer
  • Robert Howard — ME, 1 issuer, Oct 18, 2018 → Oct 18, 2018 · no shared issuer
  • Robert M. Howard — TX, 1 issuer, Jul 9, 2009 → Jul 9, 2009 · no shared issuer

People around Robert 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Rubin

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Daniel Rubin is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Pidwell

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Howard. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Ward

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Howard. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Dempsey

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Neal Dempsey is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael R. McFerran

Director · 3 shared filings (2 issuers) · also on 36 other issuers

Michael R. McFerran is on 38 issuers in total — a repeat sponsor. Their page lists every one.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nicole J. Macarchuk

Director · 3 shared filings (2 issuers) · also on 70 other issuers

Nicole J. Macarchuk is on 72 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Roberti

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Howard. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Bertz

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Howard. Their page shows their other deals.

GB
No photo found (searched own website, image search on Oct 24, 2026)
Person

George Bashforth

Director · 1 shared filing (1 issuer) · also on 127 other issuers

George Bashforth is on 128 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William C. Sonneborn

Director · 1 shared filing (1 issuer) · also on 13 other issuers

William C. Sonneborn is on 14 issuers in total — a repeat sponsor. Their page lists every one.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Eran Pilovsky

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Howard. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Dempsey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Howard. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Builione

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Howard. Their page shows their other deals.

The team behind the deals

K
Sponsor group

Kkr

486 issuers · 904 filings · $626.84B reported sold · 2010–2026

One team, 486 deal companies. Robert Howard is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Howard.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Howard by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Howard is listed on: none on file. No website or social profile named in KKR Equity Strategies Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,773 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert Howard appears on a new Form D, or when a court case or SEC action is matched to them. See plans →