Robert Horn is listed as a director on 3 SEC Form D filings by 3 issuers between Nov 2015 and Dec 2020: Delaware Basin Investment Group, LLC (Midland, TX — oil and gas — 2020; $240M reported sold to 4 investors), Legacy Reserves Inc. (Midland, TX — oil and gas — 2019; $66.5M reported sold to 77 investors) and Sunnova Holdings, LLC (Houston, TX — other energy — 2015; $52.2M reported sold to 20 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $358.7M sold in total.
The issuers belong to 2 sponsor groups: Delaware Basin (2 issuers, $267.3M reported sold, 2009–2020) and Sunnova Energy (3 issuers, $413.2M reported sold, 2014–2020).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Robert Horn and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Robert Horn" (NY) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.