Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:16 AM ET

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Robert Hart

Named as an officer, director or promoter on SEC Form D filings · FL · Mar 6, 2012 → Apr 12, 2024

26deals (issuers)

$6.18Breported sold

807investors

148Form D filings

2012–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Hart is listed as an executive officer on 148 SEC Form D filings by 26 issuers between Mar 2012 and Apr 2024. Largest by amount reported sold: III RELATIVE VALUE CREDIT STRATEGIES FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2020; $930.3M reported sold to 76 investors), III FUND LP (Boca Raton, FL — pooled investment fund — 2012–2019; $747.9M reported sold to 96 investors), III Credit Opportunities Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2024; $740.5M reported sold to 76 investors), III CREDIT BIAS FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012; $706.4M reported sold to 47 investors), III SELECT CREDIT FUND LTD (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2021; $617.5M reported sold to 42 investors) and 21 more (all listed below).

What this means That is a lot of deals — 26 separate companies raised money with this person listed as executive officer, over about 12 years. Across those companies the filings report $6.18B sold in total.

Listed alongside Scott L. Wyler (148 shared filings), Robert A. Printz (146 shared filings), Francis D. Feeney (145 shared filings), Garth Friesen (136 shared filings), Clifford G. Viner (135 shared filings) and 59 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 26 issuers belong to the sponsor group James River (58 issuers, $8.81B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. James River has 58 companies on file and $8.81B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 25 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 148 public filings for Robert Hart and found 11 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Robert Hart is no longer listed on the Apr 14, 2025 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Hart has not run yet — it is joining a line of 11,386 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Hart..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

25 cases: 25 closed (disposition not in docket feed)

Robert Hart and Veronica H Hart closed

United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-00211 · Filed Jan 9, 2015 · Closed Apr 21, 2015

Role of Robert Hart and Veronica H Hart: Debtor · Outcome: Case closed 2015-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert E Hart closed

United States Bankruptcy Court, M.D. Florida · No. 3:14-bk-06259 · Filed Dec 31, 2014 · Closed Apr 25, 2016

Role of Robert E Hart: Debtor · Outcome: Case closed 2016-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert S Hart closed

United States Bankruptcy Court, S.D. Florida. · No. 09-27859 · Filed Aug 26, 2009 · Closed Dec 9, 2009

Role of Robert S Hart: Debtor · Outcome: Case closed 2009-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert J. Hart closed

United States Bankruptcy Court, E.D. Virginia · No. 09-14267 · Filed May 28, 2009 · Closed Sep 14, 2009

Role of Robert J. Hart: Debtor · Outcome: Case closed 2009-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert R. Hart closed

United States Bankruptcy Court, E.D. Virginia · No. 07-32703 · Filed Jul 26, 2007 · Closed Nov 12, 2010

Role of Robert R. Hart: Debtor · Outcome: Case closed 2010-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert B Hart closed

United States Bankruptcy Court, W.D. Virginia · No. 05-60644 · Filed Feb 22, 2005 · Closed Jun 15, 2005

Role of Robert B Hart: Debtor · Outcome: Case closed 2005-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert W. Hart and Gloria J. Hart closed

United States Bankruptcy Court, S.D. Florida. · No. 04-20249 · Filed Jan 15, 2004 · Closed Apr 28, 2004

Role of Robert W. Hart and Gloria J. Hart: Debtor · Outcome: Case closed 2004-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert S. Hart and Jennifer Hart closed

United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-10959 · Filed May 28, 2003 · Closed Aug 29, 2003

Role of Robert S. Hart and Jennifer Hart: Debtor · Outcome: Case closed 2003-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert W Hart and Nellie M Hart closed

United States Bankruptcy Court, W.D. Virginia · No. 03-00675 · Filed Apr 16, 2003 · Closed Jul 30, 2003

Role of Robert W Hart and Nellie M Hart: Debtor · Outcome: Case closed 2003-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert A. Hart closed

United States Bankruptcy Court, M.D. Florida · No. 6:02-bk-02435 · Filed Mar 12, 2002 · Closed Aug 2, 2002

Role of Robert A. Hart: Debtor · Outcome: Case closed 2002-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert E. Hart and Margaret E. Hart closed

United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-03554 · Filed Mar 6, 2001 · Closed Jul 2, 2001

Role of Robert E. Hart and Margaret E. Hart: Debtor · Outcome: Case closed 2001-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert J. Hart and Karen Hart closed

United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-02460 · Filed Feb 16, 2001 · Closed Jun 13, 2001

Role of Robert J. Hart and Karen Hart: Debtor · Outcome: Case closed 2001-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert C. Hart and Frances H. Hart closed

United States Bankruptcy Court, E.D. Virginia · No. 00-24892 · Filed Nov 21, 2000 · Closed May 3, 2001

Role of Robert C. Hart and Frances H. Hart: Debtor · Outcome: Case closed 2001-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert A. Hart closed

United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-13419 · Filed Aug 3, 1998 · Closed Jan 27, 1999

Role of Robert A. Hart: Debtor · Outcome: Case closed 1999-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert E. Hart closed

United States Bankruptcy Court, E.D. Virginia · No. 98-12985 · Filed Apr 15, 1998 · Closed Aug 4, 1998

Role of Robert E. Hart: Debtor · Outcome: Case closed 1998-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert M. Hart closed

United States Bankruptcy Court, E.D. Virginia · No. 97-25238 · Filed Jul 16, 1997 · Closed Oct 28, 1997

Role of Robert M. Hart: Debtor · Outcome: Case closed 1997-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert L. Jr. Hart closed

United States Bankruptcy Court, M.D. Florida · No. 6:97-bk-03655 · Filed May 5, 1997 · Closed Sep 23, 1997

Role of Robert L. Jr. Hart: Debtor · Outcome: Case closed 1997-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert E. Hart closed

United States Bankruptcy Court, M.D. Florida · No. 6:97-bk-01632 · Filed Feb 26, 1997 · Closed Jul 8, 1997

Role of Robert E. Hart: Debtor · Outcome: Case closed 1997-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert W. Hart and Gloria J. Hart closed

United States Bankruptcy Court, S.D. Florida. · No. 94-24939 · Filed Dec 21, 1994 · Closed Apr 28, 1995

Role of Robert W. Hart and Gloria J. Hart: Debtor · Outcome: Case closed 1995-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert M. Hart closed

United States Bankruptcy Court, E.D. Virginia · No. 93-34211 · Filed Oct 15, 1993 · Closed Feb 2, 1994

Role of Robert M. Hart: Debtor · Outcome: Case closed 1994-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert M. Hart and Virginia W. Hart closed

United States Bankruptcy Court, E.D. Virginia · No. 93-30680 · Filed Feb 17, 1993 · Closed Oct 29, 1996

Role of Robert M. Hart and Virginia W. Hart: Debtor · Outcome: Case closed 1996-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (VA)

Robert L. Hart and Barbara Ann Hart closed

United States Bankruptcy Court, M.D. Florida · No. 8:93-bk-01432 · Filed Feb 10, 1993 · Closed Jun 3, 1993

Role of Robert L. Hart and Barbara Ann Hart: Debtor · Outcome: Case closed 1993-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert A. Hart and Roslyn A. Hart closed

United States Bankruptcy Court, M.D. Florida · No. 3:92-bk-03752 · Filed Jul 1, 1992 · Closed Dec 17, 1992

Role of Robert A. Hart and Roslyn A. Hart: Debtor · Outcome: Case closed 1992-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert G. Hart and Theresa G. Hart closed

United States Bankruptcy Court, S.D. Florida. · No. 90-23150 · Filed May 11, 1990 · Closed Nov 14, 1991

Role of Robert G. Hart and Theresa G. Hart: Debtor · Outcome: Case closed 1991-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

Robert J. Hart closed

United States Bankruptcy Court, M.D. Florida · No. 8:89-bk-01597 · Filed Mar 13, 1989 · Closed Jan 12, 1990

Role of Robert J. Hart: Debtor · Outcome: Case closed 1990-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 381 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (FL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Robert Hart — 3 worth asking about (compared the newest 50 of 148 filings on Oct 24, 2026; older filings not covered)

Worth asking · Dec 2, 2021 – Mar 22, 2023

Amount sold went down between filings — III Convex Strategies Fund Ltd.

The Dec 2, 2021 filing says $445,819,394 sold; the Mar 22, 2023 Form D/A says $286,053,226 sold — $159,766,168 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 2, 2021 ↗Form D/A (later) · Mar 22, 2023 ↗III Convex Strategies Fund Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Dec 2, 2021 ↗ (Dec 2, 2021)
Form D/A (later) · Mar 22, 2023 ↗ (Mar 22, 2023)
III Convex Strategies Fund Ltd. — PartnerFacts page ↗ (Mar 22, 2023)

Worth asking · Apr 12, 2024 – Apr 14, 2025

Robert Hart is no longer listed on the Apr 14, 2025 amendment — III Credit Opportunities Fund Ltd.

Robert Hart appears on the Apr 12, 2024 Form D/A (executive officer) but not on the Apr 14, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 12, 2024 ↗Form D/A · Apr 14, 2025 ↗Robert Hart — PartnerFacts page ↗III Credit Opportunities Fund Ltd. — PartnerFacts page ↗

Sources

Form D/A · Apr 12, 2024 ↗ (Apr 12, 2024)
Form D/A · Apr 14, 2025 ↗ (Apr 14, 2025)
Robert Hart — PartnerFacts page ↗
III Credit Opportunities Fund Ltd. — PartnerFacts page ↗ (Apr 14, 2026)

Worth asking · Apr 12, 2024 – Apr 14, 2025

Robert Hart is no longer listed on the Apr 14, 2025 amendment — III Credit Opportunities Fund L.P.

Robert Hart appears on the Apr 12, 2024 Form D/A (executive officer) but not on the Apr 14, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 12, 2024 ↗Form D/A · Apr 14, 2025 ↗Robert Hart — PartnerFacts page ↗III Credit Opportunities Fund L.P. — PartnerFacts page ↗

Sources

Form D/A · Apr 12, 2024 ↗ (Apr 12, 2024)
Form D/A · Apr 14, 2025 ↗ (Apr 14, 2025)
Robert Hart — PartnerFacts page ↗
III Credit Opportunities Fund L.P. — PartnerFacts page ↗ (Apr 14, 2026)

Note · Feb 1, 2019 – Feb 22, 2019

Form D filed 21 days after the first sale — III Government Relative Value Fund Ltd.

The filing says the first sale was Feb 1, 2019. The Form D was filed Feb 22, 2019 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 22, 2019 ↗III Government Relative Value Fund Ltd. — PartnerFacts page ↗

Sources

Form D · Feb 22, 2019 ↗ (Feb 22, 2019)
III Government Relative Value Fund Ltd. — PartnerFacts page ↗ (Feb 21, 2020)

Note · Jan 2, 2019 – Jan 30, 2019

Form D filed 28 days after the first sale — III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

The filing says the first sale was Jan 2, 2019. The Form D was filed Jan 30, 2019 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 30, 2019 ↗III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC — PartnerFacts page ↗

Sources

Form D · Jan 30, 2019 ↗ (Jan 30, 2019)
III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC — PartnerFacts page ↗ (Feb 11, 2022)

Note · Nov 1, 1994 – Mar 22, 2024

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — III SELECT CREDIT FUND LP (latest filing Mar 22, 2024) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Hub Fund Ltd. (latest filing Mar 22, 2023) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Fund Ltd. (latest filing Mar 22, 2023) · No amendment in the last 12 months on an offering that may still be open — III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC (latest filing Feb 11, 2022) · No amendment in the last 12 months on an offering that may still be open — III Convex Strategies Fund L.P. (latest filing Oct 28, 2021) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 22, 2024 ↗III SELECT CREDIT FUND LP — PartnerFacts page ↗Form D/A · Mar 22, 2023 ↗III Convex Strategies Hub Fund Ltd. — PartnerFacts page ↗

Sources

Form D/A · Mar 22, 2024 ↗ (Mar 22, 2024)
III SELECT CREDIT FUND LP — PartnerFacts page ↗ (Mar 22, 2024)
Form D/A · Mar 22, 2023 ↗ (Mar 22, 2023)
III Convex Strategies Hub Fund Ltd. — PartnerFacts page ↗ (Mar 22, 2023)
Form D/A · Mar 22, 2023 ↗ (Mar 22, 2023)
III Convex Strategies Fund Ltd. — PartnerFacts page ↗ (Mar 22, 2023)
Form D/A · Feb 11, 2022 ↗ (Feb 11, 2022)
III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC — PartnerFacts page ↗ (Feb 11, 2022)

Note · Mar 9, 2010 – Jan 23, 2026

Same name, different state: "Robert E. Hart" (CA) is a separate record

This page covers filings where the address state is FL. A separate record, "Robert E. Hart" with address state CA, is listed on 22 filings — most recently by TruAmerica Workforce Housing Fund II-B, L.P. (Jan 23, 2026). Both records have filings in the same period (Mar 6, 2012 to Apr 12, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert E. Hart (CA) — PartnerFacts page ↗Form D/A · Jan 23, 2026 ↗TruAmerica Workforce Housing Fund II-B, L.P. — PartnerFacts page ↗Robert Hart (FL) — this page ↗

Sources

Robert E. Hart (CA) — PartnerFacts page ↗ (Jan 23, 2026)
Form D/A · Jan 23, 2026 ↗ (Jan 23, 2026)
TruAmerica Workforce Housing Fund II-B, L.P. — PartnerFacts page ↗ (Jan 23, 2026)
Robert Hart (FL) — this page ↗ (Apr 12, 2024)

Note · Aug 3, 2018 – Nov 18, 2019

Same name, different state: "Robert Hart" (AZ) is a separate record

This page covers filings where the address state is FL. A separate record, "Robert Hart" with address state AZ, is listed on 4 filings — most recently by Nevoa Life Sciences Holdings, Inc. (Nov 18, 2019). Both records have filings in the same period (Aug 3, 2018 to Nov 18, 2019).

Robert Hart (AZ) — PartnerFacts page ↗Form D/A · Nov 18, 2019 ↗Nevoa Life Sciences Holdings, Inc. — PartnerFacts page ↗Robert Hart (FL) — this page ↗

Sources

Robert Hart (AZ) — PartnerFacts page ↗ (Nov 18, 2019)
Form D/A · Nov 18, 2019 ↗ (Nov 18, 2019)
Nevoa Life Sciences Holdings, Inc. — PartnerFacts page ↗ (Jan 13, 2025)
Robert Hart (FL) — this page ↗ (Apr 12, 2024)

Note · Feb 17, 2012

Same name, different state: "Robert Hart" (IL) is a separate record

This page covers filings where the address state is FL. A separate record, "Robert Hart" with address state IL, is listed on 1 filing — most recently by SignMeUp.com, Inc. (Feb 17, 2012). The two records do not overlap in time: this page runs Mar 6, 2012 to Apr 12, 2024; the other has one filing dated Feb 17, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Hart (IL) — PartnerFacts page ↗Form D · Feb 17, 2012 ↗SignMeUp.com, Inc. — PartnerFacts page ↗Robert Hart (FL) — this page ↗

Sources

Robert Hart (IL) — PartnerFacts page ↗ (Feb 17, 2012)
Form D · Feb 17, 2012 ↗ (Feb 17, 2012)
SignMeUp.com, Inc. — PartnerFacts page ↗ (Feb 17, 2012)
Robert Hart (FL) — this page ↗ (Apr 12, 2024)

Note · Oct 5, 2010

Same name, different state: "Robert C. Hart" (CT) is a separate record

This page covers filings where the address state is FL. A separate record, "Robert C. Hart" with address state CT, is listed on 1 filing — most recently by MEDPRICER.COM INC (Oct 5, 2010). The two records do not overlap in time: this page runs Mar 6, 2012 to Apr 12, 2024; the other has one filing dated Oct 5, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert C. Hart (CT) — PartnerFacts page ↗Form D · Oct 5, 2010 ↗MEDPRICER.COM INC — PartnerFacts page ↗Robert Hart (FL) — this page ↗

Sources

Robert C. Hart (CT) — PartnerFacts page ↗ (Oct 5, 2010)
Form D · Oct 5, 2010 ↗ (Oct 5, 2010)
MEDPRICER.COM INC — PartnerFacts page ↗ (Oct 5, 2010)
Robert Hart (FL) — this page ↗ (Apr 12, 2024)

Note · Jun 15, 2009 – Jul 15, 2010

Same name, different state: "Robert S Hart" (WA) is a separate record

This page covers filings where the address state is FL. A separate record, "Robert S Hart" with address state WA, is listed on 4 filings — most recently by CEQUINT INC (Jul 15, 2010). The two records do not overlap in time: this page runs Mar 6, 2012 to Apr 12, 2024; the other runs Jun 15, 2009 to Jul 15, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert S Hart (WA) — PartnerFacts page ↗Form D · Jul 15, 2010 ↗CEQUINT INC — PartnerFacts page ↗Robert Hart (FL) — this page ↗

Sources

Robert S Hart (WA) — PartnerFacts page ↗ (Jul 15, 2010)
Form D · Jul 15, 2010 ↗ (Jul 15, 2010)
CEQUINT INC — PartnerFacts page ↗ (Jul 15, 2010)
Robert Hart (FL) — this page ↗ (Apr 12, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 148 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

16 of 26 offerings report sales commissions totalling $37,687,546; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 12, 2024 D/A III Credit Opportunities Fund L.P. File 021-144051	$4,435,714 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗	EDGAR ↗
Apr 12, 2024 D/A III Credit Opportunities Fund Ltd. File 021-162037	$1,590,729 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗	EDGAR ↗
Mar 22, 2024 D/A III SELECT CREDIT FUND LP File 021-114350	$908,748 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗	EDGAR ↗
Mar 22, 2023 D/A III Convex Strategies Fund Ltd. File 021-244711	$3,539,260 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗	EDGAR ↗
Mar 22, 2023 D/A III Convex Strategies Hub Fund Ltd. File 021-279357	$0 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Feb 11, 2022 D/A III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC File 021-331789	$715,686	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Oct 28, 2021 D/A III SELECT CREDIT FUND LTD File 021-114343	$8,466,102 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗	EDGAR ↗
Oct 28, 2021 D/A III Convex Strategies Fund L.P. File 021-296730	$96,008	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗	EDGAR ↗
Aug 27, 2021 D/A III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC File 021-293688	$276,701	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Aug 27, 2021 D/A III EP Strategies Fund Ltd. File 021-293698	$0	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Feb 21, 2020 D/A III Government Relative Value Fund Ltd. File 021-333415	$274,569 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Jan 9, 2020 D/A III RELATIVE VALUE CREDIT STRATEGIES FUND L P File 021-83335	$762,569 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗	EDGAR ↗
Jan 9, 2020 D/A III RELATIVE VALUE CREDIT STRATEGIES FUND LTD File 021-124010	$6,573,232 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗	EDGAR ↗
May 10, 2019 D/A III CRE Bridge Loan Fund L.P. File 021-302038	$0 (est.)	$0	$0 (est.) The Manager or an affiliate of the Manager receives management fees.	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Feb 22, 2019 D/A III FUND LP File 021-48374	$2,310,684 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗	EDGAR ↗
Feb 22, 2019 D/A III Fund Ltd. File 021-133422	$7,438,516 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗	EDGAR ↗
Nov 29, 2017 D/A III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC File 021-298591	$0	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Nov 29, 2017 D/A III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC File 021-298604	$0	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Feb 22, 2017 D/A III Global Ltd. File 021-133421	$272,000 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗	EDGAR ↗
Mar 7, 2016 D/A IAM Mini-Fund 999 Ltd File 021-168043	$0	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗	EDGAR ↗
Jul 24, 2012 D/A III CREDIT BIAS FUND LTD File 021-168407	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 6, 2012 D/A BJC Healthcare ERISA Fund Ltd. File 021-171882	$20,654 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗	EDGAR ↗
Mar 6, 2012 D/A BJC Healthcare Fund Ltd File 021-171862	$0	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗	EDGAR ↗
Mar 6, 2012 D/A IAM Mini-Fund 30 Ltd File 021-158692	$0	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Mar 6, 2012 D/A III CREDIT BIAS FUND LP File 021-171771	$6,374 (est.)	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗	EDGAR ↗
Mar 6, 2012 D/A III Futures Neural Network L.P. File 021-136857	$0	$0	$0	AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 26

Every issuer that named Robert Hart on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: James River

III Credit Opportunities Fund L.P.

Boca Raton, FL · Mar 6, 2012 → Apr 12, 2024 · 14 filings

Apr 12, 2024 · D/A · $402,567,174 sold of Indefinite · 168 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Apr 12, 2023 · D/A · $394,140,182 sold of Indefinite · 161 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 16, 2022 · D/A · $387,945,182 sold of Indefinite · 156 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 5, 2021 · D/A · $377,377,039 sold of Indefinite · 140 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2020 · D/A · $366,410,028 sold of Indefinite · 130 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2019 · D/A · $295,638,225 sold of Indefinite · 121 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2018 · D/A · $240,013,225 sold of Indefinite · 93 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2017 · D/A · $212,106,118 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 29, 2016 · D/A · $156,506,118 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 27, 2015 · D/A · $120,806,118 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 3, 2014 · D/A · $100,715,202 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 3, 2013 · D/A · $92,779,480 sold of Indefinite · 45 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $81,353,707 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $37,247,340 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $428M from 173 investors as of the latest filing. Robert is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: James River

III Credit Opportunities Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012 → Apr 12, 2024 · 14 filings

Apr 12, 2024 · D/A · $698,742,594 sold of Indefinite · 74 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Apr 12, 2023 · D/A · $636,368,621 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 16, 2022 · D/A · $628,500,415 sold of Indefinite · 57 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 5, 2021 · D/A · $615,250,415 sold of Indefinite · 56 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2020 · D/A · $596,550,035 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2019 · D/A · $454,940,820 sold of Indefinite · 48 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2018 · D/A · $424,517,624 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2017 · D/A · $407,250,408 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 29, 2016 · D/A · $321,308,985 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 27, 2015 · D/A · $320,467,026 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Nov 25, 2014 · D/A · $320,411,959 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Nov 25, 2013 · D/A · $262,412,497 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $242,249,634 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $740.5M from 76 investors as of the latest filing. Robert is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III SELECT CREDIT FUND LP

Boca Raton, FL · Mar 6, 2012 → Mar 22, 2024 · 14 filings

Mar 22, 2024 · D/A · $91,512,420 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 22, 2023 · D/A · $91,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 28, 2021 · D/A · $91,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2020 · D/A · $83,437,142 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2019 · D/A · $83,437,141 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2018 · D/A · $83,237,142 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2017 · D/A · $83,237,142 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 29, 2016 · D/A · $80,237,142 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 27, 2015 · D/A · $80,237,142 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 12, 2014 · D/A · $80,237,142 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 12, 2013 · D/A · $79,737,141 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
May 1, 2013 · D/A · $70,987,141 sold of Indefinite · 48 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $67,987,141 sold of Indefinite · 47 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $58,780,774 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $91.5M from 53 investors as of the latest filing. Robert is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Convex Strategies Hub Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2017 → Mar 22, 2023 · 7 filings

Mar 22, 2023 · D/A · $2,300,003 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 11, 2022 · D/A · $2,300,003 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 27, 2021 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 24, 2020 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 25, 2019 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 26, 2018 · D/A · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 26, 2017 · D · $2,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $2.3M from 6 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Convex Strategies Fund Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jul 29, 2015 → Mar 22, 2023 · 9 filings

Mar 22, 2023 · D/A · $286,053,226 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 2, 2021 · D/A · $445,819,394 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Nov 25, 2020 · D/A · $445,819,394 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Nov 27, 2019 · D/A · $315,701,893 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Nov 27, 2018 · D/A · $223,611,626 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Nov 22, 2017 · D/A · $216,761,626 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Nov 22, 2016 · D/A · $102,661,626 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jul 29, 2016 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jul 29, 2015 · D · $100,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $445.8M from 11 investors as of the latest filing. Robert is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 30, 2019 → Feb 11, 2022 · 4 filings

Feb 11, 2022 · D/A · $146,453,301 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Jan 29, 2021 · D/A · $138,903,301 sold of Indefinite · 23 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Jan 30, 2020 · D/A · $122,753,301 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Jan 30, 2019 · D · $57,938,301 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $146.5M from 24 investors as of the latest filing. Robert is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III SELECT CREDIT FUND LTD

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012 → Oct 28, 2021 · 11 filings

Oct 28, 2021 · D/A · $617,466,691 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2020 · D/A · $612,166,909 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2019 · D/A · $611,573,567 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2018 · D/A · $606,149,159 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 28, 2017 · D/A · $605,999,187 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 29, 2016 · D/A · $576,111,194 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 27, 2015 · D/A · $575,834,903 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 12, 2014 · D/A · $575,213,590 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 13, 2013 · D/A · $568,618,812 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $539,453,514 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $476,116,995 sold of Indefinite · 34 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $617.5M from 42 investors as of the latest filing. Robert is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Convex Strategies Fund L.P.

Boca Raton, FL · Oct 16, 2017 → Oct 28, 2021 · 5 filings

Oct 28, 2021 · D/A · $20,790,305 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 26, 2020 · D/A · $20,790,305 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 16, 2019 · D/A · $8,704,530 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 16, 2018 · D/A · $8,704,530 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Oct 16, 2017 · D · $7,240,787 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $20.8M from 9 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2017 → Aug 27, 2021 · 5 filings

Aug 27, 2021 · D/A · $48,175,290 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 28, 2020 · D/A · $46,739,580 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 29, 2019 · D/A · $45,239,580 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 29, 2018 · D/A · $42,790,700 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 29, 2017 · D · $33,390,700 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $48.2M from 8 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III EP Strategies Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 29, 2017 → Aug 27, 2021 · 5 filings

Aug 27, 2021 · D/A · $46,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 28, 2020 · D/A · $33,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 29, 2019 · D/A · $28,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 29, 2018 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Aug 29, 2017 · D · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $46M from 1 investor as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Government Relative Value Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2019 → Feb 21, 2020 · 2 filings

Feb 21, 2020 · D/A · $96,056,425 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Feb 22, 2019 · D · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $96.1M from 8 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012 → Jan 9, 2020 · 9 filings

Jan 9, 2020 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 9, 2019 · D/A · $930,335,770 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 9, 2018 · D/A · $930,188,332 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 9, 2017 · D/A · $930,006,371 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 8, 2016 · D/A · $929,964,375 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 8, 2015 · D/A · $929,776,658 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 9, 2014 · D/A · $929,549,454 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $914,219,800 sold of Indefinite · 75 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $902,344,529 sold of Indefinite · 73 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $930.3M from 76 investors as of the latest filing. Robert is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III RELATIVE VALUE CREDIT STRATEGIES FUND L P

Boca Raton, FL · Mar 6, 2012 → Jan 9, 2020 · 9 filings

Jan 9, 2020 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 9, 2019 · D/A · $214,036,681 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 9, 2018 · D/A · $213,432,112 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 9, 2017 · D/A · $213,432,112 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 8, 2016 · D/A · $209,432,112 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 8, 2015 · D/A · $208,632,111 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jan 8, 2014 · D/A · $208,632,111 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $203,632,111 sold of Indefinite · 62 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $200,010,111 sold of Indefinite · 60 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $214M from 63 investors as of the latest filing. Robert is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III CRE Bridge Loan Fund L.P.

Boca Raton, FL · Dec 29, 2017 → May 10, 2019 · 2 filings

May 10, 2019 · D/A · $70,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗
Dec 29, 2017 · D · $0 sold of Indefinite · 0 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $70M from 2 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III FUND LP

Boca Raton, FL · Mar 6, 2012 → Feb 22, 2019 · 8 filings

Feb 22, 2019 · D/A · $553,916,642 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 22, 2018 · D/A · $553,916,642 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 22, 2017 · D/A · $553,316,642 sold of Indefinite · 95 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 22, 2016 · D/A · $538,316,642 sold of Indefinite · 95 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 20, 2015 · D/A · $529,559,770 sold of Indefinite · 91 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 20, 2014 · D/A · $506,224,090 sold of Indefinite · 90 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $505,669,090 sold of Indefinite · 89 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $497,412,777 sold of Indefinite · 87 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $747.9M from 96 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012 → Feb 22, 2019 · 8 filings

Feb 22, 2019 · D/A · $350,672,347 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 22, 2018 · D/A · $347,340,926 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 22, 2017 · D/A · $334,468,340 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 22, 2016 · D/A · $213,921,628 sold of Indefinite · 29 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 20, 2015 · D/A · $196,850,379 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 20, 2014 · D/A · $169,834,136 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $165,875,321 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $136,383,349 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $350.7M from 43 investors as of the latest filing. Robert is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2017 → Nov 29, 2017 · 2 filings

Nov 29, 2017 · D/A · $71,571,245 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Nov 13, 2017 · D · $71,571,245 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $71.6M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2017 → Nov 29, 2017 · 2 filings

Nov 29, 2017 · D/A · $37,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Nov 13, 2017 · D · $37,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $37.5M from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III Global Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012 → Feb 22, 2017 · 6 filings

Feb 22, 2017 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 22, 2016 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 20, 2015 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 20, 2014 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2013 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $81,640,201 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $81.6M from 10 investors as of the latest filing. Robert is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

IAM Mini-Fund 999 Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012 → Mar 7, 2016 · 5 filings

Mar 7, 2016 · D/A · $101,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2015 · D/A · $98,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2014 · D/A · $92,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jul 24, 2012 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $101M from 2 investors as of the latest filing. Robert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: James River

III CREDIT BIAS FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012 → Jul 24, 2012 · 2 filings

Jul 24, 2012 · D/A · $62,000,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 6, 2012 · D/A · $62,000,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $706.4M from 47 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: James River

III Futures Neural Network L.P.

Manakin-Sabot, VA · Mar 6, 2012

Mar 6, 2012 · D/A · $6,183,457 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $6.18M from 9 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: James River

III CREDIT BIAS FUND LP

Manakin-Sabot, VA · Mar 6, 2012

Mar 6, 2012 · D/A · $95,109,165 sold of Indefinite · 43 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $95.1M from 43 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: James River

IAM Mini-Fund 30 Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012

Mar 6, 2012 · D/A · $50,000,000 sold of $500,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $50M from 2 investors (10% of the $500M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: James River

BJC Healthcare Fund Ltd

George Town, Cayman Islands (as filed: E9) · Mar 6, 2012

Mar 6, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: James River

BJC Healthcare ERISA Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 6, 2012

Mar 6, 2012 · D/A · $30,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $30M from 1 investor as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Robert E. Hart — CA, 15 issuers, Mar 9, 2010 → Jan 23, 2026 · no shared issuer
Robert S Hart — WA, 2 issuers, Jun 15, 2009 → Jul 15, 2010 · no shared issuer
Robert C. Hart — CT, 1 issuer, Oct 5, 2010 → Oct 5, 2010 · no shared issuer
Robert Hart — IL, 1 issuer, Feb 17, 2012 → Feb 17, 2012 · no shared issuer
Robert Hart — AZ, 1 issuer, Aug 3, 2018 → Nov 18, 2019 · no shared issuer
Robert Hart — PA, 1 issuer, Dec 27, 2018 → Dec 27, 2018 · no shared issuer
Robert Hart — TX, 1 issuer, Mar 23, 2022 → Mar 23, 2022 · no shared issuer
Robert Hart — LA, 1 issuer, Jun 25, 2026 → Jun 25, 2026 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

III Capital Management

Director, Promoter, Executive Officer · 104 shared filings (19 issuers) · also on 2 other issuers

III Capital Management is on 21 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

III Offshore Advisors

Promoter, Executive Officer · 24 shared filings (9 issuers) · also on 6 other issuers

III Offshore Advisors is on 15 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

James River Capital Corp.

Promoter, Executive Officer · 20 shared filings (15 issuers) · also on 14 other issuers

James River Capital Corp. is on 29 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

III Associates

Promoter, Executive Officer · 13 shared filings (4 issuers) · also on 4 other issuers

III Associates is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

M. III Offshore Advisors

Promoter · 7 shared filings (4 issuers)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

M. III Associates

Promoter · 4 shared filings (4 issuers)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

H. III Offshore Advisors

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

P. III Capital Management

Promoter, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

III CRE Bridge Loan GP 1 LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

James Rivier Capital Corp.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

B Investcorp Investment Advisors Limited

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

B. Investcorp Investment Advisers Limited

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Hart. Their page shows their other deals.

Management entity

M. Investcorp Investment Advisors Limited

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Hart. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott L. Wyler

Executive Officer · 148 shared filings (26 issuers) · also on 5 other issuers

Scott L. Wyler is on 31 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert A. Printz

Executive Officer · 146 shared filings (26 issuers) · also on 4 other issuers

Robert A. Printz is on 30 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Francis D. Feeney

Executive Officer · 145 shared filings (26 issuers) · also on 2 other issuers

Francis D. Feeney is on 28 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Garth Friesen

Executive Officer · 136 shared filings (26 issuers) · also on 2 other issuers

Garth Friesen is on 28 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Clifford G. Viner

Executive Officer · 135 shared filings (26 issuers) · also on 2 other issuers

Clifford G. Viner is on 28 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Olofsson

Executive Officer · 130 shared filings (20 issuers) · also on 2 other issuers

Thomas Olofsson is on 22 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Lester N. Coyle

Executive Officer · 121 shared filings (19 issuers) · also on 3 other issuers

Lester N. Coyle is on 22 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

William P. McCauley

Executive Officer · 118 shared filings (20 issuers) · also on 20 other issuers

William P. McCauley is on 40 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Deep Kumar

Executive Officer · 111 shared filings (23 issuers) · also on 5 other issuers

Deep Kumar is on 28 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Laura P. McGrath

Director, Executive Officer · 102 shared filings (24 issuers) · also on 24 other issuers

Laura P. McGrath is on 48 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Reger

Executive Officer · 99 shared filings (24 issuers)

Michael Reger is on 24 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Warren B. Mosler

Executive Officer · 96 shared filings (24 issuers) · also on 2 other issuers

Warren B. Mosler is on 26 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Bree

Director · 79 shared filings (16 issuers) · also on 394 other issuers

David Bree is on 410 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Galloway

Director · 65 shared filings (13 issuers) · also on 260 other issuers

Andrew Galloway is on 273 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Yelena Anuar

Executive Officer · 52 shared filings (16 issuers) · also on 2 other issuers

Yelena Anuar is on 18 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Karen Hansen

Executive Officer · 52 shared filings (16 issuers) · also on 2 other issuers

Karen Hansen is on 18 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Perry

Executive Officer · 52 shared filings (16 issuers)

Mark Perry is on 16 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Prest

Executive Officer · 50 shared filings (16 issuers) · also on 2 other issuers

Jason Prest is on 18 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Brandon Pellegrino

Executive Officer · 40 shared filings (16 issuers) · also on 1 other issuer

Brandon Pellegrino is on 17 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael L. Reger

Executive Officer · 29 shared filings (11 issuers) · also on 9 other issuers

Michael L. Reger is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John Cieslowski

Executive Officer · 27 shared filings (16 issuers) · also on 1 other issuer

John Cieslowski is on 17 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Lester Coyle

Executive Officer · 25 shared filings (16 issuers) · also on 1 other issuer

Lester Coyle is on 17 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin M. Brandt

Executive Officer, Director · 21 shared filings (16 issuers) · also on 21 other issuers

Kevin M. Brandt is on 37 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul H Saunders

Executive Officer, Director · 21 shared filings (16 issuers) · also on 22 other issuers

Paul H Saunders is on 38 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Sanjiv Sharma

Executive Officer · 18 shared filings (16 issuers) · also on 2 other issuers

Sanjiv Sharma is on 18 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Bill McCauley

Executive Officer · 18 shared filings (16 issuers)

Bill McCauley is on 16 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Canover Watson

Director · 14 shared filings (10 issuers) · also on 1 other issuer

Canover Watson is on 11 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

James River

58 issuers · 289 filings · $8.81B reported sold · 2009–2026

CS III Convexity Strategies Fund L.P. Pooled Investment Fund · $125.3M sold · 2026
CO III Credit Opportunities Fund L.P. Pooled Investment Fund · $428M sold · 2010 · listed
CO III Credit Opportunities Fund Ltd. Pooled Investment Fund · $740.5M sold · 2011 · listed
HO Hutch Onshore LLC Pooled Investment Fund · $71.4M sold · 2016
MS III Multi-Strategy Fund L.P. Pooled Investment Fund · $50.5M sold · 2026
SC III SELECT CREDIT FUND LP Pooled Investment Fund · $91.5M sold · 2009 · listed
HO Hutch Offshore Ltd. Pooled Investment Fund · $23.9M sold · 2017
CS III Convex Strategies Fund Ltd. Pooled Investment Fund · $445.8M sold · 2015 · listed
CS III Convex Strategies Hub Fund Ltd. Pooled Investment Fund · $2.3M sold · 2017 · listed
AO Aragon Offshore Fund Ltd. Pooled Investment Fund · $10.5M sold · 2021
AP Aragon Partners LP Pooled Investment Fund · $69.7M sold · 2021
AP Aragon Private SPV II LLC Pooled Investment Fund · $22.7M sold · 2022
AP Aragon Private SPV I LLC Pooled Investment Fund · $4.32M sold · 2022
EC III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC Pooled Investment Fund · $146.5M sold · 2019 · listed
JR James River Multi-Strategy Fund Ltd. Pooled Investment Fund · $363.2M sold · 2017
SA Summit Action Fund LLC, Opportunities Series Class A-2 Pooled Investment Fund · $10.4M sold · 2019
SC III SELECT CREDIT FUND LTD Pooled Investment Fund · $617.5M sold · 2009 · listed
CS III Convex Strategies Fund L.P. Pooled Investment Fund · $20.8M sold · 2017 · listed
ET III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC Pooled Investment Fund · $48.2M sold · 2017 · listed
ES III EP Strategies Fund Ltd. Pooled Investment Fund · $46M sold · 2017 · listed
TM TURBO MULTI STRATEGY LLC Pooled Investment Fund · $144.2M sold · 2011
GR III Government Relative Value Fund Ltd. Pooled Investment Fund · $96.1M sold · 2019 · listed
JR James River Equity Fund LLC Series A Pooled Investment Fund · $1.12M sold · 2020
JR James River Equity Fund LLC Series B Pooled Investment Fund · $1.12M sold · 2020
JR James River Equity Fund LLC Series C Pooled Investment Fund · $1.12M sold · 2020
RV III RELATIVE VALUE CREDIT STRATEGIES FUND L P Pooled Investment Fund · $214M sold · 2009 · listed
RV III RELATIVE VALUE CREDIT STRATEGIES FUND LTD Pooled Investment Fund · $930.3M sold · 2009 · listed
SA Summit Action Fund LLC, Opportunities Series Pooled Investment Fund · $5.67M sold · 2017
CB III CRE Bridge Loan Fund L.P. Pooled Investment Fund · $70M sold · 2017 · listed
F III FUND LP Pooled Investment Fund · $747.9M sold · 2009 · listed
F III Fund Ltd. Pooled Investment Fund · $350.7M sold · 2009 · listed
HI Hutch Income Fund LLC Pooled Investment Fund · $6.05M sold · 2018
EI III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC Pooled Investment Fund · $71.6M sold · 2017 · listed
EI III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC Pooled Investment Fund · $37.5M sold · 2017 · listed
JR James River Financing Fund LLC, Series 1 Pooled Investment Fund · $8.54M sold · 2016
SA Summit Action Fund LLC, Series 1 Pooled Investment Fund · $25.4M sold · 2016
JR James River Value Partners Fund LLC Pooled Investment Fund · $6.08M sold · 2017
G III Global Ltd. Pooled Investment Fund · $81.6M sold · 2009 · listed
JR JAMES RIVER MULTI STRATEGY FUND LP Pooled Investment Fund · $1.06B sold · 2009
IM IAM Mini-Fund 999 Ltd Pooled Investment Fund · $101M sold · 2011 · listed
AG ARAGON GLOBAL PARTNERS QP LP Pooled Investment Fund · $88.4M sold · 2009
CB III CREDIT BIAS FUND LTD Pooled Investment Fund · $706.4M sold · 2009 · listed
AG ASI GLOBAL RELATIVE VALUE FUND L P Pooled Investment Fund · $173.3M sold · 2009
AO ASI Offshore Global Relative Value Fund, Ltd. Pooled Investment Fund · $98.5M sold · 2009
JR James River Navigator Futures Fund LLC Pooled Investment Fund · $31.7M sold · 2009
CB III CREDIT BIAS FUND LP Pooled Investment Fund · $95.1M sold · 2009 · listed
FN III Futures Neural Network L.P. Pooled Investment Fund · $6.18M sold · 2009 · listed
IM IAM Mini-Fund 30 Ltd Pooled Investment Fund · $50M sold · 2011 · listed
BH BJC Healthcare Fund Ltd Pooled Investment Fund · 2012 · listed
BH BJC Healthcare ERISA Fund Ltd. Pooled Investment Fund · $30M sold · 2012 · listed
SM III Structured Macro Fund L.P. Pooled Investment Fund · $15.1M sold · 2011
SM III Structured Macro Fund Ltd. Pooled Investment Fund · 2011
CP CHESAPEAKE PRIVATE FUTURES FUND LP Pooled Investment Fund · $53.6M sold · 2009
CP CHESAPEAKE PLUS FUND LP Pooled Investment Fund · $18M sold · 2009
JR JAMES RIVER DIVERSIFIED FUND L P Pooled Investment Fund · $14.5M sold · 2009
AG Aragon Global Fund, Ltd. Pooled Investment Fund · $24.5M sold · 2009
O III ONSHORE LP Pooled Investment Fund · $1.07B sold · 2009
JR JAMES RIVER ASIA PACIFIC FUND LP Pooled Investment Fund · $30.8M sold · 2009

One team, 58 deal companies. Robert Hart is listed on 26 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Hart.

Same business address

51 other issuers file from the same address (first 50 shown)

AHL Alpha (Cayman) Ltd Grand Cayman, E9 · 2013
Bonaccord Capital Partners III, LP Grand Cayman, E9 · 2025
Bonaccord Capital Partners III-A, LP Grand Cayman, E9 · 2025
DigitalBridge Concentrated Alpha Fund, Ltd. Grand Cayman, E9 · 2020
Millennium International HedgeFocus Fund Ltd Grand Cayman, E9 · 2013
SPF HedgeFocus Fund Ltd Grand Cayman, E9 · 2014
Man Funds XI SPC, on behalf of & for the account of Man TargetRisk (Cayman) SP Grand Cayman, E9 · 2019
Napier Park Value Credit Fund (Cayman) I LP Grand Cayman, E9 · 2024
Canyon Home Equity Credit Co-Investment Feeder Fund II, L.P. Grand Cayman, E9 · 2026
Birnam Oak Master Fund, LP Grand Cayman, E9 · 2021
Birnam Oak Offshore Fund, LP Grand Cayman, E9 · 2024
SDP Flagship Offshore Fund, Ltd. Grand Cayman, E9 · 2015
Millennium Private Investors Offshore Conduit, Ltd. George Town, Grand Cayman, E9 · 2021
Kore Offshore Fund Ltd. Grand Cayman, E9 · 2022
Cinctive Global Master Fund Ltd. Grand Cayman, E9 · 2019
Cinctive Global Fund Ltd. Grand Cayman, E9 · 2019
AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio Grand Cayman, E9 · 2013
Man Funds XI SPC, on behalf of & for the account of Man AHL Pure Momentum Plus (Cayman) SP Grand Cayman, E9 · 2024
Hildene Asset Based Credit Offshore Fund II, LP Grand Cayman, E9 · 2025
III Convexity Strategies Fund L.P. Boca Raton, FL · 2026
Magnitude U.S. Partners Grand Cayman, E9 · 2009
Magnitude International Grand Cayman, E9 · 2009
Centiva Access Ltd. Grand Cayman, E9 · 2023
Man Funds IX SPC, on behalf of & for the account of Man Institutional Portfolio Dihedral SP Grand Cayman, E9 · 2023
Phoenix MAG, Ltd. Grand Cayman, E9 · 2016
Bridgewater Pure Alpha Funds Ltd. Grand Cayman, E9 · 2011
Bridgewater Pure Alpha Trading Co Ltd. Grand Cayman, E9 · 2011
Cascade Fund, Ltd. Grand Cayman, E9 · 2021
SBOS Offshore Holdings III Ltd. Grand Cayman, E9 · 2026
SBOS Offshore Fund III Ltd. Grand Cayman, E9 · 2026
Man External Alpha Protect Ltd Grand Cayman, E9 · 2017
Squarepoint Core International Feeder Ltd Grand Cayman, E9 · 2018
Linonia Partners Offshore Fund Ltd. Grand Cayman, E9 · 2023
Hildene Insurance Holdings, LLC Grand Cayman, E9 · 2024
Silver Rock Offshore Opportunistic Credit Fund LP Grand Cayman, E9 · 2017
SRF Offshore Plan Assets Opportunistic Credit Fund LP Grand Cayman, E9 · 2019
MPM Asia Equity CAV Offshore Ltd. Grand Cayman, E9 · 2026
MPM Asia Equity CAV Onshore LP Grand Cayman, E9 · 2026
Canyon Multi-Asset Credit Fund (Cayman), L.P. Grand Cayman, E9 · 2025
Napier Park Europe SPC - Concorde SP Grand Cayman, E9 · 2026
Neuberger Taiwan Equity Fund Ltd. Grand Cayman, E9 · 2026
MetLife Investment Private Equity Partners (Feeder) III, LP Grand Cayman, E9 · 2026
Condire Resource Offshore Partners, Ltd. Grand Cayman, E9 · 2018
MPM Europe Equity CAV Onshore LP Grand Cayman, E9 · 2026
MPM Europe Equity CAV Offshore Ltd. Grand Cayman, E9 · 2026
Gemsstock CAV Offshore, LP Grand Cayman, E9 · 2017
MPM Systematic CAV Offshore LP Grand Cayman, E9 · 2024
MPM Systematic CAV Onshore LP Grand Cayman, E9 · 2024
Gemsstock CAV Onshore, LP Grand Cayman, E9 · 2017
Caravela CAV Onshore, LP Grand Cayman, E9 · 2023

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 15 of the 26 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): III Credit Opportunities Fund L.P., III SELECT CREDIT FUND LP, III SELECT CREDIT FUND LTD, III RELATIVE VALUE CREDIT STRATEGIES FUND LTD, III RELATIVE VALUE CREDIT STRATEGIES FUND L P, III Fund Ltd., III FUND LP, III Global Ltd., IAM Mini-Fund 999 Ltd, III CREDIT BIAS FUND LTD, III Futures Neural Network L.P., III CREDIT BIAS FUND LP, IAM Mini-Fund 30 Ltd, BJC Healthcare Fund Ltd, BJC Healthcare ERISA Fund Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Hart by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 26 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Hart is listed on: none on file. No website or social profile named in III RELATIVE VALUE CREDIT STRATEGIES FUND LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #223,105 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

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Change history

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Robert Hart

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Amount sold went down between filings — III Convex Strategies Fund Ltd.

Robert Hart is no longer listed on the Apr 14, 2025 amendment — III Credit Opportunities Fund Ltd.

Robert Hart is no longer listed on the Apr 14, 2025 amendment — III Credit Opportunities Fund L.P.

Form D filed 21 days after the first sale — III Government Relative Value Fund Ltd.

Form D filed 28 days after the first sale — III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

14 offerings have no amendment in the last 12 months and may still be open

Same name, different state: "Robert E. Hart" (CA) is a separate record

Same name, different state: "Robert Hart" (AZ) is a separate record

Same name, different state: "Robert Hart" (IL) is a separate record

Same name, different state: "Robert C. Hart" (CT) is a separate record

Same name, different state: "Robert S Hart" (WA) is a separate record

5. Money to insiders

Deals 26

People around Robert 40

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person