Robert Harper is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2009: Office Fabrics Group Holding Corp. (Grand Rapids, MI — manufacturing — 2009; $491 reported sold to 1 investors).
What this means One deal on file with the SEC, filed Aug 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Barry Kasoff (1 shared filing), David F. Finnigan (1 shared filing), Marc Pescosolido (1 shared filing) and Mark Kuchenrither (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 6 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Robert Harper and found 6 differences, 2 worth asking the sponsor about: Regulator action: Gary W. Berus, Patricia S. Gale, Robert W. Harper and Nancy A. Swoffer (Oct 20, 1997); Regulator action: Gary W. Berus, Patricia S. Gale, Robert W. Harper(Harper) and Nancy A. Swoffer (Oct 2, 1996); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.