Sponsor Check › Person
Related person on Form D filings · address states as listed: NJ, MA, FL · listed Apr 15, 2009 → Apr 16, 2010
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
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SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 2 offerings report sales commissions totalling $289,163; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 7, 2012 D/A File 021-130234 | $288,917 (est.) | $0 | $0 | M Holdings Securities, Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities, Inc. (CRD 43285 ↗) First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗ via First Liberties Securities, Inc. (CRD 14432 ↗) Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗ via Cambridge investment Research, Inc. (CRD 39543 ↗) |
| EDGAR ↗ | Jun 7, 2012 D/A File 021-160764 | $246 (est.) | $0 | $0 | First Liberties Securities, Inc. BrokerCheck CRD 14432 ↗ via First Liberties Securities, Inc. (CRD 14432 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Jun 7, 2012 | D/A | Indefinite similar: $750,000–$13,000,000 | $14,260,755 | 6 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
| EDGAR ↗ | MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT V | Director | Jun 7, 2012 | D/A | Indefinite similar: $750,000–$13,000,000 | $500,000 | 1 similar: 1–13 | $500,000 similar: $6,403–$560,000 |
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Apr 16, 2012 | D/A | Indefinite similar: $750,000–$13,000,000 | $14,260,755 | 6 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
| EDGAR ↗ | MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT V | Director | Jun 3, 2011 | D | Indefinite similar: $750,000–$13,000,000 | $500,000 | 1 similar: 1–13 | $500,000 similar: $6,403–$560,000 |
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Apr 15, 2011 | D/A | Indefinite similar: $750,000–$13,000,000 | $13,677,422 | 4 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Apr 16, 2010 | D/A | Indefinite similar: $750,000–$13,000,000 | $12,977,422 | 3 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Dec 30, 2009 | D/A | Indefinite similar: $750,000–$13,000,000 | $6,277,442 | 3 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Dec 30, 2009 | D/A | Indefinite similar: $750,000–$13,000,000 | $6,277,442 | 3 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Apr 16, 2009 | D/A | Indefinite similar: $750,000–$13,000,000 | $2,896,720 | 1 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
| EDGAR ↗ | Massachusetts Mutual Variable Life Separate Account III | Director | Apr 15, 2009 | D | Indefinite similar: $750,000–$13,000,000 | $14,483,600 | 1 similar: 1–13 | $1,000,000 similar: $6,403–$560,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Robert A Essner. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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