Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Oct 29, 2009 → Apr 15, 2011
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Robert H. Davis is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2009 and Apr 2011: WASTE CONNECTIONS, INC. (Folsom, CA — industry reported as "Other" — 2009–2011; $250M reported sold to 26 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Darrell W. Chambliss (2 shared filings), David G. Eddie (2 shared filings), David Michael Hall (2 shared filings), Edward E. Guillet (2 shared filings), Eric Merrill (2 shared filings) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 10 SEC releases, 1 state regulator order, 8 bankruptcy cases matching the name listed in Key records below.
What this means 24 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Robert H. Davis and found 8 differences, 3 worth asking the sponsor about: Regulator action: Robert S. "Lute" Davis, Jr. (Jan 27, 2020); Regulator action: Robert S. "Lute" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al. (Dec 19, 2018); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Robert H. Davis has not run yet — it is joining a line of 23,099 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
5 cases: 1 open, 4 closed (disposition not in docket feed)
Personal Inj. Prod. Liability· Cause:
28:1441 Notice of Removal
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
290 Real Property: Other· Cause:
28:1441 Notice of Removal
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
10 SEC releases; 1 state regulator order
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert H. Davis..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
8 cases: 8 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
8 differences found between the filings for Robert H. Davis — 3 worth asking about (compared 2 filings on Oct 24, 2026)
A ap release dated Jan 27, 2020 names Robert H. Davis. Our match estimate: 70%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Dec 19, 2018 names Robert H. Davis. Our match estimate: 70%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
A ap release dated Nov 18, 2005 names Robert H. Davis. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
This page covers filings where the address state is CA. A separate record, "Robert Davis" with address state CT or CA, is listed on 37 filings — most recently by Littlejohn Fund VII-A, L.P. (Jul 29, 2025). Both records have filings in the same period (Oct 29, 2009 to Apr 15, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Robert Davis" with address state MA or NY, is listed on 20 filings — most recently by LovePop, Inc. (Jan 23, 2023). Both records have filings in the same period (Oct 29, 2009 to Apr 15, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Robert Davis" with address state FL, is listed on 2 filings — most recently by Enviropure Fish Company, LLC (Apr 12, 2011). Both records have filings in the same period (Mar 11, 2010 to Apr 12, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "ROBERT DAVIS" with address state AZ, is listed on 1 filing — most recently by SYMBIUS FINANCIAL, INC. (Jan 20, 2011). Both records have filings in the same period (Jan 20, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Robert Davis" with address state GA, is listed on 1 filing — most recently by MEDIVISTA MEDIA LLC (Feb 2, 2010). Both records have filings in the same period (Feb 2, 2010).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 2 offerings reports sales commissions totalling $1,489,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Apr 15, 2011 D WASTE CONNECTIONS, INC. File 021-158492 | $1,489,500 | $0 | $0 (est.) | Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Mitsubishi UFJ Securities (USA), Inc. BrokerCheck CRD 19685 ↗ U.S. Bancorp Investments, Inc. BrokerCheck CRD 17868 ↗ Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗ | EDGAR ↗ |
| Oct 29, 2009 D WASTE CONNECTIONS, INC. File 021-123702 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Robert H. Davis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $250M from 26 investors (100% of the $250M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
Listed on the same filings as Robert H. Davis. Their page shows their other deals.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Robert H. Davis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers Robert H. Davis is listed on: none on file. No website or social profile named in WASTE CONNECTIONS, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #352,409 of 374,652 in line (1,164 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Folsom, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Robert H. Davis appears on a new Form D, or when a court case or SEC action is matched to them. See plans →