PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

Sponsor Check › Person

RG
No photo found yet (own website and image search run after this page is viewed)

Robert Guarasci

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 13, 2010 → Aug 14, 2012

2deals (issuers)
$23.9Mreported sold
17investors
5Form D filings
2010–2012years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Guarasci is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 2 issuers between Aug 2010 and Aug 2012: Canadian Shield Master Fund, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $19.6M reported sold to 14 investors) and Canadian Shield Offshore Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2012; $4.31M reported sold to 3 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 2 years. Across those companies the filings report $23.9M sold in total.

Listed alongside Parador Asset Management, LLC (3 shared filings, management entity), Roger Mortimer (3 shared filings), Grant Jackson (2 shared filings) and Peter Cobos (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 2 issuers belong to the sponsor group Canadian Shield (2 issuers, $23.9M reported sold, 2010–2013).

What this means A sponsor group is one team that sets up a new company for each deal. Canadian Shield has 2 companies on file and $23.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Robert Guarasci and found 4 differences, 3 worth asking the sponsor about: Form D filed 79 days after the first sale; Robert Guarasci is no longer listed on the Aug 12, 2013 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Guarasci has not run yet — it is joining a line of 50,414 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 2 closed (disposition not in docket feed), 2 dismissed

Guarasci v. Carnival Corporation closed
District Court, S.D. Florida · No. 1:21-cv-23726 · Filed Oct 21, 2021 · Closed Dec 21, 2021
Role of Guarasci: Plaintiff · Outcome: Terminated 2021-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 6 federal dockets); surname only in the caption; court in FL (not a filing state)
Guarasci v. Client Services, Inc. dismissed
District Court, E.D. New York · No. 2:17-cv-06623 · Filed Nov 13, 2017 · Closed Feb 2, 2018 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Guarasci: Plaintiff · Outcome: Terminated 2018-02-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 6 federal dockets); surname only in the caption; court in NY (not a filing state)
Guarasci v. MRS BPO, LLC dismissed
District Court, E.D. New York · No. 2:17-cv-03679 · Filed Jun 19, 2017 · Closed Feb 28, 2018 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Guarasci: Plaintiff · Outcome: Terminated 2018-02-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 6 federal dockets); surname only in the caption; court in NY (not a filing state)
GUARASCI v. MRS BPO, LLC closed
District Court, E.D. New York · No. · Filed Jun 19, 2017 · Closed Feb 28, 2018 · Nature of suit: 480 Consumer credit
Role of GUARASCI: Plaintiff · Outcome: Terminated 2018-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 6 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Guarasci..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

ROBERT JOSEPH GUARASCI and RITA ELLETTE GUARASCI closed
United States Bankruptcy Court, N.D. Florida · No. 89-02086 · Filed Apr 5, 1989 · Closed Aug 23, 1989
Role of ROBERT JOSEPH GUARASCI and RITA ELLETTE GUARASCI: Debtor · Outcome: Case closed 1989-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 6 federal dockets); different first name (joseph); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Robert Guarasci — 3 worth asking about (compared 5 filings on Oct 24, 2026)

Note · Jun 19, 2017 – Oct 21, 2021

4 court cases name Robert Guarasci

By role: plaintiff in 4. Newest: "Guarasci v. Carnival Corporation" (District Court, S.D. Florida, Oct 21, 2021); "Guarasci v. Client Services, Inc." (District Court, E.D. New York, Nov 13, 2017); "Guarasci v. MRS BPO, LLC" (District Court, E.D. New York, Jun 19, 2017). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Sources
Worth asking · Nov 1, 2010 – Jan 19, 2011

Form D filed 79 days after the first sale — Canadian Shield Offshore Fund, Ltd.

The filing says the first sale was Nov 1, 2010. The Form D was filed Jan 19, 2011 — 79 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 64 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Aug 14, 2012 – Aug 12, 2013

Robert Guarasci is no longer listed on the Aug 12, 2013 amendment — Canadian Shield Master Fund, L.P.

Robert Guarasci appears on the Aug 14, 2012 Form D/A (executive officer, promoter) but not on the Aug 12, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jan 17, 2012 – Feb 5, 2013

Robert Guarasci is no longer listed on the Feb 5, 2013 amendment — Canadian Shield Offshore Fund, Ltd.

Robert Guarasci appears on the Jan 17, 2012 Form D/A (director) but not on the Feb 5, 2013 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 14, 2012 D/A
Canadian Shield Master Fund, L.P.
File 021-146392
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2012 D/A
Canadian Shield Offshore Fund, Ltd.
File 021-154064
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Robert Guarasci on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Canadian Shield

Canadian Shield Master Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 13, 2010 → Aug 14, 2012 · 3 filings
  • Aug 14, 2012 · D/A · $19,635,000 sold of Indefinite · 14 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Operating Officer of Parador Asset Management, LLC, the general partner of the Issuer) EDGAR ↗
  • Aug 11, 2011 · D/A · $19,635,000 sold of Indefinite · 14 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Operating Officer of Parador Asset Management, LLC, the general partner of the Issuer) EDGAR ↗
  • Aug 13, 2010 · D · $1,500,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer, Promoter (Chief Operating Officer of Parador Asset Management, LLC, the general partner of the Issuer) EDGAR ↗

Raised $19.6M from 14 investors as of the latest filing. Robert is listed as executive officer, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Canadian Shield

Canadian Shield Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 19, 2011 → Jan 17, 2012 · 2 filings
  • Jan 17, 2012 · D/A · $4,310,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 19, 2011 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $4.31M from 3 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Robert 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Parador Asset Management, LLC

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Robert Guarasci. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Mortimer

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Robert Guarasci. Their page shows their other deals.

GJ
No photo found (searched own website, image search on Oct 24, 2026)
Person

Grant Jackson

Director · 2 shared filings (1 issuer) · also on 163 other issuers

Grant Jackson is on 164 issuers in total — a repeat sponsor. Their page lists every one.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Cobos

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Peter Cobos is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Canadian Shield

2 issuers · 7 filings · $23.9M reported sold · 2010–2013

One team, 2 deal companies. Robert Guarasci is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Guarasci.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Guarasci by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Guarasci is listed on: none on file. No website or social profile named in Canadian Shield Master Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #327,204 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert Guarasci appears on a new Form D, or when a court case or SEC action is matched to them. See plans →