Robert Gardner is listed as an executive officer and director on 10 SEC Form D filings by 4 issuers between May 2009 and Oct 2012: Viridis Energy Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009–2010; $4.9M reported sold to 2 investors), SILVERMEX RESOURCES INC (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009–2010; $2.37M reported sold to 15 investors), First Star Resources Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011; $554K reported sold to 6 investors) and Q-GOLD RESOURCES LTD. (Flagstaff, AZ — industry reported as "Other" — 2011–2012; $83K reported sold to 4 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $7.91M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 10 public filings for Robert Gardner and found 13 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.