ROBERT JONES is listed as an executive officer on 6 SEC Form D filings by 1 issuer between Nov 2009 and Mar 2018: HOMETOWN COMMUNITY BANCORP INC (Morton, IL — commercial banking — 2009–2018; $34M reported sold to 121 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 13 bankruptcy cases matching the name listed in Key records below.
What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for ROBERT JONES and found 11 differences, 2 worth asking the sponsor about: Regulator action: Robert Shane Jones (Feb 14, 2002); Regulator action: Currency Trading International, Inc., Brian R. Moore, Craig A. Cunningham, Craig Wiginton, James R. Kelsall, Christian J. Weber and Robert Shane Jones (Jan 6, 2000); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.